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TR-1: Standard form for notification of major holdings

15 Oct 2021 15:55

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:

ECR Minerals Plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify) iii:

 

3. Details of person subject to the notification obligation iv

Name

Colin Braidwood

City and country of registered office (if applicable)

 

4. Full name of shareholder(s) (if different from 3.) v

Name

Colin Braidwood

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached vi:

14 October 2021

6. Date on which issuer notified (DD/MM/YYYY):

14 October 2021

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A + 8.B) vii

Resulting situation on the date on which threshold was crossed or reached

4.342%

N/A

4.342%

44,201,296

Position of previous notification (if

applicable)

N/A

 

 

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB00BYYDKX57

44,201,296

 

4.342%

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

44,201,296

4.342%

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Physical or cash

Settlement xii

Number of voting rights

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

 

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Colin Braidwood

4.342%

N/A

4.342%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional information xvi

 

 

Place of completion

United Kingdom

Date of completion

15 October 2021

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20211015005441/en/

Copyright Business Wire 2021

Date   Source Headline
27th Apr 20127:30 amRNSRestoration - ECR Minerals Plc
27th Apr 20127:00 amRNSRestoration of Trading/Drilling Report
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7th Mar 201210:32 amBUSFinal Results
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4th Jan 201210:00 amBUSArgentina Project Update
30th Dec 201112:25 pmBUSTotal Voting Rights
23rd Dec 201111:53 amBUSHolding(s) in Company
20th Dec 20117:00 amBUSIncrease in Paniai Gold Shareholding & Financing Update
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8th Dec 201112:33 pmBUSTHEMAC Resources Provides Further Results from 2011 Drilling at Copper Flat Project
7th Dec 201111:53 amBUSHolding(s) in Company
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13th Oct 20114:07 pmBUSIssue of Equity
7th Oct 20117:00 amBUSThemac Resources Provides Copper Flat Project Update
3rd Oct 20117:41 amBUSUnchimé Iron Ore Project Update
23rd Sep 20117:00 amBUSAdditional High Grade Gold Assays from Sierra de las Minas Sampling
15th Sep 20117:00 amBUSArgentina Exploration Update
16th Aug 20113:28 pmBUSDirector/PDMR Shareholding
15th Aug 201111:00 amBUSUpdate
29th Jul 20112:53 pmBUSTotal Voting Rights
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