Last checked at 26 Oct 2021 13:33
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 25 October 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | ENTAIN PLC | ||||||
| GVC HLDGS PLC | |||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 586,261 | 0.14% | 394,227 | 0.10% | ||
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(2) | Cash-settled derivatives: |
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16,877 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 2,534,295 | 0.62% | 1,295,030 | 0.32% | ||
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| TOTAL: | 3,137,433 | 0.77% | 1,689,257 | 0.42% | ||
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| Class of relevant security: | Convertible Bond US26142RAA23 |
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Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 1,361,000 | 0.34% | 0 | 0.00% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 1,361,000 | 0.34% | 0 | 0.00% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
| ||||
Convertible Bond | Purchase | 3,134,000 | 86.7912 USD | ||||
Convertible Bond | Sale | 1,567,000 | 86.7912 USD | ||||
USD 0.0001 class A common | Purchase | 2 | 45.6500 USD | ||||
USD 0.0001 class A common | Purchase | 4 | 46.8500 USD | ||||
USD 0.0001 class A common | Purchase | 9 | 46.6100 USD | ||||
USD 0.0001 class A common | Purchase | 22 | 46.7352 USD | ||||
USD 0.0001 class A common | Purchase | 23 | 47.0569 USD | ||||
USD 0.0001 class A common | Purchase | 68 | 46.6400 USD | ||||
USD 0.0001 class A common | Purchase | 74 | 46.7043 USD | ||||
USD 0.0001 class A common | Purchase | 75 | 46.5700 USD | ||||
USD 0.0001 class A common | Purchase | 90 | 46.6677 USD | ||||
USD 0.0001 class A common | Purchase | 91 | 46.5243 USD | ||||
USD 0.0001 class A common | Purchase | 96 | 46.6654 USD | ||||
USD 0.0001 class A common | Purchase | 100 | 46.8300 USD | ||||
USD 0.0001 class A common | Purchase | 104 | 46.7776 USD | ||||
USD 0.0001 class A common | Purchase | 112 | 46.6382 USD | ||||
USD 0.0001 class A common | Purchase | 115 | 46.8044 USD | ||||
USD 0.0001 class A common | Purchase | 120 | 46.7095 USD | ||||
USD 0.0001 class A common | Purchase | 138 | 46.7555 USD | ||||
USD 0.0001 class A common | Purchase | 155 | 46.7121 USD | ||||
USD 0.0001 class A common | Purchase | 195 | 46.8600 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 46.8350 USD | ||||
USD 0.0001 class A common | Purchase | 206 | 46.8188 USD | ||||
USD 0.0001 class A common | Purchase | 300 | 46.6099 USD | ||||
USD 0.0001 class A common | Purchase | 375 | 46.5753 USD | ||||
USD 0.0001 class A common | Purchase | 440 | 46.6790 USD | ||||
USD 0.0001 class A common | Purchase | 562 | 46.6389 USD | ||||
USD 0.0001 class A common | Purchase | 564 | 46.8200 USD | ||||
USD 0.0001 class A common | Purchase | 637 | 46.7616 USD | ||||
USD 0.0001 class A common | Purchase | 1,531 | 46.7746 USD | ||||
USD 0.0001 class A common | Purchase | 1,542 | 46.6532 USD | ||||
USD 0.0001 class A common | Purchase | 1,648 | 46.7631 USD | ||||
USD 0.0001 class A common | Purchase | 1,994 | 46.4311 USD | ||||
USD 0.0001 class A common | Purchase | 2,188 | 46.8050 USD | ||||
USD 0.0001 class A common | Purchase | 2,789 | 46.7308 USD | ||||
USD 0.0001 class A common | Purchase | 2,863 | 46.3896 USD | ||||
USD 0.0001 class A common | Purchase | 3,354 | 46.1342 USD | ||||
USD 0.0001 class A common | Purchase | 4,037 | 46.5815 USD | ||||
USD 0.0001 class A common | Purchase | 4,300 | 46.7500 USD | ||||
