Last checked at 6 Oct 2021 11:22
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 05 October 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | ENTAIN PLC |
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GVC HLDGS PLC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common | |||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 609,587 | 0.15% | 604,436 | 0.15% | ||
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(2) | Cash-settled derivatives: |
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4,928 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 2,735,561 | 0.67% | 1,628,611 | 0.40% | ||
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| TOTAL: | 3,350,076 | 0.83% | 2,233,047 | 0.55% | ||
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| Class of relevant security: | Convertible Bond US26142RAA23 | |||||
| Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 0 | 0.00% | 356,000 | 0.09% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 0 | 0.00% | 356,000 | 0.09% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
| |
| security |
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| securities |
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| USD 0.0001 class A common | Purchase | 1 | 49.5100 USD | ||||
| USD 0.0001 class A common | Purchase | 4 | 49.5200 USD | ||||
| USD 0.0001 class A common | Purchase | 6 | 49.6200 USD | ||||
| USD 0.0001 class A common | Purchase | 13 | 50.1892 USD | ||||
| USD 0.0001 class A common | Purchase | 30 | 49.5180 USD | ||||
| USD 0.0001 class A common | Purchase | 39 | 49.5184 USD | ||||
| USD 0.0001 class A common | Purchase | 48 | 49.6256 USD | ||||
| USD 0.0001 class A common | Purchase | 78 | 49.5500 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 49.6400 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 49.5400 USD | ||||
| USD 0.0001 class A common | Purchase | 101 | 49.6399 USD | ||||
| USD 0.0001 class A common | Purchase | 116 | 50.3773 USD | ||||
| USD 0.0001 class A common | Purchase | 149 | 49.4810 USD | ||||
| USD 0.0001 class A common | Purchase | 186 | 49.6856 USD | ||||
| USD 0.0001 class A common | Purchase | 193 | 49.2711 USD | ||||
| USD 0.0001 class A common | Purchase | 199 | 49.4516 USD | ||||
| USD 0.0001 class A common | Purchase | 208 | 49.5204 USD | ||||
| USD 0.0001 class A common | Purchase | 228 | 49.7000 USD | ||||
| USD 0.0001 class A common | Purchase | 267 | 49.5385 USD | ||||
| USD 0.0001 class A common | Purchase | 278 | 49.4450 USD | ||||
| USD 0.0001 class A common | Purchase | 279 | 49.2446 USD | ||||
| USD 0.0001 class A common | Purchase | 299 | 49.6141 USD | ||||
| USD 0.0001 class A common | Purchase | 356 | 49.5765 USD | ||||
| USD 0.0001 class A common | Purchase | 716 | 49.4859 USD | ||||
| USD 0.0001 class A common | Purchase | 900 | 49.3322 USD | ||||
| USD 0.0001 class A common | Purchase | 900 | 49.1111 USD | ||||
| USD 0.0001 class A common | Purchase | 1,100 | 49.2968 USD | ||||
| USD 0.0001 class A common | Purchase | 1,395 | 49.3525 USD | ||||
| USD 0.0001 class A common | Purchase | 1,416 | 49.3556 USD | ||||
| USD 0.0001 class A common | Purchase | 2,100 | 49.3700 USD | ||||
| USD 0.0001 class A common | Purchase | 2,181 | 49.4744 USD | ||||
| USD 0.0001 class A common | Purchase | 3,861 | 49.3363 USD | ||||
| USD 0.0001 class A common | Purchase | 4,149 | 49.4507 USD | ||||
| USD 0.0001 class A common | Purchase | 4,623 | 49.3889 USD | ||||
| USD 0.0001 class A common | Purchase | 6,650 | 50.2090 USD | ||||
| USD 0.0001 class A common | Purchase | 9,794 | 48.7200 USD | ||||
| USD 0.0001 class A common | Purchase | 10,606 | 49.7209 USD | ||||
| USD 0.0001 class A common | Purchase | 11,232 | 49.2964 USD | ||||
| USD 0.0001 class A common | Purchase | 13,116 | 49.4771 USD | ||||
| USD 0.0001 class A common | Purchase | 14,114 | 49.5238 USD | ||||
| USD 0.0001 class A common | Purchase | 18,336 | 49.5599 USD | ||||
| USD 0.0001 class A common | Purchase | 41,694 | 49.3895 USD | ||||
| USD 0.0001 class A common | Purchase | 53,682 | 49.2900 USD | ||||
| USD 0.0001 class A common | Purchase | 249,737 | 49.5830 USD | ||||
| USD 0.0001 class A common | Sale | 14 | 49.5600 USD | ||||
| USD 0.0001 class A common | Sale | 22 | 49.2386 USD | ||||
| USD 0.0001 class A common | Sale | 26 | 49.3900 USD | ||||
| USD 0.0001 class A common | Sale | 39 | 49.3800 USD | ||||
