Last checked at 7 Oct 2021 12:02
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 06 October 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | ENTAIN PLC |
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GVC HLDGS PLC |
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 611,717 | 0.15% | 584,389 | 0.14% | ||
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(2) | Cash-settled derivatives: |
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4,928 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 2,735,561 | 0.67% | 1,628,611 | 0.40% | ||
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| TOTAL: | 3,352,206 | 0.83% | 2,213,000 | 0.55% | ||
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| Class of relevant security: | Convertible Bond US26142RAA23 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 0 | 0.00% | 356,000 | 0.09% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 0 | 0.00% | 356,000 | 0.09% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale |
| Number of |
| Price per unit |
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| security |
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| securities |
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| USD 0.0001 class A common | Purchase | 76 | 49.3000 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 49.0000 USD | ||||
| USD 0.0001 class A common | Purchase | 100 | 49.0800 USD | ||||
| USD 0.0001 class A common | Purchase | 106 | 48.9835 USD | ||||
| USD 0.0001 class A common | Purchase | 154 | 49.2816 USD | ||||
| USD 0.0001 class A common | Purchase | 161 | 49.2922 USD | ||||
| USD 0.0001 class A common | Purchase | 197 | 49.2876 USD | ||||
| USD 0.0001 class A common | Purchase | 200 | 49.0300 USD | ||||
| USD 0.0001 class A common | Purchase | 200 | 49.0200 USD | ||||
| USD 0.0001 class A common | Purchase | 200 | 48.9950 USD | ||||
| USD 0.0001 class A common | Purchase | 200 | 49.0150 USD | ||||
| USD 0.0001 class A common | Purchase | 221 | 49.3330 USD | ||||
| USD 0.0001 class A common | Purchase | 300 | 48.9850 USD | ||||
| USD 0.0001 class A common | Purchase | 300 | 49.0333 USD | ||||
| USD 0.0001 class A common | Purchase | 366 | 48.9988 USD | ||||
| USD 0.0001 class A common | Purchase | 400 | 49.0075 USD | ||||
| USD 0.0001 class A common | Purchase | 480 | 49.3807 USD | ||||
| USD 0.0001 class A common | Purchase | 525 | 49.4596 USD | ||||
| USD 0.0001 class A common | Purchase | 735 | 49.3850 USD | ||||
| USD 0.0001 class A common | Purchase | 871 | 49.3601 USD | ||||
| USD 0.0001 class A common | Purchase | 951 | 49.3380 USD | ||||
| USD 0.0001 class A common | Purchase | 1,047 | 49.2894 USD | ||||
| USD 0.0001 class A common | Purchase | 1,077 | 49.3305 USD | ||||
| USD 0.0001 class A common | Purchase | 1,100 | 49.0518 USD | ||||
| USD 0.0001 class A common | Purchase | 1,400 | 49.2814 USD | ||||
| USD 0.0001 class A common | Purchase | 1,467 | 49.2537 USD | ||||
| USD 0.0001 class A common | Purchase | 1,500 | 48.9500 USD | ||||
| USD 0.0001 class A common | Purchase | 2,054 | 49.0238 USD | ||||
| USD 0.0001 class A common | Purchase | 2,301 | 49.3105 USD | ||||
| USD 0.0001 class A common | Purchase | 2,367 | 49.1150 USD | ||||
| USD 0.0001 class A common | Purchase | 2,900 | 49.3055 USD | ||||
| USD 0.0001 class A common | Purchase | 3,187 | 48.9900 USD | ||||
| USD 0.0001 class A common | Purchase | 3,739 | 49.0234 USD | ||||
| USD 0.0001 class A common | Purchase | 5,885 | 49.1879 USD | ||||
| USD 0.0001 class A common | Purchase | 6,780 | 49.1595 USD | ||||
| USD 0.0001 class A common | Purchase | 7,052 | 49.3507 USD | ||||
| USD 0.0001 class A common | Purchase | 8,332 | 49.2886 USD | ||||
| USD 0.0001 class A common | Purchase | 12,851 | 49.2628 USD | ||||
| USD 0.0001 class A common | Purchase | 14,671 | 49.1592 USD | ||||
| USD 0.0001 class A common | Purchase | 17,100 | 48.8749 USD | ||||
| USD 0.0001 class A common | Purchase | 18,128 | 49.3125 USD | ||||
| USD 0.0001 class A common | Purchase | 22,002 | 49.1533 USD | ||||
| USD 0.0001 class A common | Purchase | 38,290 | 49.0146 USD | ||||
| USD 0.0001 class A common | Purchase | 118,377 | 49.2748 USD | ||||
| USD 0.0001 class A common | Purchase | 198,130 | 49.2741 USD | ||||
| USD 0.0001 class A common | Sale | 8 | 49.3300 USD | ||||
| USD 0.0001 class A common | Sale | 30 | 49.3716 USD | ||||
| USD 0.0001 class A common | Sale | 34 | 49.3985 USD | ||||
