Last checked at 14 Aug 2020 15:27
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS | ||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Premier Foods PLC GB00B7N0K053 | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | No | |||||
An event changing the breakdown of voting rights | No | |||||
Other (please specify): | No | |||||
3. Details of person subject to the notification obligation | ||||||
Name | Oasis Management Company Ltd. | |||||
City and country of registered office (if applicable) | Cayman Islands | |||||
4. Full name of shareholder(s) (if different from 3.) | ||||||
Name | Oasis Investments II Master Fund Ltd. | |||||
City and country of registered office (if applicable) | Cayman Islands | |||||
5. Date on which the threshold was crossed or reached: | 12 August 2020 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 14 August 2020 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuer | |||
Resulting situation on the date on which threshold was crossed or reached | 10.06% | 0.4% | 10.46% | 88,879,841 | ||
Position of previous notification (if applicable) | 11.95% | 0.1% | 12.05% | |||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached | |||||||||
A: Voting rights attached to shares | |||||||||
Class/type ofshares ISIN code (if possible) | Number of voting rights | % of voting rights | |||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | ||||||
GB00B7N0K053 | - | 85,488,822 | - | 10.06% | |||||
SUBTOTAL 8. A | 85,488,822 | 10.06% | |||||||
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | |||||||||
Type of financial instrument | Expirationdate | Exercise/Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | |||||
Total Return Swap | N/A | N/A | 3,391,019 | 0.4% | |||||
SUBTOTAL 8. B 1 | 3,391,019 | 0.4% | |||||||
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||||||
Type of financial instrument | Expirationdate | Exercise/Conversion Period | Physical or cash settlement | Number of voting rights | % of voting rights | ||||
SUBTOTAL 8.B.2 | |||||||||
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9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer | ||||
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) | X | |||
Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
Seth Hillel Fischer | ||||
Oasis Management Company Ltd. | 10.46% | - | 10.46% | |
10. In case of proxy voting, please identify: | ||||
Name of the proxy holder | Not Applicable | |||
The number and % of voting rights held | Not Applicable | |||
The date until which the voting rights will be held | Not Applicable | |||
11. Additional information | ||||
Not Applicable | ||||
Place of completion | Hong Kong |
Date of completion | 14 August 2020 |