Last checked at 4 Jul 2016 15:44
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PENNON GROUP PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
C LOUGHLIN
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING IN RESPECT OF (3) ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES @ 40.7p
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
CHRISTOPHER LOUGHLIN
| 8. | State the nature of the transaction
CONDITIONAL AWARD OF SHARES PURSUANT TO THE PENNON GROUP PERFORMANCE AND CO-INVESTMENT PLAN. THE AWARD IS HELD FOR A PERIOD OF 3 YEARS FOLLOWED BY A TWO YEAR HOLDING PERIOD. THE AWARD VESTS DEPENDENT UPON THE SATISFACTION OF SPECIFIED PERFORMANCE CRITERIA AND OTHER TERMS IN ACCORDANCE WITH THE PLAN.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
55,434 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.01%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
-
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
|
13. | Price per share or value of transaction
920p PER SHARE | 14. | Date and place of transaction
1 JULY 2016, LONDON UK
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LESS THAN 0.10% | 16. | Date issuer informed of transaction
1 JULY 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
-
| 18. | Period during which or date on which exercisable
-
|
19. | Total amount paid (if any) for grant of the option
- | 20. | Description of shares or debentures involved (class and number)
-
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
| 22. | Total number of shares or debentures over which options held following notification
-
|
23. | Any additional information
-
| 24. | Name of contact and telephone number for queries
H BARRETT-HAGUE TEL: 01392 443784
|
Name of authorised official of issuer responsible for making notification
HELEN BARRETT-HAGUE - GROUP COMPANY SECRETARY
Date of notification
4 JULY 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PENNON GROUP PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
DR S C BIRD
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING IN RESPECT OF (3) ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES @ 40.7p
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
STEPHEN CHARLES BIRD
| 8. | State the nature of the transaction
CONDITIONAL AWARD OF SHARES PURSUANT TO THE PENNON GROUP PERFORMANCE AND CO-INVESTMENT PLAN. THE AWARD IS HELD FOR A PERIOD OF 3 YEARS FOLLOWED BY A TWO YEAR HOLDING PERIOD. THE AWARD VESTS DEPENDENT UPON THE SATISFACTION OF SPECIFIED PERFORMANCE CRITERIA AND OTHER TERMS IN ACCORDANCE WITH THE PLAN.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
20,869 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.01%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
-
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
|
13. | Price per share or value of transaction
920p PER SHARE | 14. | Date and place of transaction
1 JULY 2016, LONDON UK
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LESS THAN 0.05% | 16. | Date issuer informed of transaction
1 JULY 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
-
| 18. | Period during which or date on which exercisable
-
|
19. | Total amount paid (if any) for grant of the option
- | 20. | Description of shares or debentures involved (class and number)
-
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
| 22. | Total number of shares or debentures over which options held following notification
-
|
23. | Any additional information
-
| 24. | Name of contact and telephone number for queries
H BARRETT-HAGUE TEL: 01392 443784
|
Name of authorised official of issuer responsible for making notification
HELEN BARRET-HAGUE - GROUP COMPANY SECRETARY
Date of notification
4 JULY 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PENNON GROUP PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
MRS S J DAVY
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING IN RESPECT OF (3) ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES @ 40.7p
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
SUSAN JANE DAVY
| 8. | State the nature of the transaction
CONDITIONAL AWARD OF SHARES PURSUANT TO THE PENNON GROUP PERFORMANCE AND CO-INVESTMENT PLAN. THE AWARD IS HELD FOR A PERIOD OF 3 YEARS FOLLOWED BY A TWO YEAR HOLDING PERIOD. THE AWARD VESTS DEPENDENT UPON THE SATISFACTION OF SPECIFIED PERFORMANCE CRITERIA AND OTHER TERMS IN ACCORDANCE WITH THE PLAN.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
42,391 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.01%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
-
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
|
13. | Price per share or value of transaction
920p PER SHARE | 14. | Date and place of transaction
1 JULY 2016, LONDON UK
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LESS THAN 0.05% | 16. | Date issuer informed of transaction
1 JULY 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
-
| 18. | Period during which or date on which exercisable
-
|
19. | Total amount paid (if any) for grant of the option
- | 20. | Description of shares or debentures involved (class and number)
-
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
