Last checked at 7 May 2021 08:01
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0031348658
Issuer Name
BARCLAYS PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
Sherborne Investors Management LP
City of registered office (if applicable)
New York
Country of registered office (if applicable)
United States
Name | City of registered office | Country of registered office |
Sherborne Investors Management GP, LLC | New York | United States of America |
Stephen Welker | New York | United States of America |
Edward Bramson | New York | United States of America |
4. Details of the shareholder
Name | City of registered office | Country of registered office |
Whistle Investors II LLC c/o Corporation Service Company | Wilmington | United States of America |
Whistle Investors LLC c/o Corporation Service Company | Wilmington | United States of America |
SIGC, LP (Incorporated) | St Peter Port | Guernsey |
5. Date on which the threshold was crossed or reached
04-May-2021
6. Date on which Issuer notified
06-May-2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
Resulting situation on the date on which threshold was crossed or reached | 0.000000 | 0.000000 | 0.000000 | 0 |
Position of previous notification (if applicable) | 2.08% | 3.93% | 6.01% |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
GB0031348658 | 0 | 0.000000 | ||
Sub Total 8.A | 0 | 0.000000% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
Right to recall lent shares | 0 | 0.000000 | ||
Sub Total 8.B1 | 0 | 0.000000% | ||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
Sub Total 8.B2 | |||||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Edward Bramson | Sherborne Investors Management GP, LLC | 0.000000 | 0.000000 | 0.000000 |
Stephen Welker | Sherborne Investors Management GP, LLC | 0.000000 | 0.000000 | 0.000000 |
Edward Bramson | Sherborne Investors Management LP | 0.000000 | 0.000000 | 0.000000 |
Stephen Welker | Sherborne Investors Management LP | 0.000000 | 0.000000 | 0.000000 |
Edward Bramson | Sherborne Investors Management (Guernsey) LLC | 0.000000 | 0.000000 | 0.000000 |
Stephen Welker | Sherborne Investors Management (Guernsey) LLC | 0.000000 | 0.000000 | 0.000000 |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Sherborne Investors Management LP is an investment adviser registered with the United States Securities and Exchange Commission under the U.S. Investment Advisers Act 1940. Sherborne Investors Management (Guernsey) LLC, as a wholly owned subsidiary of Sherborne Investors Management LP, is registered and regulated under the U.S. Investment Advisers Act 1940 as an investment adviser relying on the registration of its parent, Sherborne Investors Management LP.
12. Date of Completion
06-May-2021
13. Place Of Completion
London