Last checked at 8 May 2018 13:12
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |||
| Company dealt in | SMURFIT KAPPA GROUP PLC | |||
| Class of relevant security to which the | €0.001 ordinary shares | |||
| dealings being disclosed relate (Note 2) | ||||
| Date of dealing | 04 May 2018 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | €0.001 ordinary shares | ||||||||||
| Long | Short | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities | ||||||||||
| 3,543,878 | 1.49% | 442,614 | 0.19% | ||||||||
| (2) | Derivatives (other than options): | ||||||||||
| 134,303 | 0.06% | 2,249,655 | 0.95% | ||||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | |||||||||||
| 3,678,181 | 1.55% | 2,692,269 | 1.14% | ||||||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||||
| Number | (%) | Number | (%) | |||||
| (1) Relevant securities | ||||||||
| (2) Derivatives (other than options) | ||||||||
| (3) Options and agreements to purchase/sell | ||||||||
| Total | ||||||||
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit | |||
| Purchase | 2 | 34.5250 EUR | |||
| Purchase | 48 | 30.4200 GBP | |||
| Purchase | 75 | 30.2400 GBP | |||
| Purchase | 102 | 30.4000 GBP | |||
| Purchase | 108 | 30.4626 GBP | |||
| Purchase | 200 | 34.4800 EUR | |||
| Purchase | 381 | 30.5850 GBP | |||
| Purchase | 408 | 34.5468 EUR | |||
| Purchase | 522 | 34.5609 EUR | |||
| Purchase | 590 | 30.4633 GBP | |||
| Purchase | 652 | 34.5337 EUR | |||
| Purchase | 974 | 30.4819 GBP | |||
| Purchase | 975 | 30.4629 GBP | |||
| Purchase | 1,237 | 30.5261 GBP | |||
| Purchase | 1,278 | 30.4827 GBP | |||
| Purchase | 2,832 | 34.5738 EUR | |||
| Purchase | 2,953 | 34.6129 EUR | |||
| Purchase | 3,247 | 30.5881 GBP | |||
| Purchase | 3,295 | 34.5979 EUR | |||
| Purchase | 4,104 | 30.3542 GBP | |||
| Purchase | 6,286 | 34.5951 EUR | |||
| Purchase | 7,012 | 34.5241 EUR | |||
| Purchase | 7,051 | 34.5055 EUR | |||
| Purchase | 7,367 | 30.4800 GBP | |||
| Purchase | 7,968 | 34.5385 EUR | |||
| Purchase | 9,226 | 34.4963 EUR | |||
| Purchase | 12,358 | 34.6131 EUR | |||
| Purchase | 12,411 | 34.2839 EUR | |||
| Purchase | 13,036 | 34.8000 EUR | |||
| Purchase | 15,035 | 34.5290 EUR | |||
| Purchase | 15,589 | 30.5134 GBP | |||
| Purchase | 20,000 | 34.4861 EUR | |||
| Purchase | 22,951 | 34.5483 EUR | |||
| Purchase | 29,989 | 34.5934 EUR | |||
| Purchase | 35,748 | 34.5038 EUR | |||
| Purchase | 36,762 | 30.3987 GBP | |||
| Purchase | 67,282 | 30.4920 GBP | |||
| Sale | 51 | 34.6449 EUR | |||
| Sale | 75 | 30.2400 GBP | |||
| Sale | 331 | 30.4800 GBP | |||
| Sale | 564 | 30.4501 GBP | |||
| Sale | 575 | 34.6142 EUR | |||
| Sale | 607 | 30.4813 GBP | |||
| Sale | 645 | 30.5284 GBP | |||
| Sale | 1,032 | 34.5200 EUR | |||
| Sale | 1,182 | 34.5543 EUR | |||
| Sale | 1,187 | 34.4122 EUR | |||
| Sale | 1,263 | 30.7477 GBP | |||
| Sale | 1,744 | 30.5759 GBP | |||
| Sale | 3,417 | 34.3310 EUR | |||
| Sale | 3,568 | 34.3499 EUR | |||
| Sale | 5,292 | 34.8463 EUR | |||
| Sale | 5,529 | 30.4782 GBP | |||
| Sale | 5,976 | 30.5158 GBP | |||
| Sale | 10,108 | 34.6195 EUR | |||
| Sale | 12,000 | 34.4505 EUR | |||
| Sale | 13,484 | 34.4355 EUR | |||
| Sale | 13,786 | 30.9600 GBP | |||
| Sale | 18,381 | 30.5220 GBP | |||
| Sale | 19,231 | 34.6200 EUR | |||
| Sale | 20,000 | 34.1222 EUR | |||
| Sale | 25,253 | 30.5212 GBP | |||