| 22. | Total number of shares or debentures over which options held following notification
-
|
23. | Any additional information
-
| 24. | Name of contact and telephone number for queries
H BARRETT-HAGUE TEL: 01392 443784
|
Name of authorised official of issuer responsible for making notification
HELEN BARRET-HAGUE - GROUP COMPANY SECRETARY
Date of notification
4 JULY 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PENNON GROUP PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
MR S L CATFORD
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING IN RESPECT OF (3) ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES @ 40.7p
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
SIMON LESLIE CATFORD
| 8. | State the nature of the transaction
CONDITIONAL AWARD OF SHARES PURSUANT TO THE PENNON GROUP PERFORMANCE AND CO-INVESTMENT PLAN. THE AWARD IS HELD FOR A PERIOD OF 3 YEARS FOLLOWED BY A TWO YEAR HOLDING PERIOD. THE AWARD VESTS DEPENDENT UPON THE SATISFACTION OF SPECIFIED PERFORMANCE CRITERIA AND OTHER TERMS IN ACCORDANCE WITH THE PLAN.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
13,173 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.01%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
-
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
|
13. | Price per share or value of transaction
920p PER SHARE | 14. | Date and place of transaction
1 JULY 2016, LONDON UK
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LESS THAN 0.05% | 16. | Date issuer informed of transaction
1 JULY 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
-
| 18. | Period during which or date on which exercisable
-
|
19. | Total amount paid (if any) for grant of the option
- | 20. | Description of shares or debentures involved (class and number)
-
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
| 22. | Total number of shares or debentures over which options held following notification
-
|
23. | Any additional information
-
| 24. | Name of contact and telephone number for queries
H BARRETT-HAGUE TEL: 01392 443784
|
Name of authorised official of issuer responsible for making notification
HELEN BARRET-HAGUE - GROUP COMPANY SECRETARY
Date of notification
4 JULY 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PENNON GROUP PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
MR A D CUMMING
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING IN RESPECT OF (3) ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES @ 40.7p
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
ALAN DOUGLAS CUMMING
| 8. | State the nature of the transaction
CONDITIONAL AWARD OF SHARES PURSUANT TO THE PENNON GROUP PERFORMANCE AND CO-INVESTMENT PLAN. THE AWARD IS HELD FOR A PERIOD OF 3 YEARS FOLLOWED BY A TWO YEAR HOLDING PERIOD. THE AWARD VESTS DEPENDENT UPON THE SATISFACTION OF SPECIFIED PERFORMANCE CRITERIA AND OTHER TERMS IN ACCORDANCE WITH THE PLAN.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
5,585 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.01%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
-
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
|
13. | Price per share or value of transaction
920p PER SHARE | 14. | Date and place of transaction
1 JULY 2016, LONDON UK
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LESS THAN 0.05% | 16. | Date issuer informed of transaction
1 JULY 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
-
| 18. | Period during which or date on which exercisable
-
|
19. | Total amount paid (if any) for grant of the option
- | 20. | Description of shares or debentures involved (class and number)
-
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
| 22. | Total number of shares or debentures over which options held following notification
-
|
23. | Any additional information
-
| 24. | Name of contact and telephone number for queries
H BARRETT-HAGUE TEL: 01392 443784
|
Name of authorised official of issuer responsible for making notification
HELEN BARRET-HAGUE - GROUP COMPANY SECRETARY
Date of notification
4 JULY 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PENNON GROUP PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
MR I J MCAULAY
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING IN RESPECT OF (3) ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES @ 40.7p
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
IAN JAMES MCAULAY
| 8. | State the nature of the transaction
CONDITIONAL AWARD OF SHARES PURSUANT TO THE PENNON GROUP PERFORMANCE AND CO-INVESTMENT PLAN. THE AWARD IS HELD FOR A PERIOD OF 3 YEARS FOLLOWED BY A TWO YEAR HOLDING PERIOD. THE AWARD VESTS DEPENDENT UPON THE SATISFACTION OF SPECIFIED PERFORMANCE CRITERIA AND OTHER TERMS IN ACCORDANCE WITH THE PLAN.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
44,021 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.01%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
-
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
|
13. | Price per share or value of transaction
920p PER SHARE | 14. | Date and place of transaction
1 JULY 2016, LONDON UK
