The latest Investing Matters Podcast with Jean Roche, Co-Manager of Schroder UK Mid Cap Investment Trust has just been released. Listen here.

Less Ads, More Data, More Tools Register for FREE

Holding(s) in Company

3 Nov 2011 12:43

RNS Number : 4433R
Diploma PLC
03 November 2011
 



 

 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

DIPLOMA PLC

 

2 Reason for the notification (please tick the appropriate box or boxes):

 

An acquisition or disposal of voting rights

NO

 

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

NO

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

NO

 

An event changing the breakdown of voting rights

NO

 

Other (please specify):

Take on of a new client

YES

 

3. Full name of person(s) subject to the notification obligation:

 

AMERIPRISE FINANCIAL INC AND ITS GROUP

 

4. Full name of shareholder(s) (if different from 3.):

 

SEE ADDITIONAL INFORMATION UNDER 13

 

5. Date of the transaction and date on which the threshold is crossed or reached:

 

01 NOVEMBER 2011

 

6. Date on which issuer notified:

 

02 NOVEMBER 2011

 

7. Threshold(s) that is/are crossed or reached:

 

ABOVE THE THRESHOLD OF 5%

 

8. Notified details:

A: Voting rights attached to shares

 

Class/type ofshares

if possible usingthe ISIN CODE

Situation previousto the triggeringtransaction

Resulting situation after the triggering transaction

NumberofShares

NumberofVotingRights

Numberof shares

Number of votingrights

% of voting rights

Direct

Direct

Indirect

Direct

Indirect

 

 

0

 

 

0

 

 

7,236,642

 

 

0.000%

 

 

6.391%

GB0001826634

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financialinstrument

Expirationdate

Exercise/ConversionPeriod

Number of votingrights that may beacquired if theinstrument isexercised/ converted.

 

% of votingrights

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

 

Type of financialinstrument

Exerciseprice

Expirationdate

Exercise/Conversionperiod

Number of votingrights instrumentrefers to

% of voting rights

 

Nominal

Delta

 

 

Total (A+B+C)

 

Number of voting rights

Percentage of voting rights

7,236,642

6.391%

 

9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable:

 

Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd. 

 

Proxy Voting:

 

10. Name of the proxy holder:

 

11. Number of voting rights proxy holder will cease to hold:

 

12. Date on which proxy holder will cease to hold voting rights:

 

 

13. Additional information:

 

Registerd Owner
 
 
 
 
 
Ameriprise Financial Inc
A/c
705,677

 

HSBC Global Custody Nominee (UK) Limited

A/c 847452
457,938

 

HSBC Global Custody Nominee (UK) Limited

A/c 683182
516,240

 

HSBC Global Custody Nominee (UK) Limited

A/c 740190
367,963

 

HSBC Global Custody Nominee (UK) Limited

A/c 739874
2,148,565

 

HSBC Global Custody Nominee (UK) Limited

A/c 740311
212,209

 

Littledown Nominees Ltd

A/c ZLA01
870,000

 

Littledown Nominees Ltd

A/c 10479
3,050

 

Littledown Nominees Ltd

A/c 10495
1,955,000

14. Contact name:

 

STACEY DRYBURGH

THREADNEEDLE GROUP

 

15. Contact telephone number:

 

+44 (0) 1793 363 751

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
HOLDKNDBDBDDFDK

Related Shares

Back to RNS

Due to London Stock Exchange licensing terms, we stipulate that you must be a private investor. We apologise for the inconvenience.

To access our Live RNS you must confirm you are a private investor by using the button below.

Login to your account

Don't have an account? Click here to register.

Quickpicks are a member only feature

Login to your account

Don't have an account? Click here to register.