Last checked at 15 Aug 2019 07:54
604 page 1/2 15 July 2001
|
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
|
| |||||||||||||||||||||||
|
To Company Name/Scheme | Mako Gold Limited (ASX:MKG) |
| ||||||||||||||||||||||
ACN/ARSN | ACN 606 241 829 |
| |||||||||||||||||||||||
1. Details of substantial holder(1) |
| ||||||||||||||||||||||||
Name | Resolute Mining Limited (ASX: RSG) and its related bodies corporate as listed below |
| |||||||||||||||||||||||
ACN/ARSN (if applicable) | ACN 097 088 689 |
| |||||||||||||||||||||||
There was a change in the interests of the substantial holder on | 13/08/2019 |
| |||||||||||||||||||||||
The previous notice was given to the company on | 15/08/2018 |
| |||||||||||||||||||||||
The previous notice was dated | 15/08/2018 |
| |||||||||||||||||||||||
2. Previous and present voting power |
| ||||||||||||||||||||||||
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: |
| ||||||||||||||||||||||||
|
| Class of securities (4) | Previous notice | Present notice |
| ||||||||||||||||||||
| Person's votes | Voting power (5) | Person's votes | Voting power (5) |
| ||||||||||||||||||||
| Ordinary shares | 12,301,000 | 19.45% | 15,235,085 | 17.0% |
| |||||||||||||||||||
|
| ||||||||||||||||||||||||
|
3. Changes in relevant interests |
| |||||||||||||||||||||||
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
|
| ||||||||||||||||||||||||
| Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected | |||||||||||||||||||
| 24/05/2019 | Resolute (Treasury) Pty Ltd
Resolute Mining Limited | Placement | $167,856.73 | 1,974,785 fully paid ordinary shares | 14,275,785 | |||||||||||||||||||
| 27/06/2019 | Resolute (Treasury) Pty Ltd
Resolute Mining Limited | Non-Renounceable Issue Allotment | $81,540.50 | 959,300 fully paid ordinary shares | 15,235,085 | |||||||||||||||||||
|
4. Present relevant interests |
| |||||||||||||||||||||||
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
|
| ||||||||||||||||||||||||
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8)
| Nature of relevant interest (6) | Class and number of securities | Person's votes |
| |||||||||||||||||||
Resolute (Treasury) Pty Ltd | Resolute (Treasury) Pty Ltd | Resolute (Treasury) Pty Ltd | Relevant interest under section 608(1)(a) of the Corporations Act. | 15,235,085 | 15,235,085 |
| |||||||||||||||||||
Resolute Mining Limited | Resolute (Treasury) Pty Ltd | Resolute (Treasury) Pty Ltd | Relevant interest under section 608(3)(b) of the Corporations Act. Resolute Mining Limited owns 100% of Resolute (Treasury) Pty Ltd. | 15,235,085 | 15,235,085 |
| |||||||||||||||||||
|
5. Changes in association |
| |||||||||||||||||||||||
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
|
| ||||||||||||||||||||||||
| Name and ACN/ARSN (if applicable) | Nature of association |
| ||||||||||||||||||||||
| See Annexure A |
| |||||||||||||||||||||||
|
| ||||||||||||||||||||||||
|
6. Addresses |
| |||||||||||||||||||||||
The addresses of persons named in this form are as follows:
|
| ||||||||||||||||||||||||
| Name | Address |
| ||||||||||||||||||||||
| See Annexure B |
| |||||||||||||||||||||||
|
| ||||||||||||||||||||||||
|
| ||||||||||||||||||||||||
| Signature print name |
John Welborn capacity Managing Director |
| ||||||||||||||||||||||
|
sign here |
date 15 / 08 / 2019 |
| ||||||||||||||||||||||
|
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes.
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
|
| |||||||||||||||||||||||
| (a) | any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
|
| ||||||||||||||||||||||
| (b) | any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
|
| ||||||||||||||||||||||
| See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. |
| |||||||||||||||||||||||
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
|
| ||||||||||||||||||||||||
Annexure A
Associates
This is Annexure A of 3 page(s) referred to in Form 604.
