Last checked at 11 May 2018 12:20
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |||
| Company dealt in | SMURFIT KAPPA GROUP PLC | |||
| Class of relevant security to which the | €0.001 ordinary shares | |||
| dealings being disclosed relate (Note 2) | ||||
| Date of dealing | 10 May 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | €0.001 ordinary shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 3,593,677 | 1.52% | 360,497 | 0.15% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 110,563 | 0.05% | 3,303,578 | 1.39% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | |||||||||||
| 3,704,240 | 1.56% | 3,664,075 | 1.54% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 17 | 35.4303 EUR | |||
| Purchase | 34 | 31.4404 GBP | |||
| Purchase | 91 | 31.1237 GBP | |||
| Purchase | 106 | 31.1000 GBP | |||
| Purchase | 107 | 31.0464 GBP | |||
| Purchase | 124 | 31.4200 GBP | |||
| Purchase | 266 | 35.2215 EUR | |||
| Purchase | 278 | 31.3037 GBP | |||
| Purchase | 402 | 35.2554 EUR | |||
| Purchase | 420 | 31.0674 GBP | |||
| Purchase | 481 | 31.3800 GBP | |||
| Purchase | 504 | 35.4000 EUR | |||
| Purchase | 525 | 35.3300 EUR | |||
| Purchase | 750 | 35.2060 EUR | |||
| Purchase | 1,496 | 35.4071 EUR | |||
| Purchase | 1,812 | 30.9632 GBP | |||
| Purchase | 1,971 | 31.3787 GBP | |||
| Purchase | 2,103 | 35.2422 EUR | |||
| Purchase | 2,866 | 35.5081 EUR | |||
| Purchase | 3,359 | 35.2712 EUR | |||
| Purchase | 3,444 | 31.3645 GBP | |||
| Purchase | 3,570 | 30.9118 GBP | |||
| Purchase | 5,687 | 35.2160 EUR | |||
| Purchase | 6,637 | 35.4747 EUR | |||
| Purchase | 8,779 | 31.3007 GBP | |||
| Purchase | 13,147 | 31.1009 GBP | |||
| Sale | 12 | 35.2558 EUR | |||
| Sale | 69 | 31.1975 GBP | |||
| Sale | 83 | 35.2555 EUR | |||
| Sale | 97 | 35.1655 EUR | |||
| Sale | 125 | 31.0402 GBP | |||
| Sale | 195 | 31.0660 GBP | |||
| Sale | 200 | 35.1200 EUR | |||
| Sale | 257 | 35.4839 EUR | |||
| Sale | 278 | 31.3037 GBP | |||
| Sale | 453 | 35.5000 EUR | |||
| Sale | 468 | 35.2306 EUR | |||
| Sale | 1,272 | 31.3800 GBP | |||
| Sale | 1,430 | 35.2263 EUR | |||
| Sale | 1,560 | 31.0569 GBP | |||
| Sale | 1,805 | 35.3418 EUR | |||
| Sale | 2,474 | 35.2018 EUR | |||
| Sale | 2,679 | 31.3814 GBP | |||
| Sale | 8,984 | 31.1514 GBP | |||
| Sale | 15,588 | 35.5600 EUR |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| €0.001 ordinary shares | Long | 69 | 31.1975 GBP | ||||
| €0.001 ordinary shares | Long | 125 | 31.0402 GBP | ||||
| €0.001 ordinary shares | Long | 195 | 31.0660 GBP | ||||
| €0.001 ordinary shares | Long | 200 | 35.1173 EUR | ||||
| €0.001 ordinary shares | Long | 257 | 35.4839 EUR | ||||
| €0.001 ordinary shares | Long | 468 | 35.2306 EUR | ||||
| €0.001 ordinary shares | Long | 1,430 | 35.2263 EUR | ||||
| €0.001 ordinary shares | Long | 1,805 | 35.3353 EUR | ||||
| €0.001 ordinary shares | Long | 2,315 | 31.0784 GBP | ||||
| €0.001 ordinary shares | Long | 4,073 | 31.1819 GBP | ||||
| €0.001 ordinary shares | Short | 34 | 31.4405 GBP | ||||
| €0.001 ordinary shares | Short | 91 | 31.1237 GBP | ||||
| €0.001 ordinary shares | Short | 107 | 31.0464 GBP | ||||
| €0.001 ordinary shares | Short | 266 | 35.2215 EUR | ||||
| €0.001 ordinary shares | Short | 373 | 31.0642 GBP | ||||
| €0.001 ordinary shares | Short | 382 | 31.3800 GBP | ||||
| €0.001 ordinary shares | Short | 793 | 35.3785 EUR | ||||
| €0.001 ordinary shares | Short | 1,897 | 30.9085 GBP | ||||
| €0.001 ordinary shares | Short | 3,359 | 35.2712 EUR | ||||
| €0.001 ordinary shares | Short | 3,570 | 30.9118 GBP | ||||
| €0.001 ordinary shares | Short | 4,073 | 35.4900 EUR | ||||
| €0.001 ordinary shares | Short | 8,779 | 31.3007 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 11 May 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 | ||
| If a connected EFM, name of offeree/offeror with which connected | |||
| If a connected EFM, state nature of connection | |||
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