Last checked at 8 Mar 2019 15:30
Anglo American plc (the "Company")
Registered office: 20 Carlton House Terrace, London SW1Y 5AN
Registered number: 3564138 (incorporated in England and Wales)
LEI: 549300S9XF92D1X8ME43
Notification of transactions by Directors / PDMRs
Awards of Ordinary Shares were made under the Company's Bonus Share Plan ("BSP") and Long Term Incentive Plan ("LTIP") at nil cost on 8 March 2019 to Directors/PDMRs as detailed below.
Awards made under the BSP
Under the terms of the BSP, two thirds of each Share award will vest and be released on 8 March 2022, subject to continued employment. The remaining one third of each award will vest and be released on 8 March 2024.
Name of Director / PDMR | Number of Shares |
Mark Cutifani | 51,971 |
Stephen Pearce | 32,236 |
Tony O'Neill | 32,956 |
Didier Charreton | 23,169 |
Bruce Cleaver | 28,647 |
Ruben Fernandes | 14,099 |
Seamus French | 29,077 |
Norman Mbazima | 21,900 |
Anik Michaud | 21,237 |
Duncan Wanblad | 34,117 |
Peter Whitcutt | 32,112 |
Awards Made Under the LTIP
The LTIP provides Directors and executive management with Shares awarded on a conditional basis as determined by the Company's Remuneration Committee. These awards will vest on 8 March 2022, subject to the satisfaction of performance conditions as explained in the Directors' Remuneration Report of the Company's 2018 Annual Report. The vested Shares will then be subject to a further holding period of two years and will be released on 8 March 2024.
Name of Director / PDMR | Number of Shares |
Mark Cutifani | 199,196 |
Stephen Pearce | 120,050 |
Tony O'Neill | 124,497 |
Didier Charreton | 63,200 |
Bruce Cleaver | 92,167 |
Ruben Fernandes | 86,428 |
Seamus French | 100,121 |
Anik Michaud | 59,758 |
Duncan Wanblad | 94,878 |
Peter Whitcutt | 86,033 |
In accordance with Article 19 of the EU Market Abuse Regulation, the relevant FCA notifications are set out below.
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Mark Cutifani | ||||
2. | Reason for the notification | |||||
a) | Position / status | Chief Executive (Director/PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released on 8 March 2022; the remaining third on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
51,971
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest on 8 March 2022; the Shares will then be subject to a further holding period of two years and will be released on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
199,196
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Stephen Pearce | ||||
2. | Reason for the notification | |||||
a) | Position / status | Finance Director (Director/PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released on 8 March 2022; the remaining third on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
32,236
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest on 8 March 2022; the Shares will then be subject to a further holding period of two years and will be released on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
120,050
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Tony O'Neill | ||||
2. | Reason for the notification | |||||
a) | Position / status | Technical Director (Director/PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released on 8 March 2022; the remaining third on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
32,956
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest on 8 March 2022; the Shares will then be subject to a further holding period of two years and will be released on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
124,497
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Didier Charreton | ||||
2. | Reason for the notification | |||||
a) | Position / status | Group Director - People & Organisation (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released on 8 March 2022; the remaining third on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
23,169
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest on 8 March 2022; the Shares will then be subject to a further holding period of two years and will be released on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
63,200
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Bruce Cleaver | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO of De Beers (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released on 8 March 2022; the remaining third on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
28,647
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest on 8 March 2022; the Shares will then be subject to a further holding period of two years and will be released on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
92,167
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Ruben Fernandes | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO of Base Metals (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released on 8 March 2022; the remaining third on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
14,099
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest on 8 March 2022; the Shares will then be subject to a further holding period of two years and will be released on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
86,428
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Seamus French | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO of Bulk Commodities and other Minerals (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released on 8 March 2022; the remaining third on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
29,077
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest on 8 March 2022; the Shares will then be subject to a further holding period of two years and will be released on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
100,121
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Norman Mbazima | ||||
2. | Reason for the notification | |||||
a) | Position / status | Deputy Chairman of Anglo American South Africa (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released on 8 March 2022; the remaining third on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
4,132
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released on 8 March 2022; the remaining third on 8 March 2024. | ||||
c) | Currency | ZAR - South African Rand | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
17,768
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | Johannesburg Stock Exchange - XJSE | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Anik Michaud | ||||
2. | Reason for the notification | |||||
a) | Position / status | Group Director - Corporate Relations (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released on 8 March 2022; the remaining third on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
21,237
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest on 8 March 2022; the Shares will then be subject to a further holding period of two years and will be released on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
59,758
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Duncan Wanblad | ||||
2. | Reason for the notification | |||||
a) | Position / status | Group Director - Strategy & Business Development (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released on 8 March 2022; the remaining third on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
34,117
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest on 8 March 2022; the Shares will then be subject to a further holding period of two years and will be released on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
94,878
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
1. | Details of PDMR / person closely associated (PCA) | |||||
a) | Name | Peter Whitcutt | ||||
2. | Reason for the notification | |||||
a) | Position / status | CEO of Marketing (PDMR) | ||||
b) | Initial notification / amendment | Initial notification | ||||
3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||
a) | Full name of the entity | Anglo American plc | ||||
b) | LEI | 549300S9XF92D1X8ME43 | ||||
4.1 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Bonus Share Plan. Subject to continued employment, two thirds of the Share award will be released on 8 March 2022; the remaining third on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
32,112
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
4.2 | Details of the transaction(s) | |||||
a) | Description of the financial instrument
Identification Code | Anglo American plc Ordinary Shares of USD0.54945 each
GB00B1XZS820 | ||||
b) | Nature of the transaction | Award of Shares under the terms of the Anglo American plc Long Term Incentive Plan. Subject to the satisfaction of performance conditions, the award will vest on 8 March 2022; the Shares will then be subject to a further holding period of two years and will be released on 8 March 2024. | ||||
c) | Currency | GBP - British Pound | ||||
d) | Price(s) and volume(s) |
| ||||
e) | Aggregated information
Aggregated volume
Price |
86,033
GBP 0.00 | ||||
f) | Date of the transaction | 2019-03-08 | ||||
g) | Place of the transaction | London Stock Exchange - XLON | ||||
Clare Davage
Deputy Company Secretary
8 March 2019