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Pin to quick picksECR Minerals Regulatory News (ECR)

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TR-1: Standard form for notification of major holdings

15 Oct 2021 15:55

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:

ECR Minerals Plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify) iii:

 

3. Details of person subject to the notification obligation iv

Name

Colin Braidwood

City and country of registered office (if applicable)

 

4. Full name of shareholder(s) (if different from 3.) v

Name

Colin Braidwood

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached vi:

14 October 2021

6. Date on which issuer notified (DD/MM/YYYY):

14 October 2021

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A + 8.B) vii

Resulting situation on the date on which threshold was crossed or reached

4.342%

N/A

4.342%

44,201,296

Position of previous notification (if

applicable)

N/A

 

 

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB00BYYDKX57

44,201,296

 

4.342%

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

44,201,296

4.342%

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Physical or cash

Settlement xii

Number of voting rights

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

 

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Colin Braidwood

4.342%

N/A

4.342%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional information xvi

 

 

Place of completion

United Kingdom

Date of completion

15 October 2021

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20211015005441/en/

Copyright Business Wire 2021

Date   Source Headline
12th Apr 201010:46 amBUSPaniai Gold Update
9th Apr 201011:32 amBUSSilver Swan Update
8th Apr 20107:00 amBUSChange of Adviser
6th Apr 20104:04 pmBUSTransaction Update
30th Mar 20105:08 pmBUSAnnual Report and Accounts
16th Mar 20103:26 pmBUSPlacing of 2,000,000 Million Ordinary Shares at 2.5p per Ordinary Share to raise £50,000
16th Mar 20108:37 amBUSHeads of Agreement
15th Mar 201011:59 amBUSPlacing of 16,900,000 Million Ordinary Shares at 2.5p per Ordinary Share to raise £422,500
12th Mar 20104:00 pmBUSFinal Results
2nd Mar 20102:15 pmBUSHeads of Agreement
23rd Feb 201012:03 pmBUSIssue of Equity
18th Feb 20102:30 pmBUSCopper Flat Update
19th Jan 20102:08 pmBUSIssue of Equity
11th Jan 20107:00 amBUSCopper Flat Project Update
31st Dec 20097:00 amBUSTrading Statement
11th Dec 20097:00 amBUSUpdate on Evaluation of Copper Flat Project, New Mexico, USA
26th Nov 200911:13 amBUSHolding(s) in Company
23rd Nov 20092:54 pmRNSHolding(s) in Company
17th Nov 200910:01 amBUSIssue of Equity
8th Oct 20097:00 amBUSCORPORATE UPDATE
7th Oct 20094:31 pmBUSPlacing & Issue of Equity
30th Sep 20097:00 amBUSSale of Interest in Silver Swan Group Limited
21st Aug 20092:42 pmBUSHolding(s) in Company
17th Aug 20097:00 amBUSNew Mexico Copper Project
6th Aug 20092:27 pmRNSHolding(s) in Company
31st Jul 200912:27 pmRNSIssue of Shares
30th Jul 20093:18 pmRNSSale of Interest in Indonesian Gold Project
27th Jul 200911:29 amRNSNew Mexico Copper Project
16th Jul 20094:08 pmRNSHolding(s) in Company
16th Jul 200910:04 amPRNHolding(s) in Company
8th Jul 200912:18 pmRNSHolding(s) in Company
8th Jul 200910:09 amRNSIssue of Equity
30th Jun 200912:46 pmRNSHolding(s) in Company
29th Jun 200911:41 amRNSPlacing
22nd Jun 20099:37 amRNSSilver Swan Update
5th Jun 20094:09 pmBUSHolding(s) in Company
4th Jun 20097:00 amBUSRE-ORGANISATION OF SHARE CAPITAL
3rd Jun 20093:37 pmBUSHolding(s) in Company
2nd Jun 20092:54 pmPRNHolding(s) in Company
2nd Jun 20092:13 pmBUSHolding(s) in Company
29th May 200911:19 amBUSResults of General Meeting
14th May 20097:00 amBUSNOTICE OF GENERAL MEETING
30th Apr 200911:58 amBUSUpdate
30th Apr 200911:55 amBUSResult of AGM
7th Apr 20092:30 pmBUSAnnual Report and Accounts
7th Apr 20092:30 pmRNSRestoration - Mercator Gold plc
6th Apr 20094:04 pmBUSHalf-yearly Report
1st Apr 20093:00 pmBUSFinal Results
19th Dec 20082:37 pmRNSCorporate Update
14th Nov 200811:07 amRNSCorporate Update

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