USD 0.0001 class A common | Purchase | 5,355 | 46.7387 USD | ||||
USD 0.0001 class A common | Purchase | 7,800 | 46.7600 USD | ||||
USD 0.0001 class A common | Purchase | 7,985 | 46.6233 USD | ||||
USD 0.0001 class A common | Purchase | 17,783 | 46.7727 USD | ||||
USD 0.0001 class A common | Purchase | 26,693 | 46.6672 USD | ||||
USD 0.0001 class A common | Purchase | 28,328 | 46.6140 USD | ||||
USD 0.0001 class A common | Purchase | 31,418 | 46.6203 USD | ||||
USD 0.0001 class A common | Purchase | 67,903 | 46.7315 USD | ||||
USD 0.0001 class A common | Purchase | 116,935 | 46.5034 USD | ||||
USD 0.0001 class A common | Purchase | 146,688 | 46.5937 USD | ||||
USD 0.0001 class A common | Sale | 4 | 46.7200 USD | ||||
USD 0.0001 class A common | Sale | 4 | 46.8500 USD | ||||
USD 0.0001 class A common | Sale | 10 | 46.6920 USD | ||||
USD 0.0001 class A common | Sale | 15 | 46.8313 USD | ||||
USD 0.0001 class A common | Sale | 37 | 46.5179 USD | ||||
USD 0.0001 class A common | Sale | 55 | 46.7790 USD | ||||
USD 0.0001 class A common | Sale | 100 | 47.0200 USD | ||||
USD 0.0001 class A common | Sale | 100 | 46.7100 USD | ||||
USD 0.0001 class A common | Sale | 108 | 46.8121 USD | ||||
USD 0.0001 class A common | Sale | 109 | 46.7806 USD | ||||
USD 0.0001 class A common | Sale | 111 | 46.7844 USD | ||||
USD 0.0001 class A common | Sale | 112 | 46.7694 USD | ||||
USD 0.0001 class A common | Sale | 112 | 47.0400 USD | ||||
USD 0.0001 class A common | Sale | 116 | 46.7981 USD | ||||
USD 0.0001 class A common | Sale | 119 | 46.7871 USD | ||||
USD 0.0001 class A common | Sale | 121 | 46.7700 USD | ||||
USD 0.0001 class A common | Sale | 125 | 46.7810 USD | ||||
USD 0.0001 class A common | Sale | 126 | 46.7608 USD | ||||
USD 0.0001 class A common | Sale | 140 | 46.7557 USD | ||||
USD 0.0001 class A common | Sale | 169 | 46.7533 USD | ||||
USD 0.0001 class A common | Sale | 180 | 46.8077 USD | ||||
USD 0.0001 class A common | Sale | 200 | 46.7825 USD | ||||
USD 0.0001 class A common | Sale | 202 | 46.8000 USD | ||||
USD 0.0001 class A common | Sale | 204 | 46.7801 USD | ||||
USD 0.0001 class A common | Sale | 205 | 46.8051 USD | ||||
USD 0.0001 class A common | Sale | 300 | 46.8016 USD | ||||
USD 0.0001 class A common | Sale | 300 | 46.8033 USD | ||||
USD 0.0001 class A common | Sale | 300 | 46.5000 USD | ||||
USD 0.0001 class A common | Sale | 300 | 46.7500 USD | ||||
USD 0.0001 class A common | Sale | 300 | 46.7750 USD | ||||
USD 0.0001 class A common | Sale | 321 | 46.7707 USD | ||||
USD 0.0001 class A common | Sale | 384 | 46.5250 USD | ||||
USD 0.0001 class A common | Sale | 400 | 46.7900 USD | ||||
USD 0.0001 class A common | Sale | 400 | 46.7800 USD | ||||
USD 0.0001 class A common | Sale | 400 | 46.7950 USD | ||||
USD 0.0001 class A common | Sale | 429 | 46.7527 USD | ||||
USD 0.0001 class A common | Sale | 499 | 46.8100 USD | ||||
USD 0.0001 class A common | Sale | 500 | 46.7850 USD | ||||
USD 0.0001 class A common | Sale | 500 | 46.7820 USD | ||||
USD 0.0001 class A common | Sale | 506 | 46.7875 USD | ||||
USD 0.0001 class A common | Sale | 519 | 46.9481 USD | ||||
USD 0.0001 class A common | Sale | 600 | 46.7908 USD | ||||
USD 0.0001 class A common | Sale | 600 | 46.7975 USD | ||||
USD 0.0001 class A common | Sale | 700 | 46.4328 USD | ||||
USD 0.0001 class A common | Sale | 719 | 46.8133 USD | ||||
USD 0.0001 class A common | Sale | 822 | 46.7917 USD | ||||
USD 0.0001 class A common | Sale | 854 | 46.8200 USD | ||||
USD 0.0001 class A common | Sale | 896 | 46.7765 USD | ||||
