(ShareCast News) - The Financial Conduct Authority has fined WH Ireland £1.2m and banned it from taking on new corporate broking clients over the next 72 days. The city watchdog said the wealth management and corporate broking firm had failed to make sure there were effective systems and controls in
Read moreBy Huw Jones LONDON, Feb 23 (Reuters) - Britain's financial regulator has fined W H Ireland 1.2 million pounds ($1.7 million) for inadequate controls to prevent trading abuses, prompting the asset manager and broker to ask shareholders for a similar sum. The Financial Conduct Authorit
Read moreLONDON, Feb 23 (IFR) - Britain's financial regulator has fined broker and wealth manager WH Ireland £1.2m and blocked it from taking on new corporate broking clients for more than two months for having deficient controls to prevent market abuse. The Financial Conduct Authority (FCA) said b
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