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Pin to quick picksGen.electric Regulatory News (GEC)

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Director/PDMR Shareholding

12 Dec 2018 07:00

RNS Number : 1789K
General Electric Company
11 December 2018
 

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSIONWashington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIESFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:

3235-0104

Estimated average burden

hours per response:

0.5

1. Name and Address of Reporting Person*

Reynolds Paula Rosput

 

(Last)

(First)

(Middle)

GENERAL ELECTRIC COMPANY

41 FARNSWORTH STREET

 

(Street)

BOSTON

MA

02210

 

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)12/07/2018

3. Issuer Name and Ticker or Trading Symbol GENERAL ELECTRIC CO [ GE ]

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

X

Director

10% Owner

Officer (give title below)

Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X

Form filed by One Reporting Person

Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned

1. Title of Security (Instr. 4)

2. Amount of Securities Beneficially Owned (Instr. 4)

3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)

4. Nature of Indirect Beneficial Ownership (Instr. 5)

Common Stock

11,500

D

Common Stock

4,300

I

By Family

Table II - Derivative Securities Beneficially Owned(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 4)

2. Date Exercisable and Expiration Date (Month/Day/Year)

3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)

4. Conversion or Exercise Price of Derivative Security

5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)

6. Nature of Indirect Beneficial Ownership (Instr. 5)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Explanation of Responses:

Remarks:

Brian Sandstrom on behalf of Paula Rosput Reynolds

12/11/2018

** Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

 

Limited Power of Attorney for Section 16 Reporting Obligations.I, Paula Rosput Reynolds, hereby appoint GE to assist me in the preparation andfiling of Section 16 reports, and execute the below Power of Attorneyfor this purpose.I am a director candidate for General Electric Company (GE) and, in the event thatI am elected or appointed to the board of GE, and until furtherwritten notice, I hereby individually authorize Christoph Pereira(GE's Vice President, Chief Corporate, Securities and Finance Counsel),Brian Sandstrom (GE's Executive Corporate, Securities and Finance Counsel),Brandon Smith (GE's Executive Corporate, Securities and FinanceCounsel) and Julia Chen (GE's Corporate, Securities and Finance Counsel)tosign on my behalf any Form 3, Form 4, Form 5, Form 144 orrelated form that I have filed or may file hereafter in connection withmy direct or indirect beneficial ownership of GE securities, and totake any other action of any type whatsoever in connection with theforegoing that in his or her opinion may be for the benefit of, in the bestinterest of, or legally required by me.Signed: /s/ Paula Rosput ReynoldsName: Paula Rosput ReynoldsDate: 11/14/2018

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
DSHEAFAFFLXPFAF
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29th May 20197:00 amRNSDirector/PDMR Shareholding
14th May 20197:00 amRNSResult of AGM
30th Apr 20191:19 pmRNSDoc re. GE Files Form 10-Q

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