Last checked at 30 Dec 2022 12:28
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BN4HT335
Issuer Name
INDIVIOR PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
12-Oct-2022
6. Date on which Issuer notified
29-Dec-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 3.418593 | 3.951037 | 7.369630 | 10142502 |
Position of previous notification (if applicable) | 2.238554 | 3.958849 | 6.197403 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BN4HT335 | 4704860 | 3.418593 | ||
Sub Total 8.A | 4704860 | 3.418593% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Depository Receipt | n/a | n/a | 5 | 0.000004 |
Sub Total 8.B1 | 5 | 0.000004% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 24/10/2022 | 24/10/2022 | Cash | 145400 | 0.105649 |
Cash-settled Equity Swap | 28/10/2022 | 28/10/2022 | Cash | 307505 | 0.223436 |
Cash-settled Equity Swap | 07/02/2023 | 07/02/2023 | Cash | 1194152 | 0.867681 |
Cash-settled Equity Swap | 01/03/2023 | 01/03/2023 | Cash | 2266 | 0.001646 |
Cash-settled Equity Swap | 08/03/2023 | 08/03/2023 | Cash | 555791 | 0.403843 |
Cash-settled Equity Swap | 17/03/2023 | 17/03/2023 | Cash | 1282764 | 0.932068 |
Cash-settled Equity Swap | 17/05/2023 | 17/05/2023 | Cash | 1266950 | 0.920577 |
Cash-settled Equity Swap | 30/05/2023 | 30/05/2023 | Cash | 128182 | 0.093138 |
Cash-settled Equity Swap | 02/06/2023 | 02/06/2023 | Cash | 6517 | 0.004735 |
Cash-settled Equity Swap | 19/07/2023 | 19/07/2023 | Cash | 8990 | 0.006532 |
Cash-settled Equity Swap | 22/09/2023 | 22/09/2023 | Cash | 4600 | 0.003342 |
Cash-settled Equity Swap | 27/09/2023 | 27/09/2023 | Cash | 1559 | 0.001133 |
Cash-settled Equity Swap | 12/10/2023 | 12/10/2023 | Cash | 10652 | 0.007740 |
Cash-settled Equity Swap | 07/11/2023 | 07/11/2023 | Cash | 1140 | 0.000828 |
Cash-settled Equity Swap | 14/11/2023 | 14/11/2023 | Cash | 11992 | 0.008713 |
Cash-settled Equity Swap | 04/12/2023 | 04/12/2023 | Cash | 35706 | 0.025944 |
Cash-settled Equity Swap | 05/05/2027 | 05/05/2027 | Cash | 327072 | 0.237653 |
Cash-settled Equity Swap | 02/06/2027 | 02/06/2027 | Cash | 146399 | 0.106375 |
Sub Total 8.B2 | 5437637 | 3.951033% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 3.369723 | 3.951036 | 7.320758% |
JPMorgan Chase & Co. | JPMorgan Chase Bank, National Association | |||
JPMorgan Chase & Co. | J.P. Morgan SE | |||
JPMorgan Chase & Co. | J.P. Morgan Securities LLC |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan SE (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)
12. Date of Completion
29-Dec-2022
13. Place Of Completion
London