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Form 8.3 - DRAFTKINGS INC

25 Oct 2021 12:21

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

DRAFTKINGS INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

22 Oct 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES : ENTAIN PLC

GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:USD 0.0001 class A common
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned
and/or controlled:

598,459

0.15%

399,653

0.10%

 

(2)

Cash-settled derivatives:

16,877

0.00%

0

0.00%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

2,534,295

0.62%

1,370,630

0.34%

 

(4)

TOTAL:

3,149,631

0.78%

1,770,283

0.44%

 
Class of relevant security:Convertible Bond US26142RAA23
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned
and/or controlled:

0

0.00%

206,000

0.05%

 

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 

(4)

TOTAL:

0

0.00%

206,000

0.05%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleNumber ofPrice per unit
securitysecurities
USD 0.0001 class A commonPurchase

3

47.3300 USD
USD 0.0001 class A commonPurchase

5

47.4800 USD
USD 0.0001 class A commonPurchase

11

47.2272 USD
USD 0.0001 class A commonPurchase

39

46.2800 USD
USD 0.0001 class A commonPurchase

105

46.2400 USD
USD 0.0001 class A commonPurchase

192

46.3000 USD
USD 0.0001 class A commonPurchase

200

46.1850 USD
USD 0.0001 class A commonPurchase

200

46.2750 USD
USD 0.0001 class A commonPurchase

200

46.1950 USD
USD 0.0001 class A commonPurchase

300

46.1800 USD
USD 0.0001 class A commonPurchase

303

46.7866 USD
USD 0.0001 class A commonPurchase

345

46.2631 USD
USD 0.0001 class A commonPurchase

478

46.5253 USD
USD 0.0001 class A commonPurchase

484

46.3023 USD
USD 0.0001 class A commonPurchase

774

46.2150 USD
USD 0.0001 class A commonPurchase

832

46.3887 USD
USD 0.0001 class A commonPurchase

982

46.1262 USD
USD 0.0001 class A commonPurchase

1,250

46.1933 USD
USD 0.0001 class A commonPurchase

1,262

46.2377 USD
USD 0.0001 class A commonPurchase

3,001

46.5606 USD
USD 0.0001 class A commonPurchase

3,728

46.1739 USD
USD 0.0001 class A commonPurchase

5,103

46.6864 USD
USD 0.0001 class A commonPurchase

7,905

46.2037 USD
USD 0.0001 class A commonPurchase

8,133

46.7600 USD
USD 0.0001 class A commonPurchase

12,900

46.2100 USD
USD 0.0001 class A commonPurchase

15,911

46.1100 USD
USD 0.0001 class A commonPurchase

16,988

46.3770 USD
USD 0.0001 class A commonPurchase

28,211

46.3603 USD
USD 0.0001 class A commonPurchase

28,551

46.1553 USD
USD 0.0001 class A commonPurchase

39,107

46.1982 USD
USD 0.0001 class A commonPurchase

42,957

46.6817 USD
USD 0.0001 class A commonPurchase

62,429

46.6883 USD
USD 0.0001 class A commonPurchase

92,773

46.4206 USD
USD 0.0001 class A commonPurchase

234,238

46.6744 USD
USD 0.0001 class A commonSale

5

47.4800 USD
USD 0.0001 class A commonSale

37

46.1700 USD
USD 0.0001 class A commonSale

37

46.2300 USD
USD 0.0001 class A commonSale

37

46.1750 USD
