Last checked at 8 Oct 2018 14:42
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 5 Oct 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES: TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,400,867 | 0.59% | 2,447,922 | 0.27% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 234,659 | 0.03% | 3,336,934 | 0.36% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 233,800 | 0.03% | 352,400 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,869,326 | 0.64% | 6,137,256 | 0.67% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
| (a) | Purchases and sales | ||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| 5p ordinary | Purchase | 6 | 44.6550 GBP | ||||||
| 5p ordinary | Purchase | 22 | 44.6884 GBP | ||||||
| 5p ordinary | Purchase | 33 | 44.4800 GBP | ||||||
| 5p ordinary | Purchase | 34 | 44.6525 GBP | ||||||
| 5p ordinary | Purchase | 41 | 44.2050 GBP | ||||||
| 5p ordinary | Purchase | 62 | 44.5300 GBP | ||||||
| 5p ordinary | Purchase | 65 | 44.6725 GBP | ||||||
| 5p ordinary | Purchase | 65 | 44.6500 GBP | ||||||
| 5p ordinary | Purchase | 65 | 44.6350 GBP | ||||||
| 5p ordinary | Purchase | 67 | 44.5000 GBP | ||||||
| 5p ordinary | Purchase | 85 | 44.6775 GBP | ||||||
| 5p ordinary | Purchase | 117 | 44.2000 GBP | ||||||
| 5p ordinary | Purchase | 184 | 44.6631 GBP | ||||||
| 5p ordinary | Purchase | 263 | 44.6748 GBP | ||||||
| 5p ordinary | Purchase | 371 | 44.4365 GBP | ||||||
| 5p ordinary | Purchase | 1,452 | 44.5945 GBP | ||||||
| 5p ordinary | Purchase | 2,280 | 44.6504 GBP | ||||||
| 5p ordinary | Purchase | 2,492 | 44.4767 GBP | ||||||
| 5p ordinary | Purchase | 3,012 | 44.3551 GBP | ||||||
| 5p ordinary | Purchase | 3,425 | 44.5964 GBP | ||||||
| 5p ordinary | Purchase | 4,875 | 44.4830 GBP | ||||||
| 5p ordinary | Purchase | 5,425 | 44.3327 GBP | ||||||
| 5p ordinary | Purchase | 5,944 | 44.4838 GBP | ||||||
| 5p ordinary | Purchase | 7,608 | 44.0680 GBP | ||||||
| 5p ordinary | Purchase | 9,293 | 44.6042 GBP | ||||||
| 5p ordinary | Purchase | 9,673 | 44.4355 GBP | ||||||
| 5p ordinary | Purchase | 11,828 | 44.2714 GBP | ||||||
| 5p ordinary | Purchase | 13,521 | 44.3388 GBP | ||||||
| 5p ordinary | Purchase | 19,958 | 44.2518 GBP | ||||||
| 5p ordinary | Purchase | 24,019 | 44.3321 GBP | ||||||
| 5p ordinary | Purchase | 25,877 | 44.5614 GBP | ||||||
| 5p ordinary | Purchase | 71,698 | 44.0700 GBP | ||||||
| 5p ordinary | Purchase | 165,445 | 44.1417 GBP | ||||||
| 5p ordinary | Sale | 6 | 44.5350 GBP | ||||||
| 5p ordinary | Sale | 22 | 44.6700 GBP | ||||||
| 5p ordinary | Sale | 33 | 44.4800 GBP | ||||||
| 5p ordinary | Sale | 34 | 44.6525 GBP | ||||||
| 5p ordinary | Sale | 41 | 44.2050 GBP | ||||||
| 5p ordinary | Sale | 62 | 44.5300 GBP | ||||||
| 5p ordinary | Sale | 65 | 44.6725 GBP | ||||||
| 5p ordinary | Sale | 65 | 44.6500 GBP | ||||||
| 5p ordinary | Sale | 67 | 44.5000 GBP | ||||||
| 5p ordinary | Sale | 85 | 44.6775 GBP | ||||||
| 5p ordinary | Sale | 87 | 44.6350 GBP | ||||||
| 5p ordinary | Sale | 207 | 44.5443 GBP | ||||||
| 5p ordinary | Sale | 219 | 44.5107 GBP | ||||||
| 5p ordinary | Sale | 248 | 44.6172 GBP | ||||||
| 5p ordinary | Sale | 323 | 44.5228 GBP | ||||||
| 5p ordinary | Sale | 687 | 44.6564 GBP | ||||||
| 5p ordinary | Sale | 996 | 44.2022 GBP | ||||||
| 5p ordinary | Sale | 2,428 | 44.0700 GBP | ||||||
| 5p ordinary | Sale | 2,492 | 44.4767 GBP | ||||||
| 5p ordinary | Sale | 3,425 | 44.5964 GBP | ||||||
| 5p ordinary | Sale | 4,248 | 44.3972 GBP | ||||||
| 5p ordinary | Sale | 5,425 | 44.3327 GBP | ||||||
| 5p ordinary | Sale | 6,449 | 44.4955 GBP | ||||||
