Last checked at 27 Dec 2019 12:36
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 26 December 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities | ||||
3,161,393 | 0.21% | 5,206,827 | 0.35% | ||
(2) | Derivatives (other than options): | ||||
5,205,856 | 0.35% | 474,700 | 0.03% | ||
(3) | Options and agreements to | ||||
| purchase/sell: | 2,579,800 | 0.17% | 1,125,500 | 0.08% | |
| TOTAL: | |||||
10,947,049 | 0.74% | 6,807,027 | 0.46% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: | Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities |
|
| ||||
(2) Derivatives (other than options) |
|
| ||||
(3) Options and agreements to purchase/sell |
|
| ||||
Total |
|
| ||||
| ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 3 | 89.8300 USD |
| Purchase | 5 | 89.8200 USD |
| Purchase | 9 | 90.6100 USD |
| Purchase | 88 | 89.9400 USD |
| Purchase | 100 | 89.9114 USD |
| Purchase | 100 | 90.2100 USD |
| Purchase | 100 | 89.4900 USD |
| Purchase | 100 | 89.7000 USD |
| Purchase | 100 | 89.5600 USD |
| Purchase | 144 | 89.7177 USD |
| Purchase | 144 | 89.6730 USD |
| Purchase | 200 | 89.7600 USD |
| Purchase | 200 | 89.7550 USD |
| Purchase | 200 | 90.5700 USD |
| Purchase | 200 | 90.2450 USD |
| Purchase | 200 | 90.0900 USD |
| Purchase | 200 | 89.8050 USD |
| Purchase | 201 | 89.9236 USD |
| Purchase | 202 | 89.9966 USD |
| Purchase | 275 | 89.4555 USD |
| Purchase | 300 | 89.5900 USD |
| Purchase | 400 | 90.1300 USD |
| Purchase | 422 | 90.0726 USD |
| Purchase | 500 | 89.7280 USD |
| Purchase | 622 | 89.8526 USD |
| Purchase | 699 | 90.0311 USD |
| Purchase | 700 | 89.8421 USD |
| Purchase | 700 | 89.8857 USD |
| Purchase | 700 | 90.0998 USD |
| Purchase | 1,000 | 89.6700 USD |
| Purchase | 1,061 | 89.8660 USD |
| Purchase | 1,200 | 89.8382 USD |
| Purchase | 1,300 | 89.7723 USD |
| Purchase | 1,500 | 89.9973 USD |
| Purchase | 1,680 | 89.9666 USD |
| Purchase | 1,719 | 89.9204 USD |
| Purchase | 1,800 | 89.9583 USD |
| Purchase | 2,154 | 90.2671 USD |
| Purchase | 2,202 | 89.9698 USD |
| Purchase | 2,500 | 89.9848 USD |
| Purchase | 2,598 | 89.9368 USD |
| Purchase | 3,157 | 89.9429 USD |
| Purchase | 4,700 | 89.8440 USD |
| Purchase | 4,700 | 89.6806 USD |
| Purchase | 9,200 | 89.8301 USD |
| Purchase | 11,569 | 89.8325 USD |
| Purchase | 11,600 | 89.8263 USD |
| Purchase | 14,760 | 89.9861 USD |
| Purchase | 17,696 | 89.8500 USD |
| Purchase | 19,179 | 89.7999 USD |
| Purchase | 22,355 | 90.0595 USD |
| Purchase | 31,072 | 89.8107 USD |
| Purchase | 65,690 | 89.7922 USD |
| Purchase | 101,588 | 90.0333 USD |
| Sale | 1 | 89.9500 USD |
| Sale | 12 | 90.4150 USD |
| Sale | 75 | 89.4500 USD |
| Sale | 100 | 89.5600 USD |
| Sale | 100 | 89.5850 USD |
| Sale | 100 | 89.6000 USD |
| Sale | 100 | 89.6150 USD |
| Sale | 100 | 89.6200 USD |
| Sale | 100 | 89.9100 USD |
| Sale | 100 | 89.9350 USD |
| Sale | 100 | 90.1650 USD |
| Sale | 100 | 90.4300 USD |
| Sale | 100 | 90.4800 USD |
| Sale | 100 | 90.5000 USD |
| Sale | 105 | 89.9538 USD |
| Sale | 112 | 90.1633 USD |
| Sale | 122 | 90.0298 USD |
| Sale | 147 | 89.5055 USD |
| Sale | 148 | 89.6908 USD |
| Sale | 200 | 89.5150 USD |
| Sale | 200 | 89.6550 USD |
| Sale | 200 | 89.7000 USD |
| Sale | 200 | 89.6325 USD |
| Sale | 200 | 89.5950 USD |
| Sale | 200 | 90.3350 USD |
| Sale | 207 | 90.4810 USD |
| Sale | 233 | 89.5541 USD |
| Sale | 288 | 90.2044 USD |
| Sale | 300 | 89.9066 USD |
| Sale | 300 | 89.5050 USD |
| Sale | 300 | 90.2033 USD |
| Sale | 389 | 89.6162 USD |
| Sale | 400 | 89.7600 USD |
| Sale | 449 | 90.3336 USD |
| Sale | 491 | 89.6638 USD |
| Sale | 500 | 89.9260 USD |
| Sale | 500 | 90.3060 USD |
| Sale | 537 | 89.5764 USD |
| Sale | 557 | 89.5766 USD |
| Sale | 600 | 90.0541 USD |
| Sale | 682 | 89.5468 USD |
| Sale | 800 | 89.5900 USD |
| Sale | 1,000 | 89.6700 USD |
| Sale | 1,092 | 90.2238 USD |
| Sale | 1,100 | 90.4354 USD |
| Sale | 1,184 | 89.8137 USD |
| Sale | 1,200 | 89.9104 USD |
| Sale | 1,362 | 89.9421 USD |
| Sale | 1,406 | 89.8188 USD |
| Sale | 1,431 | 89.5859 USD |
| Sale | 1,648 | 90.0167 USD |
| Sale | 1,700 | 89.6687 USD |
| Sale | 1,900 | 90.0231 USD |
| Sale | 2,064 | 90.2523 USD |
| Sale | 2,438 | 89.5894 USD |
| Sale | 2,743 | 89.6520 USD |
| Sale | 2,878 | 90.4061 USD |
| Sale | 3,300 | 90.2245 USD |
| Sale | 4,137 | 90.1350 USD |
| Sale | 4,700 | 89.6806 USD |
| Sale | 5,300 | 89.8716 USD |
| Sale | 5,765 | 89.6836 USD |
| Sale | 5,800 | 89.7919 USD |
| Sale | 6,300 | 89.8389 USD |
| Sale | 8,900 | 90.2075 USD |
| Sale | 9,300 | 90.1769 USD |
| Sale | 11,254 | 89.8334 USD |
| Sale | 14,760 | 89.9861 USD |
| Sale | 15,018 | 89.9556 USD |
| Sale | 17,696 | 89.8500 USD |
| Sale | 19,460 | 89.9123 USD |
| Sale | 33,526 | 89.8789 USD |