USD 0.0001 class A commonSale

45

46.6900 USD
USD 0.0001 class A commonSale

74

46.2975 USD
USD 0.0001 class A commonSale

88

46.1400 USD
USD 0.0001 class A commonSale

100

46.3350 USD
USD 0.0001 class A commonSale

100

46.2450 USD
USD 0.0001 class A commonSale

100

46.8600 USD
USD 0.0001 class A commonSale

100

47.0700 USD
USD 0.0001 class A commonSale

100

47.3200 USD
USD 0.0001 class A commonSale

105

46.2400 USD
USD 0.0001 class A commonSale

105

46.3950 USD
USD 0.0001 class A commonSale

111

46.2816 USD
USD 0.0001 class A commonSale

116

46.1900 USD
USD 0.0001 class A commonSale

148

46.2237 USD
USD 0.0001 class A commonSale

163

46.2342 USD
USD 0.0001 class A commonSale

171

46.2137 USD
USD 0.0001 class A commonSale

200

46.2200 USD
USD 0.0001 class A commonSale

204

46.8640 USD
USD 0.0001 class A commonSale

300

46.2566 USD
USD 0.0001 class A commonSale

311

46.2962 USD
USD 0.0001 class A commonSale

331

46.2653 USD
USD 0.0001 class A commonSale

338

46.2752 USD
USD 0.0001 class A commonSale

400

46.2600 USD
USD 0.0001 class A commonSale

700

46.2128 USD
USD 0.0001 class A commonSale

700

46.2485 USD
USD 0.0001 class A commonSale

1,200

46.3433 USD
USD 0.0001 class A commonSale

1,372

46.9499 USD
USD 0.0001 class A commonSale

1,600

46.8212 USD
USD 0.0001 class A commonSale

1,868

47.6021 USD
USD 0.0001 class A commonSale

2,185

46.3092 USD
USD 0.0001 class A commonSale

2,770

46.8523 USD
USD 0.0001 class A commonSale

2,800

46.3907 USD
USD 0.0001 class A commonSale

2,871

46.2713 USD
USD 0.0001 class A commonSale

3,468

46.2283 USD
USD 0.0001 class A commonSale

3,925

46.7417 USD
USD 0.0001 class A commonSale

5,400

46.2000 USD
USD 0.0001 class A commonSale

5,924

46.3753 USD
USD 0.0001 class A commonSale

7,534

46.5334 USD
USD 0.0001 class A commonSale

8,734

46.3589 USD
USD 0.0001 class A commonSale

10,550

46.4865 USD
USD 0.0001 class A commonSale

12,631

46.7557 USD
USD 0.0001 class A commonSale

12,937

46.2100 USD
USD 0.0001 class A commonSale

14,027

46.6908 USD
USD 0.0001 class A commonSale

14,147

46.2348 USD
USD 0.0001 class A commonSale

15,834

46.6605 USD
USD 0.0001 class A commonSale

15,911

46.1100 USD
USD 0.0001 class A commonSale

18,819

46.1582 USD
USD 0.0001 class A commonSale

21,826

46.3637 USD
USD 0.0001 class A commonSale

32,148

46.8053 USD
USD 0.0001 class A commonSale

32,829

46.6145 USD
USD 0.0001 class A commonSale

34,203

46.1600 USD
USD 0.0001 class A commonSale

40,021

46.5873 USD
USD 0.0001 class A commonSale

72,323

46.5083 USD
USD 0.0001 class A commonSale

97,592

46.8330 USD
USD 0.0001 class A commonSale

106,420

46.4199 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

25 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

DRAFTKINGS INC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

ClassProductWriting,NumberExerciseTypeExpiry
ofdescriptionpurchasing,ofpricedate
relevantselling,securitiesper unit
securityvarying etcto which
option
relates
USD 0.0001 class A commonCall OptionsPurchased

