8 Oct 2010 09:56
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | CLEAN AIR POWER LIMITED | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | YES | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | YES | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | NO | |||
An event changing the breakdown of voting rights | NO | |||
Other (please specify): |
| N/A | ||
3. Full name of person(s) subject to the notification obligation: | CSFB STRATEGIC PARTNERS HOLDINGS II, L.P. | |||
4. Full name of shareholder(s) (if different from 3.): | - | |||
5. Date of the transaction and date on which the threshold is crossed or reached: | 6 October 2010 | |||
6. Date on which issuer notified: | 6 October 2010 | |||
7. Threshold(s) that is/are crossed or reached: | 30% | |||
8. Notified details: | ||||||||||||||
A: Voting rights attached to shares | ||||||||||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | ||||||||||
Direct | Direct | Indirect | Direct | Indirect | ||||||||||
Common Shares of US$0.001 each | 18,304,058 | 18,304,058 | 21,704,058 | 21,704,058 | - | 29.34% | - | |||||||
ISIN: BMG2287M1047 | ||||||||||||||
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B: Qualifying Financial Instruments | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights (on an "as diluted" basis) | ||||||||||
Warrant over common shares | 13 April 2011 | 14 April 2008 to 13 April 2011 | 1,312,467 | 1.74% | ||||||||||
Warrant over common shares | 3 July 2011 | 4 July 2008 to 3 July 2011 | 1,093,230 | 1.46% | ||||||||||
Warrant over common shares | 7 October 2011 | 8 October 2008 to 7 October 2011 | 1,562,500 | 2.07% | ||||||||||
Warrant over common shares | 14 December 2011 | 15 December 2008 to 14 December 2011 | 1,873,380 | 2.47% | ||||||||||
Warrant over common shares | 5 February 2012 | 6 February 2009 to 5 February 2012 | 890,980 | 1.19% | ||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||
Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to
| % of voting rights
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- | - | - | - |
- | Nominal | Delta | ||||||||
- | - | |||||||||||||
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Total (A+B+C) | ||||||||||||||
Total number of potential voting rights | Percentage of total voting rights (on an "as diluted" basis)
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28,436,615 | 35.23% | |||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi | ||
N/A
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Proxy Voting: | ||
10. Name of the proxy holder: | - | |
11. Number of voting rights proxy holder will cease to hold: | - | |
12. Date on which proxy holder will cease to hold voting rights: | - | |
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13. Additional information: | - | |
14. Contact name: | David J. Corey | |
15. Contact telephone number: | 001.415.249.8918 | |