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Pin to quick picksLms Capital Regulatory News (LMS)

Share Price Information for Lms Capital (LMS)

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Share Price: 18.95
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Change: 0.30 (1.61%)
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LMS Capital is an Investment Trust

To achieve absolute total returns over the medium to longer term, principally through capital gains and supplemented with the generation of a longer term income yield, by investing primarily in private equity.

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Holding(s) in Company

6 Sep 2016 11:13

LMS CAPITAL PLC - Holding(s) in Company

LMS CAPITAL PLC - Holding(s) in Company

PR Newswire

London, September 6

For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: iiLMS Capital plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rightsX
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iiiRobert Anthony Rayne
4. Full name of shareholder(s) (if different from 3.):iv
5. Date of the transaction and date on which the threshold is crossed or reached: v1 September 2016
6. Date on which issuer notified:5 September 2016
7. Threshold(s) that is/are crossed or reached: vi, vii 3%

8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of shares if possible using the ISIN CODESituation previous to the triggering transactionResulting situation after the triggering transaction
Number of SharesNumber of Voting RightsNumber of sharesNumber of voting rights% of voting rights x
DirectDirect xiIndirect xiiDirectIndirect
3,076,8663,076,8663,076,8663,076,8663.19%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrumentExpiration date xiiiExercise/ Conversion Period xivNumber of voting rights that may be acquired if the instrument is exercised/ converted.% of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrumentExercise priceExpiration date xviiExercise/ Conversion period xviiiNumber of voting rights instrument refers to% of voting rights xix, xx
NominalDelta
Total (A+B+C)
Number of voting rightsPercentage of voting rights
3,076,8663.19%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information: There has been no acquisition or disposal of voting rights. On 1 September 2016 the issuer announced that total issued share capital (and total voting rights) had decreased from 103,584,592 Ordinary Shares to 96,441,735 Ordinary Shares, as a result of the completion of the Tender Offer. The effect of this reduction in the total issued share capital is to increase the proportion of voting rights held by Mr Rayne from below to above the 3% threshold, which has prompted this notification.
14. Contact name:TONY SWEET
15. Contact telephone number: (0)20 7935 3555.
Date   Source Headline
31st Mar 20214:35 pmRNSPrice Monitoring Extension
12th Mar 20217:09 amRNSFinal Results for the Year Ended 31 December 2020
2nd Mar 20214:41 pmRNSSecond Price Monitoring Extn
2nd Mar 20214:36 pmRNSPrice Monitoring Extension
2nd Feb 20217:00 amRNSNAV and Portfolio Update
7th Jan 20211:59 pmRNSPortfolio Update
4th Dec 20204:41 pmRNSSecond Price Monitoring Extn
4th Dec 20204:36 pmRNSPrice Monitoring Extension
28th Oct 20207:00 amRNSNet Asset Value(s) 3rd Quarter 2020 update
12th Aug 20207:00 amRNSPortfolio Update
4th Aug 20209:59 amRNSHalf-year Report
25th Jun 20207:13 amRNSResults of 2020 Annual General Meeting
28th May 20201:01 pmRNSAccounts and Notice of AGM
26th May 20207:00 amRNSDISCLOSURE OF RIGHTS ATTACHED TO LISTED SECURITIES
13th May 20204:00 pmRNSHolding(s) in Company
13th May 20203:37 pmRNSDirector/PDMR Shareholding
30th Apr 202012:51 pmRNSDirector/PDMR Shareholding
29th Apr 20207:00 amRNS1st Quarter 2020 Update
15th Apr 202011:32 amRNSFinal Results
31st Mar 202012:08 pmRNSSecond Price Monitoring Extn
31st Mar 202012:03 pmRNSPrice Monitoring Extension
31st Jan 202011:31 amRNSEntry in the register of small registered UK AIFMs
30th Jan 202010:21 amRNSCompany Update and NAV Estimate as at 31 Dec 2019
20th Dec 20193:45 pmRNSDirector/PDMR Shareholding
12th Dec 20192:38 pmRNSSpecial Interim Dividend
29th Nov 20198:04 amRNSDirectorate Changes & Inv Management Arrangements
28th Nov 201912:42 pmRNSResult of GM& Resignation of Independent Directors
19th Nov 20199:32 amRNSProxy Form Relating to General Meeting on 28 Nov19
5th Nov 201912:45 pmRNSPublication of Circular &Notice of General Meeting
5th Nov 201912:07 pmRNS3rd Quarter 2019 update
27th Sep 20197:00 amRNSUpdate on investment management arrangements
14th Aug 20197:00 amRNSSale of investment in Entuity completes
2nd Aug 201912:30 pmRNSResults for the six months ended 30 June 2019
26th Jul 201910:30 amRNSReview of investment management arrangements
4th Jun 20199:00 amRNSResult of AGM
30th Apr 20197:00 amRNSNotice of AGM
30th Apr 20197:00 amRNS1st Quarter 2019 update
22nd Mar 20197:00 amRNSPreliminary Results
29th Jan 20197:00 amRNSNet Asset Value(s)
12th Nov 20187:00 amRNSTransaction notification
12th Nov 20187:00 amRNSTransaction notification
9th Nov 20185:48 pmRNSTR-1: Notification of major holdings - Replacement
9th Nov 20185:46 pmRNSTR-1: Notification of major holdings - Replacement
9th Nov 20182:31 pmRNSTR-1: Notification of major holdings
9th Nov 20182:29 pmRNSTR-1: Notification of major holdings
30th Oct 20187:00 amRNSThird quarter update
12th Sep 20181:15 pmRNSHalf-year Report
31st Jul 20187:00 amRNSNAV Estimate at 30 June 2018 and Sale of Penguin
13th Jun 20189:50 amRNSSale of Penguin
1st Jun 20187:00 amRNSHolding(s) in Company

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