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Pin to quick picksAston Martin Lagonda Regulatory News (AML)

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Holding(s) in Company

17 Apr 2020 14:25

RNS Number : 0827K
Aston Martin Lagonda Global Hld PLC
17 April 2020
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Aston Martin Lagonda Global Holdings plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Toto Wolff

City and country of registered office (if applicable)

4. Full name of shareholder(s) (if different from 3.)v

Name

Securities Services Nominees Limited

City and country of registered office (if applicable)

London, United Kingdom

5. Date on which the threshold was crossed or reachedvi:

17 April 2020

6. Date on which issuer notified (DD/MM/YYYY):

17 April 2020

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

4.77%

N/A

4.77%

14,492,750

Position of previous notification (if

applicable)

N/A

N/A

N/A

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

 

A: Voting rights attached to shares

 

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

 

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

 

GB00BFXZC448

N/A

14,492,750

N/A

4.77%

 

 

 

SUBTOTAL 8. A

14,492,750

4.77%

 

 

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

 

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

 

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

 

 

 

 

SUBTOTAL 8.B.2

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

 

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

 

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

 

Toto Wolff

4.77%

N/A

4.77%

 

ErsteAM Limited

4.77%

N/A

4.77%

 

Securities Services Nominees Limited

19.09%

N/A

19.09%

 

 

 

 

10. In case of proxy voting, please identify:

 

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional informationxvi

 

On 17 April 2020, ErsteAM Limited acquired beneficial ownership of 14,492,750 shares in the issuer from Yew Tree Overseas Limited.

 

Upon the issue of shares by the issuer pursuant to its ongoing rights issue on 20 April (being the next trading day), ErsteAM Limited's interest in the issuer will be diluted and will thenceforth represent approximately 0.95% of the total voting rights in the issuer.

 

Securities Services Nominees Limited holds a number of shares in the issuer as nominee for other share-holders in addition to the shares it holds in its capacity as nominee for ErsteAM Limited, hence the discrepancy between the percentages of voting rights held by Securities Services Nominees Limited and ErsteAM Limited in Box 9 above.

 

 

 

Place of completion

London, United Kingdom

Date of completion

17 April 2020

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
HOLUBUORRUUSAAR
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12th Aug 201910:38 amGNWInvesco Ltd.: Form 8.3 - Aston Martin Lagona Global Holdings PLC - This form replaces the form 8.3 issued on 9th August 2019.
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8th Aug 20192:07 pmEQSForm 8.3 - The Vanguard Group, Inc.: Aston Martin Lagonda Global Holdings plc
8th Aug 201910:30 amRNSForm 8.3 - Aston Martin Lagonda Global Holdings
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