29 Jul 2011 15:37
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Form TR-1 with annex. FSA Version 2.1 updated April 2007
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For filings with the FSA include the annex For filings with issuer exclude the annex |
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TR-1: Notifications of Major Interests in Shares |
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Β 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Heavitree Brewery PLC | ||
Β 2. Reason for notification (yes/no) | |||
Β An acquisition or disposal of voting rights | Yes | ||
Β An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | No | ||
Β An event changing the breakdown of voting rights | No | ||
Β Other (please specify):______________ | No | ||
Β 3. Full name of person(s) subject to notification obligation: | Mrs Susan Tracey Tucker | ||
Β 4. Full name of shareholder(s) (if different from 3): | |||
Β 5. Date of transaction (and date on which the threshold is crossed or reached if different): | 20 July 2011 | ||
Β 6. Date on which issuer notified: | 28 July 2011 | ||
Β 7. Threshold(s) that is/are crossed or reached: | Below 3% to 3.32% for 'A' Limited Voting Ordinary Shares in issue. | ||
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8: Notified Details | |||||||
A: Voting rights attached to shares Β | |||||||
Class/type of shares If possible use ISIN code | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | |||
Β Direct | Β Indirect | Β Direct | Β Indirect | ||||
'A' Limited Voting Ordinary Shares of 5 pence each ISIN: GB0004182720 | - | - | 109,000 | 545 | 0.4692 | ||
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B: Financial Instruments Β | ||||
Resulting situation after the triggering transaction Β | ||||
Type of financial instrument | Expiration date | Exercise/ conversion period/date | No. of voting rights that may be acquired (if the instrument exercised/converted) | Percentage of voting rights |
- | - | - Β | - | - |
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Total (A+B) Β | |
Number of voting rights | Percentage of voting rights |
545 | 0.4692 |
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9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
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Proxy Voting: Β | |
10. Name of proxy holder: Β | |
11. Number of voting rights proxy holder will cease to hold: Β | |
12. Date on which proxy holder will cease to hold voting rights: Β | |
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13. Additional information: Β | |
14 Contact name: Β | Graham Crocker |
15. Contact telephone name: Β | 01392 217733 |
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For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
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Annex: Notification of major interests in shares |
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A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) Β | Mrs Susan Tracey Tucker |
Contact address (registered office for legal entities) Β | Mellands Kenn Lane Kenton Exeter EX6 8ER |
Phone number & email Β | |
Other useful information (at least legal representative for legal persons) Β | |
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B: Identity of the notifier, if applicable | |
Full name Β | Graham Crocker |
Contact address Β | Heavitree Brewery PLC Trood Lane Matford Exeter EX2 8YP |
Phone number & email Β | 01392 217733 gjc@heavitreebrewery.co.uk Β |
Other useful information Β (e.g. functional relationship with the person or legal entity subject to the notification obligation) | Director of Issuer |
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C: Additional information |
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