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LMS Capital is an Investment Trust

To achieve absolute total returns over the medium to longer term, principally through capital gains and supplemented with the generation of a longer term income yield, by investing primarily in private equity.

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Holding(s) in Company

6 Sep 2016 11:13

LMS CAPITAL PLC - Holding(s) in Company

LMS CAPITAL PLC - Holding(s) in Company

PR Newswire

London, September 6

For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: iiLMS Capital plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rightsX
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iiiRobert Anthony Rayne
4. Full name of shareholder(s) (if different from 3.):iv
5. Date of the transaction and date on which the threshold is crossed or reached: v1 September 2016
6. Date on which issuer notified:5 September 2016
7. Threshold(s) that is/are crossed or reached: vi, vii 3%

8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of shares if possible using the ISIN CODESituation previous to the triggering transactionResulting situation after the triggering transaction
Number of SharesNumber of Voting RightsNumber of sharesNumber of voting rights% of voting rights x
DirectDirect xiIndirect xiiDirectIndirect
3,076,8663,076,8663,076,8663,076,8663.19%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrumentExpiration date xiiiExercise/ Conversion Period xivNumber of voting rights that may be acquired if the instrument is exercised/ converted.% of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrumentExercise priceExpiration date xviiExercise/ Conversion period xviiiNumber of voting rights instrument refers to% of voting rights xix, xx
NominalDelta
Total (A+B+C)
Number of voting rightsPercentage of voting rights
3,076,8663.19%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information: There has been no acquisition or disposal of voting rights. On 1 September 2016 the issuer announced that total issued share capital (and total voting rights) had decreased from 103,584,592 Ordinary Shares to 96,441,735 Ordinary Shares, as a result of the completion of the Tender Offer. The effect of this reduction in the total issued share capital is to increase the proportion of voting rights held by Mr Rayne from below to above the 3% threshold, which has prompted this notification.
14. Contact name:TONY SWEET
15. Contact telephone number: (0)20 7935 3555.
Date   Source Headline
27th Oct 201411:41 amPRNBlocklisting - Interim Review
27th Oct 201411:40 amPRNBlocklisting - Interim Review
1st Oct 20149:19 amPRNHolding(s) in Company
4th Aug 20147:00 amRNSHalf Yearly Report
24th Jul 201411:26 amPRNHolding(s) in Company
23rd Jul 201411:23 amPRNHolding(s) in Company
11th Jun 20143:56 pmRNSDirector/PDMR Shareholding
28th May 20145:01 pmRNSPurchase of Own Shares and Total Voting Rights
28th May 20147:00 amRNSResult of Tender Offer
27th May 20142:03 pmRNSResults of General Meeting
15th May 20143:00 pmPRNResult of AGM
9th May 201410:45 amRNSPublication of Circular
9th May 20147:00 amRNSTender Offer
9th May 20147:00 amRNSInterim Management Statement
24th Apr 20149:31 amPRNHolding(s) in Company
10th Apr 201410:00 amRNSAnnual Report and Notice of 2014 AGM
3rd Apr 20143:20 pmPRNDirector/PDMR Shareholding
3rd Apr 201410:24 amPRNDirector/PDMR Shareholding
1st Apr 20142:20 pmPRNBlocklisting - Interim Review
1st Apr 20142:07 pmPRNBlocklisting - Interim Review
1st Apr 201410:30 amRNSSale of Updata Infrastructure (UK) Limited
11th Mar 20149:20 amPRNHolding(s) in Company
4th Mar 20147:00 amRNSFinal Results
3rd Mar 20149:20 amPRNHolding(s) in Company
18th Dec 201312:58 pmPRNDirector/PDMR Shareholding
18th Nov 201310:08 amPRNDirector/PDMR Shareholding
14th Nov 20137:00 amRNSInterim Management Statement
18th Oct 20139:22 amPRNHolding(s) in Company
18th Sep 201312:11 pmPRNBlocklisting - Interim Review
18th Sep 201312:09 pmPRNBlocklisting - Interim Review
9th Sep 20133:14 pmRNSDirector/PDMR Shareholding
6th Sep 20133:45 pmRNSDirector/PDMR Shareholding
5th Sep 201310:35 amRNSDirector/PDMR Shareholding
4th Sep 201310:50 amRNSDirector/PDMR Shareholding
4th Sep 201310:48 amRNSDirector/PDMR Shareholding
2nd Sep 201311:03 amPRNDirector/PDMR Shareholding
30th Aug 201310:05 amPRNDirector/PDMR Shareholding
29th Aug 201310:16 amPRNDirector/PDMR Shareholding
22nd Aug 20139:52 amPRNDirector/PDMR Shareholding
13th Aug 20132:44 pmPRNDirector/PDMR Shareholding
30th Jul 20132:34 pmPRNTotal Voting Rights
30th Jul 20132:33 pmPRNTransaction in Own Shares
30th Jul 20137:00 amPRNResult of Tender offer
29th Jul 20132:26 pmPRNResult of General Meeting
29th Jul 20137:00 amRNSHalf Yearly Report
24th Jul 20133:48 pmPRNHolding(s) in Company
16th Jul 201310:25 amPRNHolding(s) in Company
3rd Jul 20137:00 amRNSTender Offer
24th Jun 20139:02 amPRNDirector/PDMR Shareholding
13th Jun 20137:00 amRNSSecond Tender Offer

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