Last checked at 19 Apr 2017 18:06
CLARKSON PLC
("the Company")
Director/PDMR Shareholdings
This notification is made in accordance with the Market Abuse Regulation.
On 18 April 2017 in fulfilment of the share element of the 2016 bonus, as disclosed in the 2016 annual report, the following share awards over ordinary shares of 25p each in the Company were granted under the Clarkson PLC 2014 Long Term Incentive Plan (the "Plan") to Executive Directors of the Company. No consideration was paid for the grant of the awards.
The vesting of the share awards is subject to continued employment and they will normally vest on 18 April 2021.
Executive Director
| Number of shares granted
| Form of award |
Andi Case | 10,618 | Restricted shares |
Jeff Woyda | 2,288 | Restricted shares |
Peter M. Anker | 2,288 | Conditional award |
On 18 April 2017 the following options over ordinary shares in the Company were granted at nil cost under the Plan.
The vesting of these options is subject to the fulfilment of certain performance conditions and continued employment of the directors. If these conditions are met, these options will normally vest and become exercisable on the later of the third anniversary of grant and the fulfilment of the relevant performance conditions.
Executive Director Number of shares granted Form of awardAndi Case 29,815 Nil cost option
Jeff Woyda 18,973 Nil cost option
Peter M. Anker 18,973 Nil cost option
Following the grant of the above awards, the Executive Directors' interest in the Company's share capital is as follows:
Ordinary Shares | % of Issued Share Capital | Restricted Shares | % of Issued Share Capital | Conditional award | % of Issued Share Capital | Performance Related Options | % of Issued Share Capital | |
Andi Case | 731,782 | 2.42% | 64,384 | 0.21% | - | - | 107,965 | 0.36% |
Jeff Woyda | 109,014 | 0.36% | 13,790 | 0.05% | - | - | 61,149 | 0.20% |
Peter M. Anker | 357,477* | 1.18% | - | - | 7,859 | 0.03% | 42,264 | 0.14% |
* The interest in these ordinary shares is held by Langebru AS, which is entirely owned by Peter M Anker and Mrs H Anker. | ||||||||
The Company was informed of these transactions on 18 April 2017.
For further details contact:
Penny Watson
Company Secretary
Clarkson PLC
Tel: +44(0) 20 7334 0000
19 April 2017
PDMR DEALING NOTIFICATION TEMPLATE | |||
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them | |||
1 | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name | Andi Case
| |
2 | Reason for the notification | ||
a) | Position/status | Chief Executive Officer
| |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Clarkson PLC | |
b) | Legal Entity Identifier | 2138007G6BGTEHI3OT22 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | Ordinary shares of 25p each in Clarkson PLC | |
Identification code | GB0002018363 | ||
b) | Nature of the transaction | Grant of Restricted Shares under the Clarkson 2014 Long Term Incentive Plan. No consideration was paid for the grant of the awards. The vesting of the awards is subject to continued employment and they will normally vest on 18 April 2021.
| |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 10,618
| ||
d) | Aggregated information |
Not applicable - single transaction | |
- Aggregated volume | |||
- Price | |||
e) | Date of the transaction |
18 April 2017 | |
f) | Place of the transaction |
Outside a trading venue | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | Ordinary shares of 25p each in Clarkson PLC | |
Identification code | GB0002018363 | ||
b) | Nature of the transaction | Grant of Nil Cost Options under the Clarkson 2014 Long Term Incentive Plan. These awards were granted at nil cost and the vesting of these options is subject to the fulfilment of the relevant performance conditions on 18 April 2020. The awards will ordinarily become exercisable three years from the date of grant and may be exercised for a period of ten years from the date of grant.
| |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 29,815
| ||
d) | Aggregated information |
Not applicable - single transaction | |
- Aggregated volume | |||
- Price | |||
e) | Date of the transaction |
18 April 2017 | |
f) | Place of the transaction |
Outside a trading venue | |
1 | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name | Peter Martin Anker
| |
2 | Reason for the notification | ||
a) | Position/status | President of Brokerage and Investment Banking
| |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Clarkson PLC | |
b) | Legal Entity Identifier | 2138007G6BGTEHI3OT22 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | Ordinary shares of 25p each in Clarkson PLC | |
Identification code | GB0002018363 | ||
b) | Nature of the transaction | Grant of Conditional Awards under the Clarkson 2014 Long Term Incentive Plan. No consideration was paid for the grant of the awards. The vesting of the awards is subject to continued employment and they will normally vest on 18 April 2021.
| |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 2,288
| ||
d) | Aggregated information |
Not applicable - single transaction | |
- Aggregated volume | |||
- Price | |||
e) | Date of the transaction |
18 April 2017 | |
f) | Place of the transaction |
Outside a trading venue | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | Ordinary shares of 25p each in Clarkson PLC | |
Identification code | GB0002018363 | ||
b) | Nature of the transaction | Grant of Nil Cost Options under the Clarkson 2014 Long Term Incentive Plan. These awards were granted at nil cost and the vesting of these options is subject to the fulfilment of the relevant performance conditions on 18 April 2020. The awards will ordinarily become exercisable three years from the date of grant and may be exercised for a period of ten years from the date of grant.
| |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 18,973
| ||
d) | Aggregated information |
Not applicable - single transaction | |
- Aggregated volume | |||
- Price | |||
e) | Date of the transaction |
18 April 2017 | |
f) | Place of the transaction |
Outside a trading venue | |
1 | Details of the person discharging managerial responsibilities/person closely associated | ||
a) | Name | Jeff Woyda
| |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer & Chief Operating Officer
| |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Clarkson PLC | |
b) | Legal Entity Identifier | 2138007G6BGTEHI3OT22 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | Ordinary shares of 25p each in Clarkson PLC | |
Identification code | GB0002018363 | ||
b) | Nature of the transaction | Grant of Restricted Shares under the Clarkson 2014 Long Term Incentive Plan. No consideration was paid for the grant of the awards. The vesting of the awards is subject to continued employment and they will normally vest on 18 April 2021.
| |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 2,288
| ||
d) | Aggregated information |
Not applicable - single transaction | |
- Aggregated volume | |||
- Price | |||
e) | Date of the transaction |
18 April 2017 | |
f) | Place of the transaction |
Outside a trading venue | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument | Ordinary shares of 25p each in Clarkson PLC | |
Identification code | GB0002018363 | ||
b) | Nature of the transaction | Grant of Nil Cost Options under the Clarkson 2014 Long Term Incentive Plan. These awards were granted at nil cost and the vesting of these options is subject to the fulfilment of the relevant performance conditions on 18 April 2020. The awards will ordinarily become exercisable three years from the date of grant and may be exercised for a period of ten years from the date of grant.
| |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
Nil | 18,973
| ||
d) | Aggregated information |
Not applicable - single transaction | |
- Aggregated volume | |||
- Price | |||
e) | Date of the transaction |
18 April 2017 | |
f) | Place of the transaction |
Outside a trading venue | |