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Holding(s) in Company

14 Feb 2022 15:20

RNS Number : 6293B
Brooks Macdonald Group PLC
14 February 2022
 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii:

Brooks Macdonald Group plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify) iii:

3. Details of person subject to the notification obligation iv

Name

Octopus Investments Nominees Limited

City and country of registered office (if applicable)

33 Holborn, London, EC1N 2HT

4. Full name of shareholder(s) (if different from 3.) v

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or reached vi:

11/02/2022

6. Date on which issuer notified (DD/MM/YYYY):

14/02/2022

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A + 8.B) vii

 

Resulting situation on the date on which threshold was crossed or reached

16.50%

N/A

16.50%

2,672,220

 

Position of previous notification (if

applicable)

15.99%

N/A

15.99%

2,589,665

 

TR-1: Standard form for notification of major holdings

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(DTR5.1)

Indirect

 (DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB00B067N833

2,672,220

16.50%

SUBTOTAL 8. A

2,672,220

16.50%

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expirationdate x

Exercise/Conversion Period xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

SUBTOTAL 8. B 1

 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expirationdate x

Exercise/Conversion Period xi

Physical or cash

Settlement xii

Number of voting rights

% of voting rights

SUBTOTAL 8.B.2

 

 

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Octopus Investments Nominees Ltd

16.50%

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional information xvi

 

Place of completion

33 Holborn, London, EC1N 2HT

Date of completion

14/02/2022

 

 

 

 

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END
 
 
HOLUSAVRUKUUAAR
Date   Source Headline
28th Mar 20199:36 amRNSDirectorate Change
15th Mar 20193:41 pmRNSDirector/PDMR Shareholding
14th Mar 20197:00 amRNSHalf-year Report
28th Feb 201911:04 amRNSTotal Voting Rights
26th Feb 20191:29 pmRNSHolding(s) in Company
8th Feb 201912:08 pmRNSAppointment of Chairman
6th Feb 20193:05 pmRNSHolding(s) in Company
6th Feb 20197:00 amRNSEBT Dealings
31st Jan 20197:00 amRNSTotal Voting Rights
28th Jan 20199:36 amRNSEBT Dealings
24th Jan 20197:00 amRNSTrading Update
17th Jan 201912:15 pmRNSHolding(s) in Company
14th Jan 201911:35 amRNSHolding(s) in Company
10th Jan 20199:10 amRNSProposed efficiency improvements
7th Jan 201911:59 amRNSEBT Dealings
24th Dec 201811:53 amRNSDirector/PDMR Shareholding
18th Dec 201811:16 amRNSBlock listing Interim Review
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26th Nov 201810:12 amRNSEBT Dealings
13th Nov 20187:00 amRNSDirectorate Changes
12th Nov 201810:09 amRNSEmployee Benefit Trust Dealings
9th Nov 20183:28 pmRNSHolding(s) in Company
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6th Nov 20183:49 pmRNSDirector/PDMR Shareholding
2nd Nov 20184:35 pmRNSPrice Monitoring Extension
1st Nov 20184:56 pmRNSEBT Dealings
31st Oct 20184:11 pmRNSResult of AGM
26th Oct 20187:00 amRNSQuarterly Announcement of Funds under Management
17th Oct 20184:47 pmRNSHolding(s) in Company
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20th Sep 201812:56 pmRNSAppointment of non-executive director - Correction
20th Sep 201812:43 pmRNSFinal Results - Replacement
20th Sep 20187:00 amRNSAppointment of non-executive director
20th Sep 20187:00 amRNSFinal Results
19th Sep 20184:40 pmRNSSecond Price Monitoring Extn
19th Sep 20184:35 pmRNSPrice Monitoring Extension
22nd Aug 20184:06 pmRNSHolding(s) in Company
21st Aug 20185:13 pmRNSHolding(s) in Company
6th Aug 20187:00 amRNSDirectorate Change
26th Jul 20187:00 amRNSTrading Update
3rd Jul 20183:41 pmRNSDirector/PDMR Shareholding
22nd Jun 20189:41 amRNSEmployee Benefit Trust Dealings
13th Jun 20184:07 pmRNSBlock Listing Application
6th Jun 20185:11 pmRNSExercise of Options and EBT dealings
30th May 20184:48 pmRNSExercise of Options
30th May 201810:08 amRNSHolding(s) in Company

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