Last checked at 8 Dec 2017 14:44
8 December 2017
Record plc ('Record' or the 'Company')
REG-Record PLC Director/PDMR Shareholding
The Company announces, in accordance with DTR 3.1.4R(1) that the following director and senior managers of the Company exercised multiple Unapproved Share Options issued under the Record plc Share Scheme on 7 December as detailed below. The Company was notified of this exercise today.
Director | Number of Ordinary Shares exercised | Exercise price |
James Wood-Collins | 233,333 | 30.000p |
Senior manager | Number of Ordinary Shares exercised | Exercise price |
Dmitri Tikhonov | 37,500 | 34.500p |
33,750 | 30.850p | |
25,000 | 34.072p | |
Joel Sleigh | 37,500 | 34.500p |
33,750 | 30.850p | |
25,000 | 34.072p |
The Company also announces, in accordance with DTR 3.1.4R(1) that the following senior managers of the Company exercised Approved Share Options issued under the Record plc Share Scheme on 7 December as detailed below. The Company was notified of this exercise today.
Senior manager | Number of Ordinary Shares exercised | Exercise price |
Dmitri Tikhonov | 95,000 | 30.850p |
Joel Sleigh | 95,000 | 30.850p |
In addition to the above, the Company announces, in accordance with DTR 3.1.4R(1) that on 7 December the following director and senior managers sold ordinary shares to cover the exercise price of the options detailed above and income tax and national insurance liability arising from the gain on exercise where applicable. The Company was notified of this disposal today.
Director | Number of Ordinary Shares sold | Sale price |
James Wood-Collins | 188,455 | 47.088p |
Senior manager | Number of Ordinary Shares sold | Sale price |
Dmitri Tikhonov | 143,346 | 47.088p |
Joel Sleigh | 143,346 | 47.088p |
The following disclosure is made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014:
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a)
| Name
| 1. JAMES WOOD-COLLINS 2. DMITRI TIKHONOV 3. JOEL SLEIGH | |
2 | Reason for the notification | ||
a)
| Position/status
| 1. CHIEF EXECUTIVE OFFICER 2. HEAD OF PORTFOLIO MANAGEMENT 3. CHIEF OPERATING OFFICER | |
b)
| Initial notification /Amendment
| INITIAL NOTIFICATION | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a)
| Name
| RECORD PLC | |
b)
| LEI (inclusion optional)
| 5493000VJ55ZTYGX4322 | |
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a)
| Description of the financial instrument, type of instrument
Identification code
| ORDINARY SHARES OF 0.025 PENCE PER SHARE
GB00B28ZPS36
| |
b)
| Nature of the transaction
| EXERCISE OF UNAPPROVED OPTIONS OVER ORDINARY SHARES IN ACCORDANCE WITH THE RULES OF THE RECORD PLC SHARE SCHEME | |
c)
| Price(s) and volume(s)
| Prices(s) | Volume(s) |
1. £0.30000
2. £0.34500 £0.30850 £0.34072
3. £0.34500 £0.30850 £0.34072 | 233,333 SHARES
37,500 SHARES 33,750 SHARES 25,000 SHARES
37,500 SHARES 33,750 SHARES 25,000 SHARES
| ||
d)
| Aggregated information - Aggregated volume - Price
|
N/A | |
e)
| Date of the transaction
| 7 DECEMBER 2017 | |
f)
| Place of the transaction
| OUTSIDE A TRADING VENUE | |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a)
| Name
| 1. DMITRI TIKHONOV 2. JOEL SLEIGH | |
2 | Reason for the notification | ||
a)
| Position/status
| 1. HEAD OF PORTFOLIO MANAGEMENT 2. CHIEF OPERATING OFFICER | |
b)
| Initial notification /Amendment
| INITIAL NOTIFICATION | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a)
| Name
| RECORD PLC | |
b)
| LEI (inclusion optional)
| 5493000VJ55ZTYGX4322 | |
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a)
| Description of the financial instrument, type of instrument
Identification code
| ORDINARY SHARES OF 0.025 PENCE PER SHARE
GB00B28ZPS36
| |
b)
| Nature of the transaction
| EXERCISE OF APPROVED OPTIONS OVER ORDINARY SHARES IN ACCORDANCE WITH THE RULES OF THE RECORD PLC SHARE SCHEME | |
c)
| Price(s) and volume(s)
| Prices(s) | Volume(s) |
1. £0.30850
2. £0.30850
| 95,000 SHARES
95,000 SHARES
| ||
d)
| Aggregated information - Aggregated volume - Price
|
N/A | |
e)
| Date of the transaction
| 7 DECEMBER 2017 | |
f)
| Place of the transaction
| OUTSIDE A TRADING VENUE | |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a)
| Name
| 1. JAMES WOOD-COLLINS 2. DMITRI TIKHONOV 3. JOEL SLEIGH | |
2 | Reason for the notification | ||
a)
| Position/status
| 1. CHIEF EXECUTIVE OFFICER 2. HEAD OF PORTFOLIO MANAGEMENT 3. CHIEF OPERATING OFFICER | |
b)
| Initial notification /Amendment
| INITIAL NOTIFICATION | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a)
| Name
| RECORD PLC | |
b)
| LEI (inclusion optional)
| 5493000VJ55ZTYGX4322 | |
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a)
| Description of the financial instrument, type of instrument
Identification code
| ORDINARY SHARES OF 0.025 PENCE PER SHARE
GB00B28ZPS36
| |
b)
| Nature of the transaction
| SALE OF ORDINARY SHARES | |
c)
| Price(s) and volume(s)
| Prices(s) | Volume(s) |
£0.47088 | 1. 188,455 SHARES 2. 143,346 SHARES 3. 143,346 SHARES | ||
d)
| Aggregated information - Aggregated volume - Price
|
N/A | |
e)
| Date of the transaction
| 7 DECEMBER 2017 | |
f)
| Place of the transaction
| LONDON STOCK EXCHANGE MAIN MARKET (XLON) | |
For any queries related to this notification please contact: Joanne Manning, Company Secretary on 01753 852222.