Last checked at 24 May 2024 11:27
FORM 8.5 (EPT/NON-RI) | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | BHP GROUP LTD | |||||
(c) | Name of the party to the offer with which exempt principal trader is connected | BHP GROUP LTD | |||||
(d) | Date position held/dealing undertaken: | 23 May 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | YES: ANGLO AMERICAN PLC | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | Ordinary NPV | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 9,349,924 | 0.18% | 7,677,395 | 0.15% | |||
(2) Cash-settled derivatives: | 6,117,498 | 0.12% | 5,765,107 | 0.11% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 15,467,422 | 0.30% | 13,442,502 | 0.27% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
Ordinary NPV | Purchase | 452015 | 23.3000 GBP | 23.0500 GBP | |||
Ordinary NPV | Sale | 639471 | 23.3100 GBP | 23.0500 GBP | |||
Ordinary NPV | Purchase | 568434 | 44.9477 AUD | 44.6800 AUD | |||
Ordinary NPV | Sale | 340000 | 44.9500 AUD | 44.6741 AUD | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
Ordinary NPV | CFD | Closing Short | 140 | 23.0855 GBP | |||
Ordinary NPV | CFD | Closing Short | 352 | 23.0500 GBP | |||
Ordinary NPV | CFD | Closing Short | 754 | 23.1734 GBP | |||
Ordinary NPV | CFD | Closing Short | 6,894 | 23.1511 GBP | |||
Ordinary NPV | CFD | Closing Short | 8,150 | 23.3000 GBP | |||
Ordinary NPV | CFD | Closing Short | 8,472 | 23.1694 GBP | |||
Ordinary NPV | CFD | Closing Short | 11,287 | 23.1599 GBP | |||
Ordinary NPV | CFD | Closing Short | 15,970 | 23.1500 GBP | |||
Ordinary NPV | SWAP | Decreasing Long | 832 | 541.8220 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 1,283 | 542.5526 ZAR | |||
Ordinary NPV | SWAP | Decreasing Long | 1,464 | 543.2488 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 2,000 | 44.9267 AUD | |||
Ordinary NPV | SWAP | Decreasing Long | 3,895 | 542.0443 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 10,614 | 542.7130 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 21,535 | 542.1471 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 42,734 | 543.0957 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 49,405 | 44.9946 AUD | |||
Ordinary NPV | CFD | Decreasing Long | 50,388 | 541.5122 ZAR | |||
Ordinary NPV | CFD | Decreasing Long | 213,874 | 541.6108 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 52 | 23.1700 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 70 | 23.1098 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 91 | 23.2198 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 225 | 542.2167 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 473 | 23.1226 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 535 | 23.1408 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 832 | 541.8220 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 1,283 | 542.5526 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 3,895 | 542.0443 ZAR | |||
Ordinary NPV | SWAP | Decreasing Short | 4,511 | 23.1854 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 15,101 | 44.9206 AUD | |||
Ordinary NPV | SWAP | Decreasing Short | 17,542 | 23.1811 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 19,342 | 23.1522 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 63,729 | 23.1500 GBP | |||
Ordinary NPV | SWAP | Decreasing Short | 213,874 | 541.4484 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 1,027 | 44.6463 AUD | |||
Ordinary NPV | CFD | Increasing Long | 1,464 | 543.0994 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 4,881 | 540.2500 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 6,642 | 543.1509 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 9,600 | 44.7231 AUD | |||
Ordinary NPV | SWAP | Increasing Long | 10,614 | 542.4960 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 10,639 | 541.3855 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 21,535 | 541.9981 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 26,038 | 541.5818 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 27,857 | 541.5483 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 42,734 | 542.9464 ZAR | |||
Ordinary NPV | SWAP | Increasing Long | 50,388 | 541.3633 ZAR | |||
Ordinary NPV | CFD | Increasing Long | 153,000 | 44.6741 AUD | |||
Ordinary NPV | SWAP | Increasing Short | 35 | 23.1098 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 83 | 23.0899 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 225 | 542.2167 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 311 | 23.2479 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 455 | 23.1378 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 471 | 23.1360 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 699 | 23.1455 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,344 | 23.1329 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,654 | 23.1388 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 1,847 | 23.1501 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 2,883 | 23.1345 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 4,881 | 540.2500 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 6,642 | 543.3139 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 8,785 | 23.1320 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 9,430 | 23.1392 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 10,639 | 541.3855 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 11,638 | 23.1259 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 13,195 | 23.1285 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 26,038 | 541.5818 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 27,857 | 541.5483 ZAR | |||
Ordinary NPV | SWAP | Increasing Short | 34,500 | 23.1737 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 35,000 | 23.1500 GBP | |||
Ordinary NPV | SWAP | Increasing Short | 170,456 | 23.1485 GBP | |||
Ordinary NPV | CFD | Opening Long | 18,624 | 23.1481 GBP | |||
Ordinary NPV | CFD | Opening Long | 23,004 | 23.1684 GBP | |||
Ordinary NPV | CFD | Opening Long | 44,776 | 23.1652 GBP | |||
Ordinary NPV | CFD | Opening Long | 75,000 | 23.1533 GBP | |||
Ordinary NPV | CFD | Opening Long | 94,439 | 23.1529 GBP | |||
Ordinary NPV | CFD | Opening Long | 170,073 | 23.1314 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 24 May 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||