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Pin to quick picksECR Minerals Regulatory News (ECR)

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TR-1: Standard form for notification of major holdings

15 Oct 2021 15:55

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:

ECR Minerals Plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify) iii:

 

3. Details of person subject to the notification obligation iv

Name

Colin Braidwood

City and country of registered office (if applicable)

 

4. Full name of shareholder(s) (if different from 3.) v

Name

Colin Braidwood

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached vi:

14 October 2021

6. Date on which issuer notified (DD/MM/YYYY):

14 October 2021

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A + 8.B) vii

Resulting situation on the date on which threshold was crossed or reached

4.342%

N/A

4.342%

44,201,296

Position of previous notification (if

applicable)

N/A

 

 

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB00BYYDKX57

44,201,296

 

4.342%

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

44,201,296

4.342%

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration date x

Exercise/ Conversion Period xi

Physical or cash

Settlement xii

Number of voting rights

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

 

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv

 

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Colin Braidwood

4.342%

N/A

4.342%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional information xvi

 

 

Place of completion

United Kingdom

Date of completion

15 October 2021

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20211015005441/en/

Copyright Business Wire 2021

Date   Source Headline
30th Jun 201110:50 amBUSTotal Voting Rights
30th Jun 20117:00 amBUSHalf-yearly Report
24th Jun 20117:00 amBUSTHEMAC RESOURCES ANNOUNCES COMMENCEMENT OF COPPER FLAT DRILLING PROGRAMME
16th May 20117:00 amBUSArgentina Exploration Update
28th Apr 20115:45 pmBUSTotal Voting Rights
15th Apr 20114:48 pmBUSIssue of Equity
4th Apr 201112:53 pmBUSDirectorate Change
1st Apr 20112:47 pmBUSIssue of Equity
31st Mar 20111:03 pmBUSResult of AGM
31st Mar 201112:42 pmBUSTotal Voting Rights
21st Mar 20117:00 amBUSFinal Acceptance Received by THEMAC Resources for Acquisition of Copper Flat Option from ECR
17th Mar 20114:57 pmBUSIssue of Equity
9th Mar 20113:22 pmBUSFinal Results
9th Mar 201112:42 pmBUSClosing of Copper Flat Sale
28th Feb 20113:49 pmBUSTotal Voting Rights
7th Feb 20119:48 amBUSIssue of Equity
4th Feb 201111:46 amBUSPaniai Gold Update
18th Jan 201112:23 pmBUSIssue of Equity
14th Jan 20119:39 amBUSUPDATE ON MERCATOR GOLD AUSTRALIA PTY LTD
6th Jan 20115:01 pmBUSGrant of Options
5th Jan 20117:00 amBUSECR Agrees to Acquire El Abra Historic Gold Mine in La Rioja Province, Argentina
29th Dec 20103:42 pmBUSIssue of Equity
23rd Dec 20104:02 pmBUSTHEMAC SHAREHOLDERS APPROVE C$10.2 MILLION FINANCING
9th Dec 201012:04 pmBUSIssue of Equity
8th Nov 20103:34 pmBUSThemac Raises C$10,200,000 from Marley Holdings for Development of Copper Flat Project
27th Oct 20102:53 pmBUSSilver Swan Announces High Grade Results from Drilling at Austin Deposit
21st Oct 20104:11 pmBUSISSUE OF EQUITY
7th Oct 20107:00 amBUSElectrum Acquires Gold/Base Metal Projects in Argentina
30th Sep 20104:35 pmRNSDirectorate Change
30th Sep 20104:35 pmRNSSILVER SWAN ENCOUNTERS FURTHER SULPHIDES AT AUSTIN
29th Sep 20101:12 pmRNSVariation to terms of Convertible Loan Note
15th Sep 20109:44 amBUSDate of Meeting of Convertible Loan Note Holders
14th Sep 20107:00 amBUSProposed Variation to Terms of Convertible Loan Notes
27th Aug 20109:13 amRNSDirector/PDMR Shareholding
28th Jul 20103:05 pmBUSSilver Swan Resumes Drilling at Austin Prospect
9th Jul 20101:07 pmBUSTHEMAC Resources Group Releases Copper Flat PEA Results
8th Jul 20103:14 pmBUSUpdate on THEMAC Resources Group
30th Jun 20107:00 amBUSHalf-yearly Report
21st Jun 20103:38 pmBUSExceptional Silver Swan Drilling Results
15th Jun 201010:17 amBUSRenewable Energy Partnership
7th Jun 20102:31 pmBUSISSUE OF EQUITY
3rd Jun 20109:15 amBUSDirectorate Change
25th May 20107:00 amBUSCopper Flat Resource Estimate
21st May 20104:06 pmBUSHolding(s) in Company
17th May 20107:00 amBUSIssue of Equity
12th May 20105:02 pmRNSIssue of Equity/Placing
10th May 20107:00 amBUSTransaction Update
28th Apr 20104:54 pmBUSRESULT OF AGM AND PROPOSED NAME CHANGE
21st Apr 20107:00 amBUSCopper Flat Project Update
19th Apr 20102:00 pmBUSFinancing Update

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