Last checked at 6 Mar 2009 16:01
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required
by DR 3.1.4R(1).
(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes should in block capital letters.
1. Name of the issuer
HARGREAVES LANSDOWN PLC
2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R (1)(a); or(ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or(iii) both (i) and (ii)
(i) ABOVE
3. Name of person discharging managerial responsibilities/director
ANDREW CHRISTIAN
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
HOLDING OF ANDREW CHRISTIAN NAMED IN 3 ABOVE
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
HARGREAVES LANSDOWN PLC ORDINARY SHARES OF 0.4P EACH
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
HARGREAVES LANSDOWN (NOMINEES) LIMITED AS NOMINEE FOR ANDREW CHRISTIAN NAMED ABOVE
8 State the nature of the transaction
SALE OF SHARES
9. Number of shares, debentures or financial instruments relating to shares acquired
N/A
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
N/A
11. Number of shares, debentures or financial instruments relating to shares disposed
175,000
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
0.04%
13. Price per share or value of transaction
200 PENCE PER SHARE
14. Date and place of transaction
BRISTOL, 6TH MARCH 2009
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
5,027,975 ORDINARY SHARES, 1.06%
16. Date issuer informed of transaction
6TH MARCH 2009
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
17 Date of grant
N/A
18. Period during which or date on which it can be exercised
N/A
19. Total amount paid (if any) for grant of the option
N/A
20. Description of shares or debentures involved (class and number)
N/A
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
N/A
22. Total number of shares or debentures over which options held following notification
N/A
23. Any additional information
N/A
24. Name of contact and telephone number for queries
NIGEL BENCE
HARGREAVES LANSDOWN PLC
0117 988 9940
25. Name and signature of duly authorised officer of issuer responsible for making notification
NIGEL BENCE
COMPLIANCE DIRECTOR
HARGREAVES LANSDOWN PLC
0117 988 9940
Date of notification
6TH MARCH 2009
END