| USD 0.0001 class A common | Sale | 39 | 49.2484 USD | ||||
| USD 0.0001 class A common | Sale | 54 | 49.2322 USD | ||||
| USD 0.0001 class A common | Sale | 56 | 49.3425 USD | ||||
| USD 0.0001 class A common | Sale | 56 | 49.2807 USD | ||||
| USD 0.0001 class A common | Sale | 70 | 48.9200 USD | ||||
| USD 0.0001 class A common | Sale | 76 | 49.3486 USD | ||||
| USD 0.0001 class A common | Sale | 78 | 49.1751 USD | ||||
| USD 0.0001 class A common | Sale | 78 | 49.2897 USD | ||||
| USD 0.0001 class A common | Sale | 86 | 49.2469 USD | ||||
| USD 0.0001 class A common | Sale | 87 | 49.2951 USD | ||||
| USD 0.0001 class A common | Sale | 100 | 49.0500 USD | ||||
| USD 0.0001 class A common | Sale | 100 | 49.4600 USD | ||||
| USD 0.0001 class A common | Sale | 101 | 49.3322 USD | ||||
| USD 0.0001 class A common | Sale | 109 | 49.4300 USD | ||||
| USD 0.0001 class A common | Sale | 139 | 49.0800 USD | ||||
| USD 0.0001 class A common | Sale | 157 | 49.0491 USD | ||||
| USD 0.0001 class A common | Sale | 196 | 49.3275 USD | ||||
| USD 0.0001 class A common | Sale | 200 | 49.0200 USD | ||||
| USD 0.0001 class A common | Sale | 200 | 49.4900 USD | ||||
| USD 0.0001 class A common | Sale | 370 | 48.7900 USD | ||||
| USD 0.0001 class A common | Sale | 519 | 49.3083 USD | ||||
| USD 0.0001 class A common | Sale | 1,000 | 49.2300 USD | ||||
| USD 0.0001 class A common | Sale | 1,100 | 49.2645 USD | ||||
| USD 0.0001 class A common | Sale | 1,113 | 49.2910 USD | ||||
| USD 0.0001 class A common | Sale | 1,500 | 48.9500 USD | ||||
| USD 0.0001 class A common | Sale | 3,534 | 48.9900 USD | ||||
| USD 0.0001 class A common | Sale | 3,596 | 49.0194 USD | ||||
| USD 0.0001 class A common | Sale | 5,036 | 49.1463 USD | ||||
| USD 0.0001 class A common | Sale | 6,104 | 49.2770 USD | ||||
| USD 0.0001 class A common | Sale | 8,611 | 49.2772 USD | ||||
| USD 0.0001 class A common | Sale | 9,517 | 49.3445 USD | ||||
| USD 0.0001 class A common | Sale | 10,309 | 49.3333 USD | ||||
| USD 0.0001 class A common | Sale | 12,511 | 49.3005 USD | ||||
| USD 0.0001 class A common | Sale | 14,421 | 49.3264 USD | ||||
| USD 0.0001 class A common | Sale | 14,624 | 49.2583 USD | ||||
| USD 0.0001 class A common | Sale | 14,769 | 49.3108 USD | ||||
| USD 0.0001 class A common | Sale | 15,249 | 49.3473 USD | ||||
| USD 0.0001 class A common | Sale | 17,094 | 48.8852 USD | ||||
| USD 0.0001 class A common | Sale | 19,938 | 49.1752 USD | ||||
| USD 0.0001 class A common | Sale | 34,882 | 49.5284 USD | ||||
| USD 0.0001 class A common | Sale | 44,069 | 49.0581 USD | ||||
| USD 0.0001 class A common | Sale | 121,224 | 49.1676 USD | ||||
| USD 0.0001 class A common | Sale | 131,245 | 49.2599 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 7 Oct 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC | ||||||
| relevant securities this from relates: | |||||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |
| of | description | purchasing, | of | price |
| date | |
| relevant |
| selling, | securities | per unit |
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| security |
| varying etc | to which |
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| option |
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| USD 0.0001 class A common | Call Options | Written | -39,996 | 50.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -223,800 | 35.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -76,200 | 45.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -61,085 | 40.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 30,300 | 60.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 | |
| USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 | |
| USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 76,200 | 45.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 | |
| USD 0.0001 class A common | Put Options | Written | 188,971 | 50.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 | |
| USD 0.0001 class A common | Put Options | Written | 204,000 | 40.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 223,800 | 35.0000 | American | 15 Oct 2021 | |
| USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 | |
| USD 0.0001 class A common | Put Options | Written | 247,460 | 45.0000 | American | 20 Jan 2023 | |
| USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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