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Pin to quick picksNew Cent.2 Regulatory News (NCA2)

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New Century AIM VCT 2 is an Investment Trust

To achieve long term capital growth through investment in a diversified portfolio of Qualifying Companies primarily quoted on AIM.

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Holding(s) in Company

2 Aug 2023 15:01

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

New Century AIM VCT2 plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Oberon Investments Group plc

City and country of registered office (if applicable)

London, UK

4. Full name of shareholder(s) (if different from 3.)v

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reachedvi:

31/07/2023

6. Date on which issuer notified (DD/MM/YYYY):

02/08/2023

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

25.77%

N/A

25.77%

5,574,403

Position of previous notification (if

applicable)

12.27%

N/A

12.27%

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Chain 1

GB00B1SN3863

293,130

467,287

5.26%

8.38%

Chain 2

GB00B1SN3863

676,365

12.13%

SUBTOTAL 8. A

1,436,782

25.77%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration datex

Exercise/ Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration datex

Exercise/ Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Chain 1

Oberon Investments Group plc

13.64%

-

13.64%

Oberon Securities Limited

13.64%

-

13.64%

Oberon Investments Limited

13.64%

-

13.64%

Chain 2

Oberon Investments Group plc

12.13%

-

12.13%

Oberon Securities Limited

12.13%

-

12.13%

Logic Investments Limited

12.13%

-

12.13%

10. In case of proxy voting, please identify:

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional informationxvi

Within Chain 1, there is one indirect holding which is above 3.0%, being that for Mr Geoffrey Gamble who is the Chairman of the Issuer, with a holding of 3.53%. This has been disclosed separately by the Issuer.

 

Place of completion

London

Date of completion

02/08/2023

View source version on businesswire.com: https://www.businesswire.com/news/home/20230802794322/en/

Copyright Business Wire 2023

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