Name and ACN/ARSN (if applicable) | Nature of Association |
Resolute Mining Limited ACN 097 088 689 | Resolute Mining Limited is an associate of each of the other entities to the left (and vice versa) because they are ultimately controlled by Resolute Mining Limited.
The entities to the left other than Resolute Mining Limited are also associates of each other because they are each ultimately controlled by Resolute Mining Limited (they are subsidiaries of Resolute Mining Limited). |
Resolute UK 2 Limited
| |
Resolute UK 1 Limited | |
Resolute (Treasury) Pty Ltd ACN 120 794 603 | |
Resolute Corporate Services Pty Ltd ACN 009 047 581 | |
Carpentaria Gold Pty Ltd ACN 010 706 966 | |
Resolute Canada Pty Ltd ACN 626 300 981 | |
Resolute Canada 2 Pty Ltd ACN 626 301 200 | |
ACN 627 384 098 Pty Ltd ACN 627 384 098 | |
RSG Tanzania Pty Ltd ACN 625 151 135 | |
RSG Tanzania 2 Pty Ltd ACN 626 221 574 | |
Resolute Sudan Pty Ltd ACN 623 529 859 | |
Resolute Sudan 2 Pty Ltd ACN 624 155 273 | |
Resolute Burkina Faso Pty Ltd ACN 623 531 224 | |
Resolute (CDI Holdings) Pty Ltd ACN 616 380 119 | |
Geb and Nut Resources SARL | |
Amber Gold CDI SARL | |
Nimba Resources SARL | |
Resolute CDI SARL | |
Excalibur CDI SARL | |
Resolute Egypt (Australia) Pty Ltd ACN 618 535 014 | |
Resolute Egypt (Australia) 2 Pty Ltd ACN 619 333 345 | |
Resolute Egypt Pty Ltd | |
Resolute (SOMISY) Pty Ltd ACN 616 378 468 | |
Resolute Mali SA | |
Société des Mines de Syama SA | |
Resolute (Finkolo) Pty Ltd ACN 616 380 093 | |
Resolute Exploration SARL | |
Société des Mines de Finkolo SA | |
Resolute (Bibiani) Pty Ltd ACN 616 380 173 | |
Drilling and Mining Services Limited | |
Mensin Gold Bibiani Limited | |
Noble Mining Ghana Limited | |
Resolute (Ghana) Limited | |
Resolute Burkina SARL | |
Toro Gold Limited | |
ORCA SA | |
Bambuk Minerals Liited | |
Petowal Mining Company SA | |
Bambuk Minerals Senegal SARL | |
Toro Technical Services | |
Toro Gold Pty Ltd ACN 604 832 528 | |
Toro Gold Gabon Ltd | |
Toro Gold Gabon SARL | |
Toro Gold Equatorial Ltd | |
Predictive Discovery CI SARL | |
Toro Gold Guinée |
Signature
Print Name: | John Welborn | Capacity: | Managing Director |
Sign Here: | Date: | 15 August 2019 |
Annexure B
Addresses
This is Annexure B of 3 page(s) referred to in Form 604.
