26 Jul 2010 07:00
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Dolphin Capital Investors Limited |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | X
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify):
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3. Full name of person(s) subject to the notification obligation:
| Lloyds Banking Group plc |
4. Full name of shareholder(s) (if different from 3.):
| See Section 9 |
5. Date of the transaction and date on which the threshold is crossed or reached:
| 21 July 2010 |
6. Date on which issuer notified:
| 23 July 2010 |
7. Threshold(s) that is/are crossed or reached:
| Direct / Indirect holdings increased to above 5% |
8. Notified details: | |||||||||
A: Voting rights attached to shares
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Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||||
Direct | Direct | Indirect | Direct | Indirect | |||||
Ord Euro 0.01 Shares ISIN VGG2803G1028 |
N/A |
N/A |
19 |
19 |
33,408,931 |
0.000% |
5.325% | ||
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction
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Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted.
| % of voting rights |
N/A |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction
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Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights
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| Nominal | Delta
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Total (A+B+C)
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Number of voting rights | Percentage of voting rights |
33,408,950 | 5.325% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
33,408,931 shares (5.325%) are under the control of Scottish Widows Investment Partnership Ltd, a wholly owned subsidiary of Scottish Widows Group Ltd, a wholly owned subsidiary of Lloyds TSB Bank plc, a wholly owned subsidiary of Lloyds Banking Group plc (Indirect Interests).
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Proxy Voting:
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10. Name of the proxy holder:
| N/A |
11. Number of voting rights proxy holder will cease to hold:
| N/A |
12. Date on which proxy holder will cease to hold voting rights:
| N/A |
13. Additional information:
| Notification using the total voting rights figure of 627,402,547 |
14. Contact name:
| Matthew Wilson |
15. Contact telephone number:
| 0113 235 7729 |