| Sale | 36,754 | 90.0961 USD |
| Sale | 53,400 | 89.8300 USD |
| Sale | 57,012 | 89.8170 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
purchasing, | of | price | date | money | ||
selling, | securities |
|
| paid/ | ||
varying etc | to which |
|
| received | ||
| option |
|
| |||
| relates |
|
| |||
| Call Option | Purchasing | 1,000 | 80 USD | American | 21 Feb 2020 | 10.7500 USD |
| Call Option | Purchasing | 3,900 | 90 USD | American | 17 Jan 2020 | 1.3343 USD |
| Call Option | Purchasing | 3,000 | 95 USD | American | 18 Sep 2020 | 4.5100 USD |
| Call Option | Selling | 100 | 65 USD | American | 17 Jan 2020 | 25.3000 USD |
| Call Option | Selling | 400 | 75 USD | American | 17 Jan 2020 | 14.9400 USD |
| Call Option | Selling | 400 | 78 USD | American | 17 Jan 2020 | 12.5000 USD |
| Call Option | Selling | 200 | 80 USD | American | 17 Jan 2020 | 9.7550 USD |
| Call Option | Selling | 300 | 87 USD | American | 27 Dec 2019 | 3.0700 USD |
| Call Option | Selling | 500 | 89 USD | American | 27 Dec 2019 | 1.3300 USD |
| Call Option | Selling | 2,000 | 91 USD | American | 27 Dec 2019 | 0.0500 USD |
| Call Option | Selling | 600 | 95 USD | American | 15 Jan 2021 | 6.2000 USD |
| Call Option | Selling | 300 | 140 USD | American | 15 Jan 2021 | 0.2866 USD |
| Put Option | Purchasing | 900 | 75 USD | American | 15 May 2020 | 1.3600 USD |
| Put Option | Purchasing | 100 | 80 USD | American | 21 Feb 2020 | 0.8600 USD |
| Put Option | Purchasing | 100 | 85 USD | American | 21 Feb 2020 | 1.9600 USD |
| Put Option | Purchasing | 100 | 86 USD | American | 3 Jan 2020 | 0.1000 USD |
| Put Option | Purchasing | 300 | 86 USD | American | 10 Jan 2020 | 0.3733 USD |
| Put Option | Purchasing | 400 | 87 USD | American | 10 Jan 2020 | 0.5125 USD |
| Put Option | Purchasing | 500 | 88 USD | American | 10 Jan 2020 | 0.7300 USD |
| Put Option | Purchasing | 1,600 | 89 USD | American | 17 Jan 2020 | 2.0050 USD |
| Put Option | Purchasing | 800 | 91 USD | American | 3 Jan 2020 | 1.0900 USD |
| Put Option | Purchasing | 100 | 98 USD | American | 21 Feb 2020 | 9.5000 USD |
| Put Option | Selling | 900 | 63 USD | American | 15 May 2020 | 0.3400 USD |
| Put Option | Selling | 200 | 70 USD | American | 21 Feb 2020 | 0.1900 USD |
| Put Option | Selling | 200 | 75 USD | American | 17 Jan 2020 | 0.0800 USD |
| Put Option | Selling | 1,300 | 78 USD | American | 17 Jan 2020 | 0.1200 USD |
| Put Option | Selling | 1,200 | 80 USD | American | 10 Jan 2020 | 0.0708 USD |
| Put Option | Selling | 1,500 | 88 USD | American | 17 Jan 2020 | 1.5500 USD |
| Put Option | Selling | 800 | 90 USD | American | 3 Jan 2020 | 0.6500 USD |
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 27 Dec 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price |
| date | |
to which the option |
|
|
| ||
or derivative |
|
|
| ||
relates |
|
|
| ||
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 600 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 363,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 200 | 94.0000 | American | Jan 3, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Written | 11,500 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 94.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 70.0000 | American | May 15, 2020 |
| Put Options | Written | 8,100 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 50.0000 | American | Jan 21, 2022 |
| Put Options | Written | 11,300 | 87.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,300 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 9,200 | 85.5000 | American | Jan 31, 2020 |
| Put Options | Written | 9,500 | 88.0000 | American | Jan 31, 2020 |
| Put Options | Written | 4,200 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 101,800 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,900 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 4,000 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 3,100 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,800 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 50.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,700 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,900 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -4,500 | 115.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -48,300 | 85.0000 | American | May 15, 2020 |
| Call Options | Written | -200 | 105.0000 | American | Feb 21, 2020 |
| Call Options | Written | -17,700 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 100.0000 | American | Jan 3, 2020 |
