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Pin to quick picksBarclays Regulatory News (BARC)

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Form 8.3 - NortonLifeLock Inc.

23 Aug 2022 14:57

RNS Number : 9659W
Barclays PLC
23 August 2022
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

22 Aug 2022

(f)

In addition to the company in 1(c) above, is the discloser making

YES:

 

 

 

disclosures in respect of any other party to the offer?

AVAST PLC

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

USD 0.01 common

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

1,284,855

0.22%

1,439,388

0.25%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

1,727,373

0.30%

3,757,122

0.66%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

17,100

0.00%

17,100

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

3,029,328

0.53%

5,213,610

0.91%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

USD 0.01 common

Purchase

2

23.4700 USD

USD 0.01 common

Purchase

6

23.3900 USD

USD 0.01 common

Purchase

67

23.3000 USD

USD 0.01 common

Purchase

100

23.2500 USD

USD 0.01 common

Purchase

100

23.3850 USD

USD 0.01 common

Purchase

101

23.3605 USD

USD 0.01 common

Purchase

200

23.3750 USD

USD 0.01 common

Purchase

200

23.3300 USD

USD 0.01 common

Purchase

200

23.3475 USD

USD 0.01 common

Purchase

200

23.3600 USD

USD 0.01 common

Purchase

300

23.3433 USD

USD 0.01 common

Purchase

300

23.3683 USD

USD 0.01 common

Purchase

400

23.3375 USD

USD 0.01 common

Purchase

400

23.2550 USD

USD 0.01 common

Purchase

400

23.2725 USD

USD 0.01 common

Purchase

400

23.4787 USD

USD 0.01 common

Purchase

410

23.2150 USD

USD 0.01 common

Purchase

562

23.4650 USD

USD 0.01 common

Purchase

600

23.3479 USD

USD 0.01 common

Purchase

741

23.2586 USD

USD 0.01 common

Purchase

783

23.3101 USD

USD 0.01 common

Purchase

785

23.3502 USD

USD 0.01 common

Purchase

800

23.4600 USD

USD 0.01 common

Purchase

973

23.3121 USD

USD 0.01 common

Purchase

1,000

23.3895 USD

USD 0.01 common

Purchase

1,103

23.4518 USD

USD 0.01 common

Purchase

1,264

23.2910 USD

USD 0.01 common

Purchase

1,456

23.4685 USD

USD 0.01 common

Purchase

1,500

23.3460 USD

USD 0.01 common

Purchase

1,566

23.4456 USD

USD 0.01 common

Purchase

1,626

23.4580 USD

USD 0.01 common

Purchase

1,804

23.4680 USD

USD 0.01 common

Purchase

1,815

23.3407 USD

USD 0.01 common

Purchase

1,900

23.3886 USD

USD 0.01 common

Purchase

1,939

23.4729 USD

USD 0.01 common

Purchase

2,600

23.4190 USD

USD 0.01 common

Purchase

2,978

23.3250 USD

USD 0.01 common

Purchase

3,168

23.4199 USD

USD 0.01 common

Purchase

3,300

23.1900 USD

USD 0.01 common

Purchase

4,167

23.3928 USD

USD 0.01 common

Purchase

4,297

23.4643 USD

USD 0.01 common

Purchase

5,000

23.3690 USD

USD 0.01 common

Purchase

5,384

23.3400 USD

USD 0.01 common

Purchase

5,496

23.4377 USD

USD 0.01 common

Purchase

6,236

23.2627 USD

USD 0.01 common

Purchase

7,288

23.2871 USD

USD 0.01 common

Purchase

7,330

23.3261 USD

USD 0.01 common

Purchase

7,370

23.2829 USD

USD 0.01 common

Purchase

16,828

23.3299 USD

USD 0.01 common

Purchase

21,542

23.3133 USD

USD 0.01 common

Purchase

31,600

23.2800 USD

USD 0.01 common

Purchase

36,555

23.2400 USD

USD 0.01 common

Purchase

37,421

23.2863 USD

USD 0.01 common

Purchase

38,840

23.3284 USD

USD 0.01 common

Purchase

48,644

23.3148 USD

USD 0.01 common

Purchase

61,187

23.2397 USD

USD 0.01 common

Purchase

75,757

23.3381 USD

USD 0.01 common

Purchase

84,136

23.4509 USD

USD 0.01 common

Purchase

96,180

23.3257 USD

USD 0.01 common

Purchase

104,146

