Last checked at 29 Jul 2011 15:37
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Heavitree Brewery PLC | ||
2. Reason for notification (yes/no) | |||
An acquisition or disposal of voting rights | Yes | ||
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||
An event changing the breakdown of voting rights | No | ||
Other (please specify):______________ | No | ||
3. Full name of person(s) subject to notification obligation: | Noel Hilary Rowlinson | ||
4. Full name of shareholder(s) (if different from 3): | |||
5. Date of transaction (and date on which the threshold is crossed or reached if different): | 20 July 2011 | ||
6. Date on which issuer notified: | 28 July 2011 | ||
7. Threshold(s) that is/are crossed or reached: | 4.98% to below 3% of Ordinary Shares in issue. 10.2% to below 3% of 'A' Limited Voting Ordinary Shares in issue. | ||
8: Notified Details | |||||||
A: Voting rights attached to shares
| |||||||
Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||
Direct |
Indirect |
Direct |
Indirect | ||||
Ordinary Shares of 5 pence each ISIN: GB0004182506
'A' Limited Voting Ordinary Shares of 5 pence each ISIN: GB0004182720 | 99,392
334,900 | 4,969
1,674 | |||||
B: Financial Instruments
| ||||
Resulting situation after the triggering transaction
| ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
- | - | -
| - | - |
Total (A+B)
| |
Number of voting rights | Percentage of voting rights |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
Proxy Voting:
| |
10. Name of proxy holder:
| |
11. Number of voting rights proxy holder will cease to hold:
| |
12. Date on which proxy holder will cease to hold voting rights:
| |
13. Additional information:
| |
14 Contact name:
| Graham Crocker |
15. Contact telephone name:
| 01392 217733 |
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities)
| Noel Hilary Rowlinson |
Contact address (registered office for legal entities)
| La Ville Neuve 22530 St. Guen FRANCE |
Phone number & email
| |
Other useful information (at least legal representative for legal persons)
| |
B: Identity of the notifier, if applicable | |
Full name
| Graham Crocker |
Contact address
| Heavitree Brewery PLC Trood Lane Matford Exeter EX2 8YP |
Phone number & email
| 01392 217733 gjc@heavitreebrewery.co.uk
|
Other useful information
(e.g. functional relationship with the person or legal entity subject to the notification obligation) | Director of Issuer |
C: Additional information |