| 5p ordinary | Sale | 9,015 | 44.5997 GBP | ||||||
| 5p ordinary | Sale | 26,916 | 44.4017 GBP | ||||||
| 5p ordinary | Sale | 40,300 | 44.0898 GBP | ||||||
| 5p ordinary | Sale | 61,962 | 44.2893 GBP | ||||||
| 5p ordinary | Sale | 101,641 | 44.1668 GBP | ||||||
| ADR | Purchase | 1 | 173.6401 USD | ||||||
| ADR | Purchase | 20 | 173.4100 USD | ||||||
| ADR | Purchase | 50 | 173.7999 USD | ||||||
| ADR | Purchase | 87 | 175.0600 USD | ||||||
| ADR | Purchase | 100 | 172.8000 USD | ||||||
| ADR | Purchase | 100 | 173.4350 USD | ||||||
| ADR | Purchase | 100 | 173.5000 USD | ||||||
| ADR | Purchase | 100 | 173.5500 USD | ||||||
| ADR | Purchase | 100 | 173.7000 USD | ||||||
| ADR | Purchase | 100 | 173.7600 USD | ||||||
| ADR | Purchase | 100 | 174.3100 USD | ||||||
| ADR | Purchase | 107 | 173.5029 USD | ||||||
| ADR | Purchase | 118 | 174.4664 USD | ||||||
| ADR | Purchase | 177 | 174.1243 USD | ||||||
| ADR | Purchase | 181 | 173.8833 USD | ||||||
| ADR | Purchase | 200 | 173.2600 USD | ||||||
| ADR | Purchase | 200 | 173.1925 USD | ||||||
| ADR | Purchase | 200 | 172.6650 USD | ||||||
| ADR | Purchase | 200 | 173.1000 USD | ||||||
| ADR | Purchase | 200 | 174.5800 USD | ||||||
| ADR | Purchase | 200 | 174.5775 USD | ||||||
| ADR | Purchase | 200 | 174.1100 USD | ||||||
| ADR | Purchase | 200 | 173.8275 USD | ||||||
| ADR | Purchase | 200 | 173.6650 USD | ||||||
| ADR | Purchase | 200 | 173.5950 USD | ||||||
| ADR | Purchase | 200 | 173.2950 USD | ||||||
| ADR | Purchase | 300 | 173.8975 USD | ||||||
| ADR | Purchase | 300 | 173.6566 USD | ||||||
| ADR | Purchase | 300 | 174.7700 USD | ||||||
| ADR | Purchase | 333 | 173.2655 USD | ||||||
| ADR | Purchase | 379 | 174.0203 USD | ||||||
| ADR | Purchase | 400 | 173.3000 USD | ||||||
| ADR | Purchase | 400 | 173.8818 USD | ||||||
| ADR | Purchase | 400 | 173.5625 USD | ||||||
| ADR | Purchase | 460 | 173.3800 USD | ||||||
| ADR | Purchase | 473 | 173.4945 USD | ||||||
| ADR | Purchase | 493 | 173.2762 USD | ||||||
| ADR | Purchase | 500 | 173.6760 USD | ||||||
| ADR | Purchase | 525 | 173.8461 USD | ||||||
| ADR | Purchase | 549 | 173.6526 USD | ||||||
| ADR | Purchase | 600 | 173.6933 USD | ||||||
| ADR | Purchase | 627 | 173.1086 USD | ||||||
| ADR | Purchase | 674 | 173.9118 USD | ||||||
| ADR | Purchase | 883 | 173.5648 USD | ||||||
| ADR | Purchase | 948 | 173.4000 USD | ||||||
| ADR | Purchase | 1,011 | 173.4678 USD | ||||||
| ADR | Purchase | 1,030 | 174.3770 USD | ||||||
| ADR | Purchase | 1,230 | 173.3983 USD | ||||||
| ADR | Purchase | 1,700 | 173.5657 USD | ||||||
| ADR | Purchase | 1,800 | 173.4047 USD | ||||||
| ADR | Purchase | 2,000 | 173.2190 USD | ||||||
| ADR | Purchase | 2,571 | 173.8039 USD | ||||||
| ADR | Purchase | 2,818 | 173.7151 USD | ||||||
| ADR | Purchase | 3,619 | 173.6450 USD | ||||||
| ADR | Purchase | 4,147 | 173.8131 USD | ||||||
| ADR | Purchase | 4,200 | 173.4747 USD | ||||||
| ADR | Purchase | 5,000 | 173.6407 USD | ||||||
| ADR | Purchase | 5,300 | 173.7383 USD | ||||||
| ADR | Purchase | 11,266 | 173.4841 USD | ||||||
| ADR | Purchase | 15,173 | 173.5224 USD | ||||||
| ADR | Purchase | 20,000 | 173.4789 USD | ||||||
| ADR | Purchase | 22,581 | 173.8298 USD | ||||||
| ADR | Sale | 1 | 173.6401 USD | ||||||
| ADR | Sale | 27 | 173.4300 USD | ||||||
| ADR | Sale | 87 | 175.0600 USD | ||||||
| ADR | Sale | 100 | 174.5400 USD | ||||||
| ADR | Sale | 100 | 173.5200 USD | ||||||
| ADR | Sale | 200 | 173.4750 USD | ||||||
| ADR | Sale | 260 | 173.3800 USD | ||||||
| ADR | Sale | 300 | 172.9766 USD | ||||||
| ADR | Sale | 300 | 173.2116 USD | ||||||