USD 0.0001 class A common | Sale | 998 | 46.4014 USD | ||||
USD 0.0001 class A common | Sale | 1,158 | 46.7729 USD | ||||
USD 0.0001 class A common | Sale | 1,180 | 46.7718 USD | ||||
USD 0.0001 class A common | Sale | 1,398 | 46.8050 USD | ||||
USD 0.0001 class A common | Sale | 1,400 | 46.7921 USD | ||||
USD 0.0001 class A common | Sale | 1,552 | 46.8149 USD | ||||
USD 0.0001 class A common | Sale | 1,674 | 46.7799 USD | ||||
USD 0.0001 class A common | Sale | 1,801 | 46.7983 USD | ||||
USD 0.0001 class A common | Sale | 1,863 | 46.3556 USD | ||||
USD 0.0001 class A common | Sale | 2,318 | 46.8285 USD | ||||
USD 0.0001 class A common | Sale | 2,655 | 46.8123 USD | ||||
USD 0.0001 class A common | Sale | 3,942 | 46.7212 USD | ||||
USD 0.0001 class A common | Sale | 4,163 | 46.5426 USD | ||||
USD 0.0001 class A common | Sale | 5,106 | 46.8089 USD | ||||
USD 0.0001 class A common | Sale | 5,339 | 46.3785 USD | ||||
USD 0.0001 class A common | Sale | 5,355 | 46.7387 USD | ||||
USD 0.0001 class A common | Sale | 5,576 | 46.6690 USD | ||||
USD 0.0001 class A common | Sale | 5,649 | 46.8156 USD | ||||
USD 0.0001 class A common | Sale | 7,707 | 46.0500 USD | ||||
USD 0.0001 class A common | Sale | 8,219 | 46.3953 USD | ||||
USD 0.0001 class A common | Sale | 14,288 | 46.7638 USD | ||||
USD 0.0001 class A common | Sale | 15,391 | 46.6102 USD | ||||
USD 0.0001 class A common | Sale | 21,194 | 46.6663 USD | ||||
USD 0.0001 class A common | Sale | 27,959 | 46.4773 USD | ||||
USD 0.0001 class A common | Sale | 28,370 | 46.6979 USD | ||||
USD 0.0001 class A common | Sale | 33,974 | 46.6095 USD | ||||
USD 0.0001 class A common | Sale | 61,364 | 46.8166 USD | ||||
USD 0.0001 class A common | Sale | 69,563 | 46.4495 USD | ||||
USD 0.0001 class A common | Sale | 153,956 | 46.6082 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit |
| paid/ | ||
security | varying etc | to which |
| received | |||
| option |
| per unit | ||||
| relates |
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USD 0.0001 class A common | Call Options | Purchasing | 56,900 | 50 USD | American | 22 Oct 2021 | 0.0100 USD |
USD 0.0001 class A common | Put Options | Selling | 18,700 | 49 USD | American | 22 Oct 2021 | 2.7400 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 26 Oct 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC | ||||||
| relevant securities this from relates: | |||||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |
of | description | purchasing, | of | price |
| date | |
relevant | selling, | securities | per unit |
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security | varying etc | to which |
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| option |
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| relates |
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USD 0.0001 class A common | Call Options | Purchased | 65,000 | 50.0000 | American | 29 Oct 2021 | |
USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -52,500 | 40.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -15,000 | 49.0000 | American | 29 Oct 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 | |
USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 | |
USD 0.0001 class A common | Put Options | Written | 206,222 | 40.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 223,210 | 50.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 275,033 | 45.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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