Last checked at 30 Dec 2022 12:33
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BN4HT335
Issuer Name
INDIVIOR PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
Name | City of registered office | Country of registered office |
J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
08-Nov-2022
6. Date on which Issuer notified
29-Dec-2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.593440 | 4.942516 | 5.535956 | 7587249 |
Position of previous notification (if applicable) | 0.044815 | 5.522406 | 5.567221 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB00BN4HT335 | 813334 | 0.593440 | ||
Sub Total 8.A | 813334 | 0.593440% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Depository Receipt | n/a | n/a | 5 | 0.000004 |
Sub Total 8.B1 | 5 | 0.000004% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Cash-settled Equity Swap | 30/01/2023 | 30/01/2023 | Cash | 292696 | 0.213563 |
Cash-settled Equity Swap | 07/02/2023 | 07/02/2023 | Cash | 1194152 | 0.871300 |
Cash-settled Equity Swap | 15/02/2023 | 15/02/2023 | Cash | 594746 | 0.433950 |
Cash-settled Equity Swap | 23/02/2023 | 23/02/2023 | Cash | 348620 | 0.254367 |
Cash-settled Equity Swap | 01/03/2023 | 01/03/2023 | Cash | 1513 | 0.001104 |
Cash-settled Equity Swap | 08/03/2023 | 08/03/2023 | Cash | 555791 | 0.405527 |
Cash-settled Equity Swap | 17/03/2023 | 17/03/2023 | Cash | 1211580 | 0.884016 |
Cash-settled Equity Swap | 23/03/2023 | 23/03/2023 | Cash | 1400000 | 1.021495 |
Cash-settled Equity Swap | 17/05/2023 | 17/05/2023 | Cash | 550812 | 0.401894 |
Cash-settled Equity Swap | 30/05/2023 | 30/05/2023 | Cash | 125455 | 0.091537 |
Cash-settled Equity Swap | 02/06/2023 | 02/06/2023 | Cash | 2036 | 0.001486 |
Cash-settled Equity Swap | 19/07/2023 | 19/07/2023 | Cash | 8990 | 0.006559 |
Cash-settled Equity Swap | 27/09/2023 | 27/09/2023 | Cash | 1559 | 0.001138 |
Cash-settled Equity Swap | 14/11/2023 | 14/11/2023 | Cash | 11732 | 0.008560 |
Cash-settled Equity Swap | 04/12/2023 | 04/12/2023 | Cash | 1016 | 0.000741 |
Cash-settled Equity Swap | 06/12/2023 | 06/12/2023 | Cash | 316 | 0.000231 |
Cash-settled Equity Swap | 05/05/2027 | 05/05/2027 | Cash | 323749 | 0.236220 |
Cash-settled Equity Swap | 02/06/2027 | 02/06/2027 | Cash | 145968 | 0.106504 |
Cash-settled Equity Swap | 03/11/2027 | 03/11/2027 | Cash | 3179 | 0.002320 |
Sub Total 8.B2 | 6773910 | 4.942512% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
JPMorgan Chase & Co. | J.P. Morgan Securities plc | 4.942511 | 5.490986% | |
JPMorgan Chase & Co. | JPMorgan Chase Bank, National Association | |||
JPMorgan Chase & Co. | J.P. Morgan Securities LLC |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)J.P. Morgan Broker-Dealer Holdings Inc. (100%)J.P. Morgan Securities LLC (100%)
12. Date of Completion
29-Dec-2022
13. Place Of Completion
London