| ADR | Sale | 300 | 174.2200 USD | ||||||
| ADR | Sale | 300 | 173.5083 USD | ||||||
| ADR | Sale | 400 | 173.3025 USD | ||||||
| ADR | Sale | 500 | 173.2780 USD | ||||||
| ADR | Sale | 600 | 174.1316 USD | ||||||
| ADR | Sale | 750 | 173.8456 USD | ||||||
| ADR | Sale | 948 | 173.4000 USD | ||||||
| ADR | Sale | 1,500 | 173.3970 USD | ||||||
| ADR | Sale | 1,730 | 173.4421 USD | ||||||
| ADR | Sale | 2,100 | 173.3100 USD | ||||||
| ADR | Sale | 2,300 | 173.5950 USD | ||||||
| ADR | Sale | 2,400 | 173.5370 USD | ||||||
| ADR | Sale | 3,619 | 173.6450 USD | ||||||
| ADR | Sale | 3,700 | 173.5012 USD | ||||||
| ADR | Sale | 6,287 | 173.8794 USD | ||||||
| ADR | Sale | 8,000 | 173.8851 USD | ||||||
| ADR | Sale | 8,157 | 173.3546 USD | ||||||
| ADR | Sale | 15,384 | 173.5225 USD | ||||||
| ADR | Sale | 20,000 | 173.4789 USD | ||||||
| (b) | Cash-settled derivative transactions | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 203 | 44.4463 GBP | |||||
| 5p ordinary | CFD | Long | 207 | 44.5444 GBP | |||||
| 5p ordinary | CFD | Long | 323 | 44.5228 GBP | |||||
| 5p ordinary | CFD | Long | 996 | 44.2022 GBP | |||||
| 5p ordinary | CFD | Long | 6,085 | 44.2981 GBP | |||||
| 5p ordinary | CFD | Long | 6,449 | 44.4954 GBP | |||||
| 5p ordinary | SWAP | Long | 14,365 | 44.1882 GBP | |||||
| 5p ordinary | SWAP | Long | 24,357 | 44.4919 GBP | |||||
| 5p ordinary | SWAP | Short | 65 | 44.6350 GBP | |||||
| 5p ordinary | CFD | Short | 263 | 44.6781 GBP | |||||
| 5p ordinary | CFD | Short | 1,189 | 44.1418 GBP | |||||
| 5p ordinary | SWAP | Short | 3,758 | 44.3246 GBP | |||||
| 5p ordinary | CFD | Short | 4,875 | 44.4830 GBP | |||||
| 5p ordinary | SWAP | Short | 5,231 | 44.2901 GBP | |||||
| 5p ordinary | CFD | Short | 9,673 | 44.4355 GBP | |||||
| 5p ordinary | CFD | Short | 19,383 | 44.0735 GBP | |||||
| 5p ordinary | CFD | Short | 25,877 | 44.5613 GBP | |||||
| 5p ordinary | SWAP | Short | 30,724 | 44.1022 GBP | |||||
| 5p ordinary | SWAP | Short | 36,711 | 44.3879 GBP | |||||
| 5p ordinary | SWAP | Short | 47,306 | 44.0700 GBP |
(c) Stock-settled derivative transactions (including options)
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 50,000 | 200 USD | American | 17 Jan 2020 | 6.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 3,000 | 155 USD | American | 16 Nov 2018 | 0.6000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 175 USD | American | 5 Oct 2018 | 1.0000 USD | ||||||||
| ADR | Put Options | Purchasing | 500 | 175 USD | American | 16 Nov 2018 | 5.0000 USD | ||||||||
| ADR | Put Options | Selling | 5,100 | 170 USD | American | 18 Apr 2019 | 9.9023 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 8 Oct 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,200 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,700 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 21,700 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -18,400 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -15,300 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 12 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -45,400 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -15,000 | 178.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 175.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 155.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,500 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 8,300 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 18,300 | 155.0000 | American | 0 Jan 1900 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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