65,000

50.0000

American29 Oct 2021
USD 0.0001 class A commonCall OptionsWritten

-56,900

50.0000

American22 Oct 2021
USD 0.0001 class A commonCall OptionsWritten

-35,500

55.0000

American21 Jan 2022
USD 0.0001 class A commonCall OptionsWritten

-33,835

70.0000

American20 Jan 2023
USD 0.0001 class A commonCall OptionsWritten

-31,007

65.0000

American20 Jan 2023
USD 0.0001 class A commonCall OptionsWritten

-20,503

65.0000

American21 Jan 2022
USD 0.0001 class A commonCall OptionsWritten

-16,059

55.0000

American20 Jan 2023
USD 0.0001 class A commonCall OptionsWritten

-14,443

60.0000

American20 Jan 2023
USD 0.0001 class A commonCall OptionsWritten

-7,373

45.0000

American19 Nov 2021
USD 0.0001 class A commonCall OptionsWritten

-6,363

50.0000

American21 Jan 2022
USD 0.0001 class A commonCall OptionsWritten

-707

40.0000

American21 Jan 2022
USD 0.0001 class A commonCall OptionsWritten

-101

60.0000

American21 Jan 2022
USD 0.0001 class A commonPut OptionsPurchased

-418,200

45.0000

American20 May 2022
USD 0.0001 class A commonPut OptionsPurchased

-212,400

55.0000

American21 Jan 2022
USD 0.0001 class A commonPut OptionsPurchased

-211,100

45.0000

American20 Jan 2023
USD 0.0001 class A commonPut OptionsPurchased

-85,700

40.0000

American19 Nov 2021
USD 0.0001 class A commonPut OptionsPurchased

-63,963

50.0000

American21 Jan 2022
USD 0.0001 class A commonPut OptionsPurchased

-52,500

40.0000

American20 Jan 2023
USD 0.0001 class A commonPut OptionsPurchased

-30,000

60.0000

American19 Nov 2021
USD 0.0001 class A commonPut OptionsPurchased

-22,601

60.0000

American21 Jan 2022
USD 0.0001 class A commonPut OptionsPurchased

-18,700

49.0000

American22 Oct 2021
USD 0.0001 class A commonPut OptionsPurchased

-16,968

65.0000

American21 Jan 2022
USD 0.0001 class A commonPut OptionsPurchased

-15,000

49.0000

American29 Oct 2021
USD 0.0001 class A commonPut OptionsPurchased

-707

40.0000

American21 Jan 2022
USD 0.0001 class A commonPut OptionsWritten

505

40.0000

American20 May 2022
USD 0.0001 class A commonPut OptionsWritten

9,999

55.0000

American20 Jan 2023
USD 0.0001 class A commonPut OptionsWritten

22,500

60.0000

American21 Jan 2022
USD 0.0001 class A commonPut OptionsWritten

23,230

60.0000

American19 Nov 2021
USD 0.0001 class A commonPut OptionsWritten

45,248

45.0000

American19 Nov 2021
USD 0.0001 class A commonPut OptionsWritten

50,500

60.0000

American15 Jul 2022
USD 0.0001 class A commonPut OptionsWritten

54,944

50.0000

American20 May 2022
USD 0.0001 class A commonPut OptionsWritten

57,600

50.0000

American21 Jan 2022
USD 0.0001 class A commonPut OptionsWritten

111,403

60.0000

American20 Jan 2023
USD 0.0001 class A commonPut OptionsWritten

113,778

40.0000

American19 Nov 2021
USD 0.0001 class A commonPut OptionsWritten

141,400

55.0000

American19 Nov 2021
USD 0.0001 class A commonPut OptionsWritten

201,596

45.0000

American21 Jan 2022
USD 0.0001 class A commonPut OptionsWritten

202,000

45.0000

American14 Apr 2022
USD 0.0001 class A commonPut OptionsWritten

206,222

40.0000

American20 Jan 2023
USD 0.0001 class A commonPut OptionsWritten

223,210

50.0000

American20 Jan 2023
USD 0.0001 class A commonPut OptionsWritten

228,400

55.0000

American21 Jan 2022
USD 0.0001 class A commonPut OptionsWritten

275,033

45.0000

American20 Jan 2023
USD 0.0001 class A commonPut OptionsWritten

501,727

45.0000

American20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

View source version on businesswire.com: https://www.businesswire.com/news/home/20211025005435/en/

Copyright Business Wire 2021

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