Less Ads, More Data, More Tools Register for FREE

Pin to quick picksSmiths Group Regulatory News (SMIN)

Share Price Information for Smiths Group (SMIN)

London Stock Exchange
Share Price is delayed by 15 minutes
Get Live Data
Share Price: 1,722.00
Bid: 1,721.00
Ask: 1,723.00
Change: 3.00 (0.17%)
Spread: 2.00 (0.116%)
Open: 1,722.00
High: 1,726.00
Low: 1,716.00
Prev. Close: 1,719.00
SMIN Live PriceLast checked at -

Watchlists are a member only feature

Login to your account

Alerts are a premium feature

Login to your account

Holding(s) in Company

6 Oct 2017 09:30

RNS Number : 9255S
Smiths Group PLC
06 October 2017
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

Smiths Group Plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):

 

3. Details of person subject to the notification obligation

Name

Ameriprise Financial, Inc. and its group

City and country of registered office (if applicable)

Minneapolis, USA

4. Full name of shareholder(s) (if different from 3.)

Name

American Enterprise Investment Services

BNP Paribas Nominees Pty Limited

Cede & Co

Chase Nominees Ltd

HSBC Global Custody Nominees (UK) Ltd

Nortrust Nominees LTD

Roy Nominees

State Street Nominees Limited

The Bank Of New York ( Nominees ) Limited

Vidacos Nominees Ltd

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached:

2nd October 2017

6. Date on which issuer notified (DD/MM/YYYY):

4th October 2017

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer

Resulting situation on the date on which threshold was crossed or reached

19,842,024

0

19,842,024

395,663,914

Position of previous notification (if

applicable)

N/A

N/A

N/A

 

       

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rights

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B1WY2338

152,327

19,678,517

0.038%

4.974%

US83238P2039

 

11,180

 

0.003%

 

 

 

 

 

SUBTOTAL 8. A

19,842,024

5.015%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

          

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer

 

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)

X

Name

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Ameriprise Financial, Inc.

%

%

%

Ameriprise International Holdings GmbH

%

%

%

Threadneedle Asset Management Holdings SARL

%

%

%

Threadneedle Holdings Limited

%

%

%

TAM UK Holdings Limited

%

%

%

Threadneedle Asset Management Holdings Limited

%

%

%

TC Financing Limited

%

%

%

Threadneedle Asset Management Limited

5.012%

%

5.012%

 

 

 

 

Ameriprise Financial, Inc.

%

%

%

Columbia Management Investment Advisers, LLC

%

%

%

 

 

 

 

Ameriprise Financial, Inc.

%

%

%

AMPF

Holding Corporation

%

%

%

Ameriprise Financial Services, Inc.

%

%

%

 

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

 

11. Additional information

Threadneedle Asset Management Limited is wholly owned by TC Financing Limited, which is itself wholly owned by Threadneedle Asset Management Holdings Limited, which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly owned by Threadneedle Holdings Limited, which is itself wholly owned by Threadneedle Asset Management Holdings SARL, which is itself wholly owned by Ameriprise International Holdings GmbH, which is itself wholly owned by Ameriprise Financial, Inc.

 

Columbia Management Investment Advisers, LLC, is wholly owned by Ameriprise Financial, Inc.

 

Ameriprise Financial Services, Inc. is wholly owned by AMPF Holding Corporation, which is itself wholly owned by Ameriprise Financial, Inc.

 

     

 

Place of completion

Swindon, UK

Date of completion

04/10/2017

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLZMMGGRVDGNZG
Date   Source Headline
26th Jan 201710:30 amRNSSmiths Group divests Interconnect's Power business
19th Jan 201711:03 amRNSEC clears Smiths acquisition of Morpho Detection
3rd Jan 20177:00 amRNSTotal Voting Rights
9th Dec 20169:30 amRNSDirector Declaration
1st Dec 201610:33 amRNSTotal Voting Rights
24th Nov 20162:00 pmRNSDirectorate Change
15th Nov 20164:05 pmRNSResult of AGM
15th Nov 20167:00 amRNSTrading Statement
9th Nov 20166:18 pmRNSDirector/PDMR Shareholding
7th Nov 20167:00 amRNSSmiths Group divests Wallace for £140 million
1st Nov 201610:36 amRNSBlock listing Interim Review
1st Nov 201610:35 amRNSTotal Voting Rights
28th Oct 20167:00 amRNSSmiths de-risks pension liabilities - £250m buy-in
19th Oct 20165:37 pmRNSDirector/PDMR Shareholding
18th Oct 20167:00 amRNSSmiths establishes Euro Medium Term Note Programme
13th Oct 20163:21 pmRNSAnnual Financial Report
11th Oct 201611:38 amRNSHolding(s) in Company
3rd Oct 201610:11 amRNSDirector/PDMR Shareholding
30th Sep 20165:06 pmRNSTotal Voting Rights
29th Sep 201612:09 pmRNSAdditional Listing
28th Sep 20167:00 amRNSFinal Results
23rd Sep 20167:00 amRNSSmiths Group to divest Artificial Lift business
1st Sep 20167:00 amRNSTotal Voting Rights
30th Aug 201612:24 pmRNSNotice of Results, dividend recommendation & AGM
9th Aug 20167:00 amRNSSmiths Group trading update
1st Aug 20162:26 pmRNSTotal Voting Rights
7th Jul 20166:06 pmRNSDirector Declaration
30th Jun 20164:55 pmRNSTotal Voting Rights
30th Jun 20164:54 pmRNSDirector/PDMR Shareholding
10th Jun 20164:30 pmRNSDirector/PDMR Shareholding
1st Jun 201611:18 amRNSTotal Voting Rights
11th May 201612:06 pmRNSDirector/PDMR Shareholding
3rd May 201610:04 amRNSBlock listing Interim Review
3rd May 201610:03 amRNSTotal Voting Rights
29th Apr 20168:40 amRNSAdditional Listing
27th Apr 20162:50 pmRNSSmiths announces new Non-executive Director
26th Apr 201612:10 pmRNSDirector/PDMR Shareholding
21st Apr 20167:00 amRNSSmiths Group acquisition of Morpho Detection
31st Mar 20166:02 pmRNSTotal Voting Rights
16th Mar 20161:22 pmRNSHolding(s) in Company
16th Mar 20167:00 amRNSHalf Yearly Report
1st Mar 20168:00 amRNSTotal Voting Rights
1st Mar 20167:00 amRNSSmiths concludes pension funding exercise
25th Feb 20166:24 pmRNSStatement re Home State Disclosure
4th Feb 201612:25 pmRNSHolding(s) in Company
1st Feb 20167:00 amRNSTotal Voting Rights
26th Jan 20165:35 pmRNSDirector/PDMR Shareholding
14th Jan 20167:06 amRNSJohn Crane management change
4th Jan 201610:00 amRNSTotal Voting Rights
14th Dec 20159:34 amRNSHolding(s) in Company

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.