Name | Address |
Resolute UK 2 Limited | Level 2, 15-17 William Street Perth WA 6000 |
Resolute UK 1 Limited | Level 2, 15-17 William Street Perth WA 6000 |
Resolute Mining Limited ACN 097 088 689 | Level 2, 15-17 William Street Perth WA 6000 |
Resolute (Treasury) Pty Ltd ACN 120 794 603 | Level 2, 15-17 William Street Perth WA 6000 |
Resolute Corporate Services Pty Ltd ACN 009 047 581 | Level 2, 15-17 William Street Perth WA 6000 |
Carpentaria Gold Pty Ltd ACN 010 706 966 | Level 2, 15-17 William Street Perth WA 6000 |
Resolute Canada Pty Ltd ACN 626 300 981 | Level 2, 15-17 William Street Perth WA 6000 |
Resolute Canada 2 Pty Ltd ACN 626 301 200 | Level 2, 15-17 William Street Perth WA 6000 |
ACN 627 384 098 Pty Ltd ACN 627 384 098 | Level 2, 15-17 William Street Perth WA 6000 |
RSG Tanzania Pty Ltd ACN 625 151 135 | Level 2, 15-17 William Street Perth WA 6000 |
RSG Tanzania 2 Pty Ltd ACN 626 221 574 | Level 2, 15-17 William Street Perth WA 6000 |
Resolute Sudan Pty Ltd ACN 623 529 859 | Level 2, 15-17 William Street Perth WA 6000 |
Resolute Sudan 2 Pty Ltd ACN 624 155 273 | Level 2, 15-17 William Street Perth WA 6000 |
Resolute Burkina Faso Pty Ltd ACN 623 531 224 | Level 2, 15-17 William Street Perth WA 6000 |
Resolute (CDI Holdings) Pty Ltd ACN 616 380 119 | Level 2, 15-17 William Street Perth WA 6000 |
Geb and Nut Resources SARL | Level 2, 15-17 William Street Perth WA 6000 |
Amber Gold CDI SARL | Level 2, 15-17 William Street Perth WA 6000 |
Nimba Resources SARL | Level 2, 15-17 William Street Perth WA 6000 |
Resolute CDI SARL | Level 2, 15-17 William Street Perth WA 6000 |
Excalibur CDI SARL | |
Resolute Egypt (Australia) Pty Ltd ACN 618 535 014 | Level 2, 15-17 William Street Perth WA 6000 |
Resolute Egypt (Australia) 2 Pty Ltd ACN 619 333 345 | Level 2, 15-17 William Street Perth WA 6000 |
Resolute Egypt Pty Ltd | Level 2, 15-17 William Street Perth WA 6000 |
Resolute (SOMISY) Pty Ltd ACN 616 378 468 | Level 2, 15-17 William Street Perth WA 6000 |
Resolute Mali SA | Level 2, 15-17 William Street Perth WA 6000 |
Société des Mines de Syama SA | Level 2, 15-17 William Street Perth WA 6000 |
Resolute (Finkolo) Pty Ltd ACN 616 380 093 | Level 2, 15-17 William Street Perth WA 6000 |
Resolute Exploration SARL | Level 2, 15-17 William Street Perth WA 6000 |
Société des Mines de Finkolo SA | Level 2, 15-17 William Street Perth WA 6000 |
Resolute (Bibiani) Pty Ltd ACN 616 380 173 | Level 2, 15-17 William Street Perth WA 6000 |
Drilling and Mining Services Limited | Level 2, 15-17 William Street Perth WA 6000 |
Mensin Gold Bibiani Limited | Level 2, 15-17 William Street Perth WA 6000 |
Noble Mining Ghana Limited | Level 2, 15-17 William Street Perth WA 6000 |
Resolute (Ghana) Limited | Level 2, 15-17 William Street Perth WA 6000 |
Resolute Burkina SARL | Level 2, 15-17 William Street Perth WA 6000 |
Toro Gold Limited | Level 2, 15-17 William Street Perth WA 6000 |
ORCA SA | Level 2, 15-17 William Street Perth WA 6000 |
Bambuk Minerals Liited | Level 2, 15-17 William Street Perth WA 6000 |
Petowal Mining Company SA | Level 2, 15-17 William Street Perth WA 6000 |
Bambuk Minerals Senegal SARL | Level 2, 15-17 William Street Perth WA 6000 |
Toro Technical Services | Level 2, 15-17 William Street Perth WA 6000 |
Toro Gold Pty Ltd ACN 604 832 528 | Level 2, 15-17 William Street Perth WA 6000 |
Toro Gold Gabon Ltd | Level 2, 15-17 William Street Perth WA 6000 |
Toro Gold Gabon SARL | Level 2, 15-17 William Street Perth WA 6000 |
Toro Gold Equatorial Ltd | Level 2, 15-17 William Street Perth WA 6000 |
Predictive Discovery CI SARL | Level 2, 15-17 William Street Perth WA 6000 |
Toro Gold Guinée | Level 2, 15-17 William Street Perth WA 6000 |
Signature
Print Name: | John Welborn | Capacity: | Managing Director |
Sign Here: | Date: | 15 August 2019 |