| Put Options | Purchased | -1,600 | 89.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,000 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 90.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -2,800 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Call Options | Written | -500 | 92.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -8,300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,400 | 83.0000 | American | Jan 3, 2020 |
| Call Options | Written | -1,000 | 91.5000 | American | Jan 10, 2020 |
| Put Options | Written | 49,000 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,800 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 8,800 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 284,600 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 302,100 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 600 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 3,500 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 120.0000 | American | Sep 18, 2020 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 7,200 | 95.0000 | American | May 15, 2020 |
| Put Options | Written | 3,900 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 88.0000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,100 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 1,000 | 91.0000 | American | Jan 3, 2020 |
| Put Options | Written | 500 | 83.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 6,700 | 92.5000 | American | May 15, 2020 |
| Call Options | Purchased | 800 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -800 | 90.5000 | American | Jan 3, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,400 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,000 | 89.0000 | American | Dec 27, 2019 |
| Call Options | Written | -5,900 | 90.0000 | American | Jan 10, 2020 |
| Call Options | Written | -200 | 97.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 85.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -12,200 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 89.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -300 | 86.0000 | American | Jan 10, 2020 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -11,600 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 16,500 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,800 | 57.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Written | 1,200 | 80.0000 | American | Jan 10, 2020 |
| Call Options | Purchased | 1,000 | 92.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 500 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 22,600 | 91.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 15,800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 500 | 97.5000 | American | May 15, 2020 |
| Put Options | Written | 1,000 | 88.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 500 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 90.5000 | American | Jan 31, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,200 | 85.0000 | American | May 15, 2020 |
| Put Options | Purchased | -6,400 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 86.5000 | American | Jan 3, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -23,400 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 89.0000 | American | Dec 27, 2019 |
| Call Options | Written | -800 | 87.5000 | American | Jan 3, 2020 |
| Call Options | Written | -100 | 89.0000 | American | Jan 10, 2020 |
| Call Options | Written | -900 | 110.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -600 | 95.0000 | American | Feb 21, 2020 |
| Call Options | Written | -3,900 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,000 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,500 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -8,300 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,600 | 97.5000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -400 | 89.0000 | American | Jan 3, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,400 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -120,000 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 155,900 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Put Options | Written | 4,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 92.0000 | American | Jan 10, 2020 |
| Put Options | Written | 175,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 2,100 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 800 | 90.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 200 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 88.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 300 | 93.5000 | American | Jan 3, 2020 |
| Call Options | Purchased | 1,300 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,200 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Written | 5,100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,900 | 82.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,700 | 80.0000 | American | May 15, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 88.5000 | American | Jan 3, 2020 |