23.3106 USD

USD 0.01 common

Purchase

106,532

23.4201 USD

USD 0.01 common

Purchase

404,209

23.3100 USD

USD 0.01 common

Purchase

407,194

23.3109 USD

USD 0.01 common

Sale

1

23.4700 USD

USD 0.01 common

Sale

17

23.2950 USD

USD 0.01 common

Sale

40

23.2300 USD

USD 0.01 common

Sale

41

23.2271 USD

USD 0.01 common

Sale

79

23.2124 USD

USD 0.01 common

Sale

79

23.2600 USD

USD 0.01 common

Sale

80

23.2150 USD

USD 0.01 common

Sale

100

23.3200 USD

USD 0.01 common

Sale

102

23.3192 USD

USD 0.01 common

Sale

126

23.2266 USD

USD 0.01 common

Sale

197

23.2164 USD

USD 0.01 common

Sale

200

23.3250 USD

USD 0.01 common

Sale

205

23.3350 USD

USD 0.01 common

Sale

234

23.2932 USD

USD 0.01 common

Sale

320

23.4822 USD

USD 0.01 common

Sale

569

23.4600 USD

USD 0.01 common

Sale

588

23.4814 USD

USD 0.01 common

Sale

598

23.3763 USD

USD 0.01 common

Sale

680

23.2676 USD

USD 0.01 common

Sale

729

23.2909 USD

USD 0.01 common

Sale

1,427

23.4130 USD

USD 0.01 common

Sale

1,441

23.4200 USD

USD 0.01 common

Sale

1,472

23.2980 USD

USD 0.01 common

Sale

1,800

23.3027 USD

USD 0.01 common

Sale

2,201

23.3920 USD

USD 0.01 common

Sale

2,472

23.3050 USD

USD 0.01 common

Sale

2,501

23.2880 USD

USD 0.01 common

Sale

2,762

23.2888 USD

USD 0.01 common

Sale

2,899

23.4049 USD

USD 0.01 common

Sale

3,091

23.2861 USD

USD 0.01 common

Sale

3,300

23.1900 USD

USD 0.01 common

Sale

3,388

23.3116 USD

USD 0.01 common

Sale

3,435

23.3845 USD

USD 0.01 common

Sale

4,167

23.3928 USD

USD 0.01 common

Sale

4,963

23.4118 USD

USD 0.01 common

Sale

5,821

23.3206 USD

USD 0.01 common

Sale

6,035

23.2851 USD

USD 0.01 common

Sale

6,591

23.3396 USD

USD 0.01 common

Sale

7,782

23.2488 USD

USD 0.01 common

Sale

8,869

23.3084 USD

USD 0.01 common

Sale

9,380

23.2891 USD

USD 0.01 common

Sale

10,000

23.3690 USD

USD 0.01 common

Sale

10,167

23.2931 USD

USD 0.01 common

Sale

10,596

23.2634 USD

USD 0.01 common

Sale

16,380

23.2684 USD

USD 0.01 common

Sale

17,306

23.2929 USD

USD 0.01 common

Sale

18,197

23.3388 USD

USD 0.01 common

Sale

18,226

23.3359 USD

USD 0.01 common

Sale

22,141

23.3558 USD

USD 0.01 common

Sale

29,730

23.3300 USD

USD 0.01 common

Sale

31,600

23.2800 USD

USD 0.01 common

Sale

37,482

23.2400 USD

USD 0.01 common

Sale

39,503

23.2524 USD

USD 0.01 common

Sale

43,027

23.3130 USD

USD 0.01 common

Sale

47,923

23.2747 USD

USD 0.01 common

Sale

60,623

23.2399 USD

USD 0.01 common

Sale

67,178

23.3336 USD

USD 0.01 common

Sale

91,053

23.4370 USD

USD 0.01 common

Sale

200,000

23.3962 USD

USD 0.01 common

Sale

802,055

23.3100 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

USD 0.01 common

Call Options

Purchasing

112,200

28.0000 USD

American

19 Aug 2022

0.0800 USD

USD 0.01 common

Call Options

Purchasing

20,700

27.0000 USD

American

19 Aug 2022

0.0500 USD

USD 0.01 common

Call Options

Selling

56,100

25.0000 USD

American

19 Aug 2022

0.0500 USD

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

23 Aug 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.

KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:

Name of offeror/offeree in relation to whose

NORTONLIFELOCK INC

relevant securities this from relates:

 

 

 

 

 

 

 

 

2.

OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 0.01 common

Call Options

Written

-17,100

27.0000

American

16 Sep 2022

USD 0.01 common

Put Options

Written

17,100

25.0000

American

16 Sep 2022

 

 

 

 

 

 

 

 

3.

AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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