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LESS THAN 0.05% | 16. | Date issuer informed of transaction
1 JULY 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
-
| 18. | Period during which or date on which exercisable
-
|
19. | Total amount paid (if any) for grant of the option
- | 20. | Description of shares or debentures involved (class and number)
-
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
| 22. | Total number of shares or debentures over which options held following notification
-
|
23. | Any additional information
-
| 24. | Name of contact and telephone number for queries
H BARRETT-HAGUE TEL: 01392 443784
|
Name of authorised official of issuer responsible for making notification
HELEN BARRET-HAGUE - GROUP COMPANY SECRETARY
Date of notification
4 JULY 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PENNON GROUP PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
MR P M RINGHAM
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING IN RESPECT OF (3) ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES @ 40.7p
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
PAUL MICHAEL RINGHAM
| 8. | State the nature of the transaction
CONDITIONAL AWARD OF SHARES PURSUANT TO THE PENNON GROUP PERFORMANCE AND CO-INVESTMENT PLAN. THE AWARD IS HELD FOR A PERIOD OF 3 YEARS FOLLOWED BY A TWO YEAR HOLDING PERIOD. THE AWARD VESTS DEPENDENT UPON THE SATISFACTION OF SPECIFIED PERFORMANCE CRITERIA AND OTHER TERMS IN ACCORDANCE WITH THE PLAN.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
21,078 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.01%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
-
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
|
13. | Price per share or value of transaction
920p PER SHARE | 14. | Date and place of transaction
1 JULY 2016, LONDON UK
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LESS THAN 0.05% | 16. | Date issuer informed of transaction
1 JULY 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
-
| 18. | Period during which or date on which exercisable
-
|
19. | Total amount paid (if any) for grant of the option
- | 20. | Description of shares or debentures involved (class and number)
-
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
| 22. | Total number of shares or debentures over which options held following notification
-
|
23. | Any additional information
-
| 24. | Name of contact and telephone number for queries
H BARRETT-HAGUE TEL: 01392 443784
|
Name of authorised official of issuer responsible for making notification
HELEN BARRET-HAGUE - GROUP COMPANY SECRETARY
Date of notification
4 JULY 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PENNON GROUP PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
MR P PIDDINGTON
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING IN RESPECT OF (3) ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES @ 40.7p
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
PHILLIP PIDDINGTON
| 8. | State the nature of the transaction
CONDITIONAL AWARD OF SHARES PURSUANT TO THE PENNON GROUP PERFORMANCE AND CO-INVESTMENT PLAN. THE AWARD IS HELD FOR A PERIOD OF 3 YEARS FOLLOWED BY A TWO YEAR HOLDING PERIOD. THE AWARD VESTS DEPENDENT UPON THE SATISFACTION OF SPECIFIED PERFORMANCE CRITERIA AND OTHER TERMS IN ACCORDANCE WITH THE PLAN.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
15,808 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.01%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
-
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
|
13. | Price per share or value of transaction
920p PER SHARE | 14. | Date and place of transaction
1 JULY 2016, LONDON UK
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LESS THAN 0.05% | 16. | Date issuer informed of transaction
1 JULY 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
-
| 18. | Period during which or date on which exercisable
-
|
19. | Total amount paid (if any) for grant of the option
- | 20. | Description of shares or debentures involved (class and number)
-
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
| 22. | Total number of shares or debentures over which options held following notification
-
|
23. | Any additional information
-
| 24. | Name of contact and telephone number for queries
H BARRETT-HAGUE TEL: 01392 443784
|
Name of authorised official of issuer responsible for making notification
HELEN BARRET-HAGUE - GROUP COMPANY SECRETARY
Date of notification
4 JULY 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PENNON GROUP PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
MRS L F ROWE
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING IN RESPECT OF (3) ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES @ 40.7p
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
LOUISE FRANCES ROWE
| 8. | State the nature of the transaction
CONDITIONAL AWARD OF SHARES PURSUANT TO THE PENNON GROUP PERFORMANCE AND CO-INVESTMENT PLAN. THE AWARD IS HELD FOR A PERIOD OF 3 YEARS FOLLOWED BY A TWO YEAR HOLDING PERIOD. THE AWARD VESTS DEPENDENT UPON THE SATISFACTION OF SPECIFIED PERFORMANCE CRITERIA AND OTHER TERMS IN ACCORDANCE WITH THE PLAN.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