| Sale | 100,000 | 34.0817 EUR |
| NB: The below transactions which were previously disclosed have been cancelled | |||||||
| Class of relevant | Purchase/sale | Number of relevant securities | Price per unit | ||||
| security | |||||||
| €0.001 ordinary shares | Purchase | 100 | 34.4800 EUR | ||||
| €0.001 ordinary shares | Purchase | 204 | 34.5468 EUR | ||||
| €0.001 ordinary shares | Purchase | 1,416 | 34.5738 EUR | ||||
| €0.001 ordinary shares | Purchase | 3,143 | 34.5951 EUR | ||||
| €0.001 ordinary shares | Purchase | 3,506 | 34.5241 EUR | ||||
| €0.001 ordinary shares | Purchase | 4,613 | 34.4963 EUR | ||||
| €0.001 ordinary shares | Sale | 516 | 34.5200 EUR | ||||
| €0.001 ordinary shares | Sale | 591 | 34.5543 EUR | ||||
| €0.001 ordinary shares | Sale | 1,784 | 34.3499 EUR | ||||
| €0.001 ordinary shares | Sale | 6,742 | 34.4355 EUR | ||||
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per | ||||
| unit | |||||||
| €0.001 ordinary shares | Long | 326 | 30.4800 GBP | ||||
| €0.001 ordinary shares | Long | 564 | 30.4501 GBP | ||||
| €0.001 ordinary shares | Long | 575 | 34.6142 EUR | ||||
| €0.001 ordinary shares | Long | 645 | 30.5284 GBP | ||||
| €0.001 ordinary shares | Long | 1,187 | 34.4122 EUR | ||||
| €0.001 ordinary shares | Long | 1,263 | 30.7477 GBP | ||||
| €0.001 ordinary shares | Long | 1,341 | 30.4416 GBP | ||||
| €0.001 ordinary shares | Long | 3,000 | 34.5335 EUR | ||||
| €0.001 ordinary shares | Long | 4,493 | 30.4801 GBP | ||||
| €0.001 ordinary shares | Long | 5,292 | 34.8463 EUR | ||||
| €0.001 ordinary shares | Long | 8,215 | 34.6312 EUR | ||||
| €0.001 ordinary shares | Long | 20,000 | 34.1222 EUR | ||||
| €0.001 ordinary shares | Long | 100,000 | 34.0817 EUR | ||||
| €0.001 ordinary shares | Short | 2 | 34.5200 EUR | ||||
| €0.001 ordinary shares | Short | 108 | 30.4626 GBP | ||||
| €0.001 ordinary shares | Short | 286 | 34.6152 EUR | ||||
| €0.001 ordinary shares | Short | 381 | 30.5850 GBP | ||||
| €0.001 ordinary shares | Short | 441 | 34.0850 EUR | ||||
| €0.001 ordinary shares | Short | 590 | 30.4633 GBP | ||||
| €0.001 ordinary shares | Short | 652 | 34.5337 EUR | ||||
| €0.001 ordinary shares | Short | 974 | 30.4819 GBP | ||||
| €0.001 ordinary shares | Short | 1,237 | 30.5261 GBP | ||||
| €0.001 ordinary shares | Short | 2,029 | 34.6954 EUR | ||||
| €0.001 ordinary shares | Short | 2,667 | 34.6127 EUR | ||||
| €0.001 ordinary shares | Short | 2,786 | 30.5878 GBP | ||||
| €0.001 ordinary shares | Short | 4,000 | 30.5327 GBP | ||||
| €0.001 ordinary shares | Short | 4,104 | 30.3542 GBP | ||||
| €0.001 ordinary shares | Short | 6,806 | 34.4641 EUR | ||||
| €0.001 ordinary shares | Short | 8,113 | 30.4824 GBP | ||||
| €0.001 ordinary shares | Short | 9,988 | 34.6225 EUR | ||||
| €0.001 ordinary shares | Short | 15,035 | 34.5290 EUR | ||||
| €0.001 ordinary shares | Short | 20,000 | 34.4862 EUR | ||||
| €0.001 ordinary shares | Short | 23,183 | 34.6314 EUR | ||||
| €0.001 ordinary shares | Short | 35,748 | 34.5038 EUR | ||||
| €0.001 ordinary shares | Short | 37,478 | 30.5051 GBP |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 8 May 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 | ||
| If a connected EFM, name of offeree/offeror with which connected | |||
| If a connected EFM, state nature of connection | |||
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