Last checked at 10 Jan 2018 12:07
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Rolls-Royce Holdings plc (the Company) announces the following transactions by its Directors and PDMRs and their persons closely associated with them as a consequence of:
· The allotment to all ordinary shareholders of 46 C Shares on 3 January 2018, for every ordinary share held;
· The redemption of C Shares for 0.1 pence each on 5 January 2018; and
· The reinvestment of the proceeds of that redemption into further ordinary shares by operation of the C Share Reinvestment Plan (the CRIP)
The CRIP purchase was completed on 9 January 2018 at an average price of £ 8.677115 per ordinary share.
No. of Ordinary shares purchased by the CRIP (9 January 2018) | |
Ruth Cairnie | 57 |
Christopher Cholerton | 5 |
Ian Davis | 237 |
Irene Dorner | 53 |
Warren East | 135 |
Beverly Goulet | 22 |
Joanne Gregory | 10 |
Mark Gregory | 20 |
Anthony Heggs | 14 |
Harry Holt | 24 |
Lee Hsien Yang | 27 |
Sir Kevin Smith | 126 |
Paul Stein | 213 |
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Ruth Cairnie
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Non-executive Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction)
| ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price | N/A
| ||||
e)
| Date of the transaction
| 09 January 2018 | ||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | ||||
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Christopher Cholerton
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| President - Defence Aerospace | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
| Ordinary Shares of 20p each
GB00B63H8491
| ||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction) | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price |
N/A
| ||||
e)
| Date of the transaction
| 09 January 2018 | ||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | ||||
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Ian Davis
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chairman | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction) | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price | N/A
| ||||
e)
| Date of the transaction
| 09 January 2018 | ||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | ||||
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Irene Dorner | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Non-executive Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction) | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price | N/A
| ||||
e)
| Date of the transaction
| 09 January 2018 | ||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | ||||
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Warren East | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Chief Executive Officer | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of 20p each
GB00B63H8491
| ||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction) | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price | N/A
| ||||
e)
| Date of the transaction
| 09 January 2018 | ||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | ||||
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Beverly Goulet
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Non-executive Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction) | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price | N/A
| ||||
e)
| Date of the transaction
| 09 January 2018 | ||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | ||||
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Joanne Gregory | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Person Closely Associated (Mark Gregory) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction) | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price | N/A
| ||||
e)
| Date of the transaction
| 09 January 2018 | ||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | ||||
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Mark Gregory | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| General Counsel | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction) | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price | N/A
| ||||
e)
| Date of the transaction
| 09 January 2018 | ||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | ||||
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Anthony Heggs
| ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Person Closely Associated (Ruth Cairnie) | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction) | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price | N/A
| ||||
e)
| Date of the transaction
| 09 January 2018 | ||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | ||||
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Harry Holt | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| President and General Manager - Nuclear | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491 | ||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction) | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price | N/A
| ||||
e)
| Date of the transaction
| 09 January 2018 | ||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | ||||
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Lee Hsien Yang | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Non-executive Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| ||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction) | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price | N/A
| ||||
e)
| Date of the transaction
| 09 January 2018 | ||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | ||||
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| |||||
a)
| Name
| Sir Kevin Smith | ||||
2
| Reason for the notification
| |||||
a)
| Position/status
| Senior Non-executive Director | ||||
b)
| Initial notification /Amendment
| Initial notification | ||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| |||||
a)
| Name
| Rolls-Royce Holdings plc | ||||
b)
| LEI
| 213800EC7997ZBLZJH69 | ||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| |||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491 | ||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction) | ||||
c)
| Price(s) and volume(s)
|
| ||||
d)
| Aggregated information
- Aggregated volume
- Price | N/A
| ||||
e)
| Date of the transaction
| 09 January 2018 | ||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | ||||
ANNEX
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||||
a)
| Name
| Paul Stein | |||||
2
| Reason for the notification
| ||||||
a)
| Position/status
| Chief Technology Officer | |||||
b)
| Initial notification /Amendment
| Initial notification | |||||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||||
a)
| Name
| Rolls-Royce Holdings plc | |||||
b)
| LEI
| 213800EC7997ZBLZJH69 | |||||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||||
a)
| Description of the financial instrument, type of instrument
Identification code
|
Ordinary Shares of 20p each
GB00B63H8491
| |||||
b)
| Nature of the transaction
| C Share Reinvestment Plan (standing instruction) | |||||
c)
| Price(s) and volume(s)
|
| |||||
d)
| Aggregated information
- Aggregated volume
- Price | N/A
| |||||
e)
| Date of the transaction
| 09 January 2018 | |||||
f)
| Place of the transaction
| London Stock Exchange, Main Market (XLON) | |||||
Name of authorised official of issuer responsible for making notification Georgios Chatzopoulos - Company Secretariat Assistant Telephone: 01332 245464 Email: Georgios.Chatzopoulos@Rolls-Royce.com
Date of notification - 10 January 2018 |
| ||||||