| USD 0.0001 class A common | Sale | 39 | 49.3033 USD | ||||
| USD 0.0001 class A common | Sale | 52 | 49.3475 USD | ||||
| USD 0.0001 class A common | Sale | 52 | 48.6600 USD | ||||
| USD 0.0001 class A common | Sale | 65 | 49.3720 USD | ||||
| USD 0.0001 class A common | Sale | 67 | 49.4050 USD | ||||
| USD 0.0001 class A common | Sale | 100 | 49.4900 USD | ||||
| USD 0.0001 class A common | Sale | 100 | 49.4000 USD | ||||
| USD 0.0001 class A common | Sale | 104 | 49.2981 USD | ||||
| USD 0.0001 class A common | Sale | 106 | 49.2018 USD | ||||
| USD 0.0001 class A common | Sale | 116 | 50.1371 USD | ||||
| USD 0.0001 class A common | Sale | 121 | 49.3982 USD | ||||
| USD 0.0001 class A common | Sale | 126 | 50.2234 USD | ||||
| USD 0.0001 class A common | Sale | 169 | 49.7000 USD | ||||
| USD 0.0001 class A common | Sale | 195 | 49.2813 USD | ||||
| USD 0.0001 class A common | Sale | 200 | 49.1118 USD | ||||
| USD 0.0001 class A common | Sale | 308 | 49.7136 USD | ||||
| USD 0.0001 class A common | Sale | 315 | 49.7925 USD | ||||
| USD 0.0001 class A common | Sale | 315 | 49.3904 USD | ||||
| USD 0.0001 class A common | Sale | 319 | 49.4719 USD | ||||
| USD 0.0001 class A common | Sale | 329 | 49.2100 USD | ||||
| USD 0.0001 class A common | Sale | 387 | 49.9134 USD | ||||
| USD 0.0001 class A common | Sale | 652 | 49.3600 USD | ||||
| USD 0.0001 class A common | Sale | 749 | 49.7205 USD | ||||
| USD 0.0001 class A common | Sale | 900 | 49.1111 USD | ||||
| USD 0.0001 class A common | Sale | 1,000 | 49.9520 USD | ||||
| USD 0.0001 class A common | Sale | 1,250 | 50.2056 USD | ||||
| USD 0.0001 class A common | Sale | 1,660 | 50.1548 USD | ||||
| USD 0.0001 class A common | Sale | 2,100 | 49.3700 USD | ||||
| USD 0.0001 class A common | Sale | 3,688 | 49.3389 USD | ||||
| USD 0.0001 class A common | Sale | 3,812 | 49.5176 USD | ||||
| USD 0.0001 class A common | Sale | 4,108 | 49.4023 USD | ||||
| USD 0.0001 class A common | Sale | 4,956 | 49.5380 USD | ||||
| USD 0.0001 class A common | Sale | 5,086 | 49.4991 USD | ||||
| USD 0.0001 class A common | Sale | 5,400 | 50.2098 USD | ||||
| USD 0.0001 class A common | Sale | 6,642 | 49.1592 USD | ||||
| USD 0.0001 class A common | Sale | 7,701 | 49.5487 USD | ||||
| USD 0.0001 class A common | Sale | 7,931 | 49.4771 USD | ||||
| USD 0.0001 class A common | Sale | 9,949 | 49.4581 USD | ||||
| USD 0.0001 class A common | Sale | 10,405 | 49.6231 USD | ||||
| USD 0.0001 class A common | Sale | 10,740 | 48.7722 USD | ||||
| USD 0.0001 class A common | Sale | 16,924 | 49.5768 USD | ||||
| USD 0.0001 class A common | Sale | 17,217 | 49.6728 USD | ||||
| USD 0.0001 class A common | Sale | 20,832 | 49.6607 USD | ||||
| USD 0.0001 class A common | Sale | 32,097 | 49.5501 USD | ||||
| USD 0.0001 class A common | Sale | 53,861 | 49.2900 USD | ||||
| USD 0.0001 class A common | Sale | 54,319 | 49.4424 USD | ||||
| USD 0.0001 class A common | Sale | 154,164 | 49.5787 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 6 Oct 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC | ||||||
| relevant securities this from relates: | |||||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |
| of | description | purchasing, | of | price |
| date | |
| relevant |
| selling, | securities | per unit |
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| security |
| varying etc | to which |
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| option |
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| USD 0.0001 class A common | Call Options | Written | -39,996 | 50.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -223,800 | 35.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -76,200 | 45.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -61,085 | 40.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 30,300 | 60.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 | |
| USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 76,200 | 45.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 188,971 | 50.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 | |
| USD 0.0001 class A common | Put Options | Written | 204,000 | 40.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 223,800 | 35.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 247,460 | 45.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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