12,173 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.01%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
-
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
|
13. | Price per share or value of transaction
920p PER SHARE | 14. | Date and place of transaction
1 JULY 2016, LONDON UK
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LESS THAN 0.05% | 16. | Date issuer informed of transaction
1 JULY 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
-
| 18. | Period during which or date on which exercisable
-
|
19. | Total amount paid (if any) for grant of the option
- | 20. | Description of shares or debentures involved (class and number)
-
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
| 22. | Total number of shares or debentures over which options held following notification
-
|
23. | Any additional information
-
| 24. | Name of contact and telephone number for queries
H BARRETT-HAGUE TEL: 01392 443784
|
Name of authorised official of issuer responsible for making notification
HELEN BARRET-HAGUE - GROUP COMPANY SECRETARY
Date of notification
4 JULY 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PENNON GROUP PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
MRS H BARRETT-HAGUE
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING IN RESPECT OF (3) ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES @ 40.7p
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
HELEN BARRETT-HAGUE
| 8. | State the nature of the transaction
CONDITIONAL AWARD OF SHARES PURSUANT TO THE PENNON GROUP PERFORMANCE AND CO-INVESTMENT PLAN. THE AWARD IS HELD FOR A PERIOD OF 3 YEARS FOLLOWED BY A TWO YEAR HOLDING PERIOD. THE AWARD VESTS DEPENDENT UPON THE SATISFACTION OF SPECIFIED PERFORMANCE CRITERIA AND OTHER TERMS IN ACCORDANCE WITH THE PLAN.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
19,565 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.01%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
-
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
|
13. | Price per share or value of transaction
920p PER SHARE | 14. | Date and place of transaction
1 JULY 2016, LONDON UK
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LESS THAN 0.05% | 16. | Date issuer informed of transaction
1 JULY 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
-
| 18. | Period during which or date on which exercisable
-
|
19. | Total amount paid (if any) for grant of the option
- | 20. | Description of shares or debentures involved (class and number)
-
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
| 22. | Total number of shares or debentures over which options held following notification
-
|
23. | Any additional information
-
| 24. | Name of contact and telephone number for queries
H BARRETT-HAGUE TEL: 01392 443784
|
Name of authorised official of issuer responsible for making notification
HELEN BARRET-HAGUE - GROUP COMPANY SECRETARY
Date of notification
4 JULY 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
PENNON GROUP PLC
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i)
|
3. | Name of person discharging managerial responsibilities/director
MR E REES
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
|
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
HOLDING IN RESPECT OF (3) ABOVE
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
ORDINARY SHARES @ 40.7p
|
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
ELLIOT REES
| 8. | State the nature of the transaction
CONDITIONAL AWARD OF SHARES PURSUANT TO THE PENNON GROUP PERFORMANCE AND CO-INVESTMENT PLAN. THE AWARD IS HELD FOR A PERIOD OF 3 YEARS FOLLOWED BY A TWO YEAR HOLDING PERIOD. THE AWARD VESTS DEPENDENT UPON THE SATISFACTION OF SPECIFIED PERFORMANCE CRITERIA AND OTHER TERMS IN ACCORDANCE WITH THE PLAN.
|
9. | Number of shares, debentures or financial instruments relating to shares acquired
6,514 | 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
LESS THAN 0.01%
|
11. | Number of shares, debentures or financial instruments relating to shares disposed
-
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
|
13. | Price per share or value of transaction
920p PER SHARE | 14. | Date and place of transaction
1 JULY 2016, LONDON UK
|
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LESS THAN 0.05% | 16. | Date issuer informed of transaction
1 JULY 2016
|
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17. | Date of grant
-
| 18. | Period during which or date on which exercisable
-
|
19. | Total amount paid (if any) for grant of the option
- | 20. | Description of shares or debentures involved (class and number)
-
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
| 22. | Total number of shares or debentures over which options held following notification
-
|
23. | Any additional information
-
| 24. | Name of contact and telephone number for queries
H BARRETT-HAGUE TEL: 01392 443784
|
Name of authorised official of issuer responsible for making notification
HELEN BARRET-HAGUE - GROUP COMPANY SECRETARY
Date of notification
4 JULY 2016
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |