Last checked at 28 Mar 2018 10:06
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
| 1. | KEY INFORMATION | |
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD |
| (b) | Name of offeror/offeree in relation to whose | UBM PLC |
| relevant securities this form relates: | ||
| (c) | Name of the party to the offer with which exempt | INFORMA PLC |
| principal trader is connected | ||
| (d) | Date position held/dealing undertaken: | 27 March 2018 |
| (e) | In addition to the company in 1(b) above, is the exempt principal | YES: |
| trader making disclosures in respect of any other party to the offer? | INFORMA PLC |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 11.25p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities owned | ||||
| and/or controlled: | 2,272,097 | 0.58% | 1,364,399 | 0.35% | |
| (2) | Cash-settled derivatives: | ||||
| 99,991 | 0.03% | 1,537,582 | 0.39% | ||
| (3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
| (4) | |||||
| TOTAL: | 2,372,088 | 0.60% | 2,901,981 | 0.74% | |
(b) Rights to subscribe for new securities (including directors and other executive options)
| Class of relevant security in relation to | |
| which subscription right exists | |
| Details, including nature of the rights |
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit | |||
| security | securities | paid/received | paid/received | ||||
| 11.25p ordinary | Purchase | 151,243 | 9.3356 GBP | 9.28 GBP | |||
| 11.25p ordinary | Sale | 16,007 | 9.3200 GBP | 9.2907 GBP | |||
| (b) | Cash-settled derivative transactions | ||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||
| relevant | description | reference | unit | ||||
| security | securities | ||||||
| 11.25p ordinary | SWAP | Long | 400 | 9.3187 GBP | |||
| 11.25p ordinary | CFD | Long | 738 | 9.3160 GBP | |||
| 11.25p ordinary | SWAP | Long | 1,601 | 9.3134 GBP | |||
| 11.25p ordinary | SWAP | Long | 4,503 | 9.3132 GBP | |||
| 11.25p ordinary | SWAP | Long | 4,580 | 9.2982 GBP | |||
| 11.25p ordinary | CFD | Short | 2 | 9.2800 GBP | |||
| 11.25p ordinary | CFD | Short | 3 | 9.3166 GBP | |||
| 11.25p ordinary | SWAP | Short | 193 | 9.3193 GBP | |||
| 11.25p ordinary | SWAP | Short | 222 | 9.3050 GBP | |||
| 11.25p ordinary | CFD | Short | 250 | 9.2958 GBP | |||
| 11.25p ordinary | CFD | Short | 626 | 9.2910 GBP | |||
| 11.25p ordinary | CFD | Short | 2,500 | 9.2885 GBP | |||
| 11.25p ordinary | SWAP | Short | 2,547 | 9.3013 GBP | |||
| 11.25p ordinary | SWAP | Short | 2,914 | 9.3184 GBP | |||
| 11.25p ordinary | SWAP | Short | 4,006 | 9.3263 GBP | |||
| 11.25p ordinary | SWAP | Short | 7,549 | 9.3055 GBP | |||
| 11.25p ordinary | SWAP | Short | 29,017 | 9.3111 GBP | |||
| 11.25p ordinary | CFD | Short | 42,134 | 9.3172 GBP | |||
| 11.25p ordinary | CFD | Short | 47,840 | 9.3136 GBP | |||
| (c) | Stock-settled derivative transactions (including options) | ||||||
| (i) | Writing, selling, purchasing or varying | ||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
| of | description | purchasing, | of | price | date | money | |
| relevant | selling, | securities | per unit | paid/ | |||
| security | varying etc | to which | received | ||||
| option | per unit | ||||||
| relates | |||||||
| (ii) | Exercising | ||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
| security | securities | unit | |||||
| (d) | Other dealings (including subscribing for new securities) | ||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
| security | applicable) | ||||||
| 4. | OTHER INFORMATION |
| (a) | Indemnity and other dealings arrangements |
| Details of any indemnity or option arrangement, or any agreement or understanding, | |
| formal or informal, relating to relevant securities which may be an inducement to deal | |
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |
| to the offer or any person acting in concert with a party to the offer: | |
| NONE | |
| (b) | Agreements, arrangements or understandings relating to options or derivatives |
| Details of any agreement, arrangement or understanding, formal or informal, between | |
| the exempt principal trader making the disclosure and any other person relating to: | |
| (i) the voting rights of any relevant securities under any option; or | |
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |
| any derivative is referenced: | |
| NONE | |
| (c) | Attachments |
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 28 Mar 2018 |
| Contact name: | ELISE TANG |
| Telephone number: | 0207 1163001 |
View source version on businesswire.com: https://www.businesswire.com/news/home/20180328005460/en/
Copyright Business Wire 2018