| Put Options | Written | 100 | 85.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -1,500 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,400 | 93.5000 | American | Jan 31, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -1,200 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Written | -1,200 | 92.5000 | American | Jan 31, 2020 |
| Put Options | Purchased | -2,100 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -79,900 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -51,100 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 87.0000 | American | Jan 10, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,600 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,800 | 90.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Written | -6,800 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -11,900 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -500 | 86.0000 | American | Jan 3, 2020 |
| Call Options | Written | -600 | 89.5000 | American | Jan 24, 2020 |
| Put Options | Purchased | -2,900 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,500 | 92.0000 | American | Dec 27, 2019 |
| Call Options | Written | -5,200 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,900 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -8,000 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 86.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 24,900 | 90.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 11,500 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 3,400 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 95.0000 | American | Dec 27, 2019 |
| Put Options | Written | 100 | 88.5000 | American | Jan 3, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 65.0000 | American | May 15, 2020 |
| Put Options | Written | 200 | 88.0000 | American | Jan 3, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 17,100 | 85.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 8,400 | 90.0000 | American | May 15, 2020 |
| Call Options | Purchased | 7,400 | 87.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 100 | 83.5000 | American | Jan 31, 2020 |
| Call Options | Purchased | 11,700 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,700 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,800 | 86.0000 | American | Jan 24, 2020 |
| Call Options | Purchased | 600 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 8,300 | 86.5000 | American | Jan 24, 2020 |
| Call Options | Purchased | 200 | 91.0000 | American | Jan 10, 2020 |
| Put Options | Written | 100 | 67.5000 | American | May 15, 2020 |
| Call Options | Purchased | 300 | 93.0000 | American | Jan 3, 2020 |
| Put Options | Written | 1,900 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,100 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 65.0000 | American | May 15, 2020 |
| Call Options | Written | -100 | 90.5000 | American | Jan 10, 2020 |
| Put Options | Purchased | -400 | 92.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -400 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,600 | 88.0000 | American | Dec 27, 2019 |
| Call Options | Written | -100,300 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,500 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,300 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,500 | 115.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -400 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -2,200 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,700 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -70,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,800 | 55.0000 | American | May 15, 2020 |
| Put Options | Purchased | -2,600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,100 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -4,600 | 91.0000 | American | Jan 31, 2020 |
| Put Options | Purchased | -300 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -26,000 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 97.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 23,800 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,400 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,400 | 62.5000 | American | May 15, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 7,900 | 90.0000 | American | Jan 3, 2020 |
| Put Options | Written | 600 | 87.5000 | American | May 15, 2020 |
| Put Options | Written | 400 | 50.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 125.0000 | American | Jan 21, 2022 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Written | 29,600 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 70.0000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 84.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 4,900 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 23,000 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 86.5000 | American | Dec 27, 2019 |
