Last checked at 28 Sep 2021 17:14
AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Entain plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Entain plc |
(d) Date dealing undertaken: | 24 September 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | YES- Draftkings Inc |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.01 ordinary | SALES | 683,421 | 22.5000 GBP | 22.0000 GBP |
EUR 0.01 ordinary | PURCHASES | 1,206,833 | 22.6113 GBP | 22.0200 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.01 ordinary | CFD | increasing a long position | 39,192 | 22.0779 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 3,051 | 22.2622 GBP |
EUR 0.01 ordinary | CFD | increasing a long position | 2,645 | 22.3792 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 2,107 | 22.0274 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 5,648 | 22.0360 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 12,500 | 22.0400 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 88,927 | 22.0612 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,851 | 22.0702 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 11,693 | 22.0702 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 2,762 | 22.0702 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 8,694 | 22.0702 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 50,908 | 22.0973 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 832 | 22.1000 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 13,069 | 22.1000 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 4,589 | 22.1000 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 3,170 | 22.1000 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 53,318 | 22.1033 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 133 | 22.1068 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,086 | 22.1111 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 612 | 22.1214 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 12,500 | 22.1435 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 6,000 | 22.1508 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 7 | 22.1600 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 3,704 | 22.1757 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 23,386 | 22.1757 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 5,523 | 22.1757 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 17,387 | 22.1757 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 37 | 22.2124 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 15,000 | 22.2155 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,366 | 22.2361 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 25,867 | 22.2361 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 24,960 | 22.2361 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 436 | 22.2361 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 5,977 | 22.2361 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 6,794 | 22.2361 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 47 | 22.2436 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 15,359 | 22.2527 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 2,762 | 22.2712 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 8,693 | 22.2712 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,853 | 22.2712 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 11,692 | 22.2712 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 34,641 | 22.2873 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 50,000 | 22.2910 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 1,199 | 22.3541 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 210 | 22.3900 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 15,000 | 22.4156 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 5,000 | 22.6088 GBP |
EUR 0.01 ordinary | CFD | increasing a short position | 10,000 | 22.6113 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 1,608 | 22.1000 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 155 | 22.1000 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 424 | 22.1614 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 9,100 | 22.1655 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 1,566 | 22.1713 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 25 | 22.2088 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 14,900 | 22.2410 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 2,983 | 22.2436 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 1,781 | 22.2829 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 2,188 | 22.3024 GBP |
EUR 0.01 ordinary | CFD | reducing a long position | 2,713 | 22.3724 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 473 | 22.0977 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 978 | 22.1000 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 96 | 22.1000 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 774 | 22.1000 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,089 | 22.1395 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 322 | 22.1491 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 599 | 22.2089 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 20,035 | 22.2089 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 175 | 22.2089 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,222 | 22.2166 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 457 | 22.2166 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,083 | 22.2332 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 802 | 22.2444 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 295 | 22.2445 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 2,976 | 22.2479 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 4,394 | 22.2893 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 2,248 | 22.3092 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,409 | 22.3171 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 102 | 22.3278 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 2,412 | 22.3372 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 489 | 22.3748 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 68 | 22.3792 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 11,588 | 22.3888 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 210 | 22.3900 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1,207 | 22.3916 GBP |
EUR 0.01 ordinary | CFD | reducing a short position | 1 | 22.4400 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 28 September 2021 |
| Contact name: | Craig Horsley |
| Telephone number: | +44 141 245-7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.