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Pin to quick picksLms Capital Regulatory News (LMS)

Share Price Information for Lms Capital (LMS)

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Share Price: 18.95
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Change: 0.30 (1.61%)
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LMS Capital is an Investment Trust

To achieve absolute total returns over the medium to longer term, principally through capital gains and supplemented with the generation of a longer term income yield, by investing primarily in private equity.

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Holding(s) in Company

6 Sep 2016 11:13

LMS CAPITAL PLC - Holding(s) in Company

LMS CAPITAL PLC - Holding(s) in Company

PR Newswire

London, September 6

For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: iiLMS Capital plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rightsX
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iiiRobert Anthony Rayne
4. Full name of shareholder(s) (if different from 3.):iv
5. Date of the transaction and date on which the threshold is crossed or reached: v1 September 2016
6. Date on which issuer notified:5 September 2016
7. Threshold(s) that is/are crossed or reached: vi, vii 3%

8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of shares if possible using the ISIN CODESituation previous to the triggering transactionResulting situation after the triggering transaction
Number of SharesNumber of Voting RightsNumber of sharesNumber of voting rights% of voting rights x
DirectDirect xiIndirect xiiDirectIndirect
3,076,8663,076,8663,076,8663,076,8663.19%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrumentExpiration date xiiiExercise/ Conversion Period xivNumber of voting rights that may be acquired if the instrument is exercised/ converted.% of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrumentExercise priceExpiration date xviiExercise/ Conversion period xviiiNumber of voting rights instrument refers to% of voting rights xix, xx
NominalDelta
Total (A+B+C)
Number of voting rightsPercentage of voting rights
3,076,8663.19%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information: There has been no acquisition or disposal of voting rights. On 1 September 2016 the issuer announced that total issued share capital (and total voting rights) had decreased from 103,584,592 Ordinary Shares to 96,441,735 Ordinary Shares, as a result of the completion of the Tender Offer. The effect of this reduction in the total issued share capital is to increase the proportion of voting rights held by Mr Rayne from below to above the 3% threshold, which has prompted this notification.
14. Contact name:TONY SWEET
15. Contact telephone number: (0)20 7935 3555.
Date   Source Headline
1st Jun 20187:00 amRNSExercise of Warrants
1st May 20185:35 pmRNSAuthorisation of Gresham House AM as AIFM
27th Apr 20183:50 pmRNSResults of 2018 Annual General Meeting
27th Apr 20187:00 amRNS1st Quarter 2018 update
26th Apr 20184:34 pmRNSHolding(s) in Company
5th Apr 20184:17 pmRNSDirector/PDMR Shareholding
29th Mar 201812:00 pmRNSAnnual Report and Notice of Annual General Meeting
26th Mar 201812:40 pmRNSReceipt of proceeds from Brockton Capital LLP
15th Mar 20187:00 amRNSAnnual Financial Report
8th Feb 201810:29 amRNSHolding(s) in Company
8th Feb 20187:00 amRNSSale of Investment
24th Jan 20187:00 amRNSNet Asset Value Estimate as at 31 December 2017
4th Jan 20189:01 amRNSKey Information Document Announcement
19th Dec 20173:14 pmRNSHolding(s) in Company
15th Dec 20174:40 pmRNSSecond Price Monitoring Extn
15th Dec 20174:35 pmRNSPrice Monitoring Extension
7th Dec 201712:22 pmRNSHolding(s) in Company
27th Oct 20173:57 pmRNSDirector/PDMR Shareholding
26th Oct 20177:00 amRNS3rd Quarter 2017 update
6th Sep 20175:19 pmRNSHolding(s) in Company
6th Sep 20175:16 pmRNSHolding(s) in Company
6th Sep 20175:13 pmRNSHolding(s) in Company
6th Sep 20175:09 pmRNSHolding(s) in Company
6th Sep 20177:00 amRNSDirector/PDMR Shareholding
25th Aug 201712:12 pmRNSHolding(s) in Company
25th Aug 201712:10 pmRNSHolding(s) in Company
23rd Aug 20173:55 pmRNSDirector/PDMR Shareholding
22nd Aug 20174:21 pmRNSDirector/PDMR Shareholding
22nd Aug 20174:17 pmRNSDirector/PDMR Shareholding
15th Aug 20173:55 pmRNSPurchase of Own Shares and Total Voting Rights
15th Aug 20179:15 amRNSResults of Tender Offer
11th Aug 20171:42 pmRNSResults of General Meeting
26th Jul 20177:01 amRNSTender Offer
26th Jul 20177:00 amRNSHalf Year Results for Six Months to 30 June 2017
20th Jul 201712:00 pmRNSHolding(s) in Company
18th Jul 201710:38 amRNSHolding(s) in Company
27th Jun 20177:00 amRNSIncrease in Tender Offer
15th Jun 201710:18 amRNSNotification of proceeds of fund distribution
6th Jun 20177:00 amRNSReview of Liquid Resources & Proposed Tender Offer
2nd Jun 20174:17 pmRNSHolding(s) in Company
25th May 20174:16 pmRNS2017 Annual General Meeting
22nd May 20177:00 amRNS1st Quarter 2017 Update
21st Apr 20177:00 amRNS2016 Annual Report and Notice of 2017 AGM
19th Apr 20173:39 pmRNSHolding(s) in Company
6th Apr 20176:29 pmRNSHolding(s) in Company
6th Apr 20177:00 amRNSSale of Majority Stake in 365IT to CORETX
14th Mar 20177:00 amRNSPreliminary Results
25th Jan 20177:00 amRNSNet Asset Value Estimate/ Progress on Realisations
18th Nov 201610:49 amPRNChange of Auditor
11th Nov 201610:55 amPRNPDMR Notification

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