Last checked at 7 Jul 2021 14:57
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 06 July 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,823,219 3.02 | 2,152,814 0.95 | ||||
(2) Derivatives (other than options) | 1,848,408 0.82 | 81,872 0.04 | ||||
(3) Options and agreements to purchase/sell | 166,900 0.07 | 376,500 0.17 | ||||
Total | 8,838,527 3.91 | 2,611,186 1.16 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase
Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale | 17 42 6 64 5 20 81 10 100 2 1 2 1 53 10 1 50 100 1 6 3 100 300 4 1 5 47 100 220 150 14 26 8 100 17 76 11,254 1 25 11 100 200 2,165 300 100 100 100 200 400
17 4 2 8 10 4 2 19 6 10 10 100 4 100 300 300 6 18 400 25 10 2 5 3 9 100 23 270 100 28 33 110 3 100 17 152 12,016 5 50 17 100 101 5 95 200 86 100 2,165 3 28 147 140 41 188 100 100 751 6 100 260 100 95 5 8 100 100 100 25 75 | 239.5900 USD 238.5650 USD 238.5167 USD 238.5080 USD 238.4780 USD 238.4680 USD 238.4450 USD 238.4000 USD 238.3800 USD 238.3050 USD 238.3000 USD 238.2950 USD 238.2820 USD 238.2670 USD 238.2650 USD 238.2500 USD 238.2440 USD 238.2400 USD 238.2200 USD 238.2000 USD 238.1600 USD 238.1500 USD 238.1350 USD 238.0500 USD 238.0400 USD 238.0280 USD 238.0160 USD 237.9900 USD 237.9800 USD 237.9733 USD 237.9400 USD 237.9350 USD 237.9250 USD 237.8300 USD 237.7635 USD 237.7500 USD 237.7200 USD 237.6700 USD 237.6100 USD 237.5100 USD 237.3505 USD 237.3459 USD 237.3194 USD 237.3165 USD 237.0600 USD 237.0300 USD 236.9300 USD 236.9295 USD 236.6625 USD
239.5900 USD 238.5350 USD 238.5050 USD 238.4875 USD 238.4700 USD 238.4675 USD 238.4500 USD 238.4405 USD 238.3967 USD 238.2860 USD 238.2650 USD 238.2400 USD 238.1600 USD 238.1500 USD 238.1400 USD 238.1350 USD 238.1300 USD 238.1083 USD 238.0875 USD 238.0828 USD 238.0770 USD 238.0450 USD 238.0180 USD 238.0067 USD 237.9978 USD 237.9900 USD 237.9883 USD 237.9800 USD 237.9700 USD 237.9400 USD 237.9133 USD 237.9006 USD 237.8900 USD 237.8300 USD 237.7635 USD 237.7500 USD 237.7200 USD 237.6860 USD 237.6100 USD 237.5300 USD 237.4200 USD 237.4192 USD 237.3600 USD 237.3500 USD 237.3403 USD 237.3400 USD 237.3300 USD 237.3194 USD 237.3150 USD 237.3100 USD 237.2800 USD 237.2793 USD 237.2600 USD 237.1405 USD 237.0600 USD 237.0300 USD 237.0260 USD 237.0000 USD 236.9700 USD 236.9614 USD 236.9300 USD 236.8900 USD 236.8700 USD 236.7538 USD 236.7100 USD 236.7000 USD 236.6700 USD 236.6000 USD 236.5600 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Short
Increase Long | 10
2,165 220 300 | 238.2646 USD
237.3194 USD 237.9860 USD 238.1350 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 07 July 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option Put Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased Purchased Written | 46,200 71,700 77,400 104,700 600 3,100 44,000 13,800 8,200 72,000 54,200 26,600 300 20,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 240.00 250.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.