Less Ads, More Data, More Tools Register for FREE

Pin to quick picksSmiths Group Regulatory News (SMIN)

Share Price Information for Smiths Group (SMIN)

London Stock Exchange
Share Price is delayed by 15 minutes
Get Live Data
Share Price: 1,722.00
Bid: 1,721.00
Ask: 1,723.00
Change: 3.00 (0.17%)
Spread: 2.00 (0.116%)
Open: 1,722.00
High: 1,726.00
Low: 1,716.00
Prev. Close: 1,719.00
SMIN Live PriceLast checked at -

Watchlists are a member only feature

Login to your account

Alerts are a premium feature

Login to your account

Holding(s) in Company

6 Oct 2017 09:30

RNS Number : 9255S
Smiths Group PLC
06 October 2017
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

Smiths Group Plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):

 

3. Details of person subject to the notification obligation

Name

Ameriprise Financial, Inc. and its group

City and country of registered office (if applicable)

Minneapolis, USA

4. Full name of shareholder(s) (if different from 3.)

Name

American Enterprise Investment Services

BNP Paribas Nominees Pty Limited

Cede & Co

Chase Nominees Ltd

HSBC Global Custody Nominees (UK) Ltd

Nortrust Nominees LTD

Roy Nominees

State Street Nominees Limited

The Bank Of New York ( Nominees ) Limited

Vidacos Nominees Ltd

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached:

2nd October 2017

6. Date on which issuer notified (DD/MM/YYYY):

4th October 2017

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer

Resulting situation on the date on which threshold was crossed or reached

19,842,024

0

19,842,024

395,663,914

Position of previous notification (if

applicable)

N/A

N/A

N/A

 

       

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rights

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B1WY2338

152,327

19,678,517

0.038%

4.974%

US83238P2039

 

11,180

 

0.003%

 

 

 

 

 

SUBTOTAL 8. A

19,842,024

5.015%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

          

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer

 

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)

X

Name

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Ameriprise Financial, Inc.

%

%

%

Ameriprise International Holdings GmbH

%

%

%

Threadneedle Asset Management Holdings SARL

%

%

%

Threadneedle Holdings Limited

%

%

%

TAM UK Holdings Limited

%

%

%

Threadneedle Asset Management Holdings Limited

%

%

%

TC Financing Limited

%

%

%

Threadneedle Asset Management Limited

5.012%

%

5.012%

 

 

 

 

Ameriprise Financial, Inc.

%

%

%

Columbia Management Investment Advisers, LLC

%

%

%

 

 

 

 

Ameriprise Financial, Inc.

%

%

%

AMPF

Holding Corporation

%

%

%

Ameriprise Financial Services, Inc.

%

%

%

 

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

 

11. Additional information

Threadneedle Asset Management Limited is wholly owned by TC Financing Limited, which is itself wholly owned by Threadneedle Asset Management Holdings Limited, which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly owned by Threadneedle Holdings Limited, which is itself wholly owned by Threadneedle Asset Management Holdings SARL, which is itself wholly owned by Ameriprise International Holdings GmbH, which is itself wholly owned by Ameriprise Financial, Inc.

 

Columbia Management Investment Advisers, LLC, is wholly owned by Ameriprise Financial, Inc.

 

Ameriprise Financial Services, Inc. is wholly owned by AMPF Holding Corporation, which is itself wholly owned by Ameriprise Financial, Inc.

 

     

 

Place of completion

Swindon, UK

Date of completion

04/10/2017

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLZMMGGRVDGNZG
Date   Source Headline
31st Jan 20185:02 pmRNSTotal Voting Rights
22nd Jan 20187:00 amRNSDivestment of John Crane's Bearings business
12th Jan 20187:00 amRNSSmiths statement on impact of US tax legislation
3rd Jan 20189:30 amRNSDirectorate Change
2nd Jan 20183:00 pmRNSDirector Declaration
2nd Jan 201810:15 amRNSTotal Voting Rights
6th Dec 20177:00 amRNSSmiths Group Capital Markets Day
30th Nov 20175:15 pmRNSTotal Voting Rights
14th Nov 20173:00 pmRNSResult of AGM
14th Nov 20177:00 amRNSTrading Statement
1st Nov 20171:45 pmRNSBlock listing Interim Review
1st Nov 20171:45 pmRNSTotal Voting Rights
1st Nov 201710:45 amRNSDirector/PDMR Shareholding
30th Oct 201711:00 amRNSHolding(s) in Company
27th Oct 20173:00 pmRNSDirector/PDMR Shareholding
20th Oct 20172:17 pmRNSEuro Medium Term Note Programme
20th Oct 20177:00 amRNSSmiths Group extends pension de-risking
17th Oct 20177:00 amRNSDirectorate Change
10th Oct 20172:30 pmRNSAnnual Financial Report
6th Oct 20179:30 amRNSHolding(s) in Company
2nd Oct 201712:15 pmRNSTotal Voting Rights
22nd Sep 20177:00 amRNSFinal Results
31st Aug 20175:15 pmRNSTotal Voting Rights
30th Aug 201711:45 amRNSAnnouncement of Results & Annual General Meeting
29th Aug 201711:35 amRNSHolding(s) in Company
1st Aug 201710:30 amRNSDirector/PDMR Shareholding
31st Jul 20175:15 pmRNSTotal Voting Rights
20th Jul 20177:00 amRNSNotification of Proposed Transactions by PDMR
10th Jul 20171:30 pmRNSDisposal Update
3rd Jul 201710:06 amRNSDirector/PDMR Shareholding
30th Jun 20175:23 pmRNSTotal Voting Rights
9th Jun 20174:11 pmRNSHolding(s) in Company
8th Jun 201710:19 amRNSAdditional Listing
1st Jun 20172:00 pmRNSDisposal
31st May 20175:46 pmRNSTotal Voting Rights
19th May 201710:57 amRNSDirectorate Change
3rd May 20177:00 amRNSDirector/PDMR Shareholding
2nd May 20179:21 amRNSBlock listing Interim Review
2nd May 20179:14 amRNSTotal Voting Rights
2nd May 20177:00 amRNSSmiths Group divests Microwave Telecoms business
7th Apr 20177:00 amRNSSmiths completes acquisition of Morpho Detection
5th Apr 201712:01 pmRNSDirector/PDMR Shareholding
31st Mar 20175:01 pmRNSTotal Voting Rights
24th Mar 20177:00 amRNSHalf-year Report
28th Feb 20175:02 pmRNSTotal Voting Rights
24th Feb 20177:01 amRNSDirector Declaration
21st Feb 20175:01 pmRNSPublication of Final Terms
16th Feb 20173:10 pmRNSSMITHS LAUNCHES 10 YEAR EUR650m BOND OFFERING
1st Feb 20177:00 amRNSSmiths Group extends pension de-risking
31st Jan 20176:15 pmRNSTotal Voting Rights

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.