| Put Options | Written | 100 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 8,900 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -700 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -4,700 | 120.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -9,400 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -53,800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,900 | 40.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 82.5000 | American | Dec 27, 2019 |
| Put Options | Purchased | -3,500 | 83.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -300 | 60.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -500 | 88.0000 | American | Jan 10, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,400 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 86.0000 | American | Jan 17, 2020 |
| Put Options | Written | 14,500 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Written | 275,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,300 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Jan 21, 2022 |
| Put Options | Written | 3,500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 19,500 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Written | 5,800 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 77.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 94.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Put Options | Written | 300 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,600 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 93.0000 | American | Dec 27, 2019 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 5,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,200 | 105.0000 | American | May 15, 2020 |
| Call Options | Purchased | 500 | 91.5000 | American | Jan 3, 2020 |
| Put Options | Purchased | -3,100 | 81.5000 | American | Jan 3, 2020 |
| Call Options | Written | -10,900 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 89.0000 | American | Jan 3, 2020 |
| Call Options | Written | -100 | 88.0000 | American | Jan 10, 2020 |
| Call Options | Written | -400 | 82.5000 | American | May 15, 2020 |
| Call Options | Written | -100 | 87.0000 | American | Jan 10, 2020 |
| Call Options | Written | -67,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -10,800 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 115.0000 | American | Jan 21, 2022 |
| Call Options | Written | -800 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -100 | 90.0000 | American | Dec 27, 2019 |
| Call Options | Written | -1,400 | 91.0000 | American | Dec 27, 2019 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -6,700 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,800 | 91.0000 | American | Jan 3, 2020 |
| Call Options | Written | -4,000 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 85.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 1,800 | 90.0000 | American | Dec 27, 2019 |
| Put Options | Written | 17,000 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 72.5000 | American | May 15, 2020 |
| Call Options | Purchased | 4,700 | 100.0000 | American | May 15, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 90.0000 | American | Jan 21, 2022 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 87.0000 | American | Dec 27, 2019 |
| Call Options | Purchased | 400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 8,000 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,300 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 16,700 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 140.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,700 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 86.0000 | American | Jan 24, 2020 |
| Put Options | Purchased | -12,900 | 86.5000 | American | Jan 10, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jan 21, 2022 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,700 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,700 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,800 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 110.0000 | American | May 15, 2020 |
| Call Options | Written | -3,800 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -400 | 86.5000 | American | Dec 27, 2019 |
| Call Options | Written | -5,700 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,700 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -100 | 90.5000 | American | Jan 10, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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