RE: Anthony Moore23 Jan 2025 11:37
Looks like Wishbone's got another winning Chairman on Board with the appointment of Moore. Look at the last paragraph, does the Company sound familiar?:
Additional required disclosures:
(i) In March 2011, the United States Securities and Exchange Commission ("SEC") decided to close off various matters concerning the Equus group of funds. It censured Mr Moore and accepted his offer to pay $25,000 over 12 months as a civil settlement and recorded the following summary of the details in their order:
"Moore, who controlled Equus's new investment adviser, knew about the senior vice president's stock-option premium before the new adviser took over on June 30, 2005. The same day, however, he sought reimbursement of $535,000 from the Fund for "unforeseen" expenses, most of which covered the stock-option premium. Moore did not inform Equus's board or its CFO that the reimbursement request related to the premium. Equus's subsequent Commission filings, signed by Moore, contained inaccurate statements relating to the premium payment. As a result of the foregoing, Moore violated or caused violations of antifraud and other provisions of the federal securities laws."
(ii) Mr Moore was Executive Chairman/Director and majority owner of Evrensel Capital Partners PLC which was struck-off the Register of Companies in Jersey and the company dissolved on 01 November 2024. The Jersey Financial Services Commission ("JSFC") originally issued a public warning against this company for (apparently) engaging in activities for which it was not authorised. Mr Moore has confirmed to Wishbone that after investigation, the warning was withdrawn from the JSFC's website which now states, in relation to the aforesaid company amongst others, that it has decided to remove the statements from the live public statement section of its website "due to the passage of time or other relevant factors which have reduced regulatory relevance".