Unilever Regulatory News (ULVR)

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Conny Braams

2

Reason for the notification

a)

Position/status

Chief Digital and Marketing Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

A conditional rights award from February 2017 under the Unilever Global Share Incentive Plan 2007 has vested. Share choice was offered which allows to choose to receive net shares in the share types originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share type only (NV or PLC). Ms Braams elected to receive only NV shares. The original awards of PLC shares are cancelled and reduced to nil.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

0

£0.00

f)

Date of the transaction

2020-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Marc Engel

2

Reason for the notification

a)

Position/status

Chief Supply Chain Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

A conditional rights award from February 2017 under the Unilever Global Share Incentive Plan 2007 has vested. Share choice was offered which allows to choose to receive net shares in the share types originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share type only (NV or PLC). Mr Engel elected to receive only NV shares. The original awards of PLC shares are cancelled and reduced to nil.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

0

£0.00

f)

Date of the transaction

2020-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Sunny Jain

2

Reason for the notification

a)

Position/status

President, Beauty & Personal Care (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share

CUSIP904767704

b)

Nature of the transaction

A transition award of June 2019, under the Unilever Share Plan 2017, has vested. The original conditional share award has led to a vesting of 11,061 Unilever PLC American Depositary Receipts, each representing 1 Ordinary 3 1/9 pence share, based on a performance factor of 119% including dividend reinvestment.

c)

Currency

USD - United States Dollar

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

11,061

$669,522.33

f)

Date of the transaction

2020-02-13

g)

Place of the transaction

New York Stock Exchange - XNYS

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Alan Jope

2

Reason for the notification

a)

Position/status

Chief Executive Officer (Director)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC American Depositary Receipts each representing 1 ordinary 3 1/9 pence share

CUSIP904767704

b)

Nature of the transaction

A conditional rights award from February 2017 under the Unilever Global Share Incentive Plan 2007 has vested. Share choice was offered which allows to choose to receive net shares in the share types originally granted (Unilever N.V. New York (NVNY) and Unilever PLC ADR (PLC ADR)) or one share type only (NVNY or PLC ADR). Mr Jope elected to receive only NV NY shares. The original awards of PLC ADR shares are cancelled and reduced to nil.

c)

Currency

USD - United States Dollar

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

0

$0.00

f)

Date of the transaction

2020-02-13

g)

Place of the transaction

New York Stock Exchange - XNYS

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Peter Ter Kulve

2

Reason for the notification

a)

Position/status

President, Home Care (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

A conditional rights award from February 2017 under the Unilever Global Share Incentive Plan 2007 has vested. Share choice was offered which allows to choose to receive net shares in the share types originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share type only (NV or PLC). Mr Ter Kulve elected to receive only NV shares. The original awards of PLC shares are cancelled and reduced to nil.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

0

£0.00

f)

Date of the transaction

2020-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Sanjiv Mehta

2

Reason for the notification

a)

Position/status

President, South Asia (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

A conditional rights award from February 2017 under the Unilever Global Share Incentive Plan 2007 has vested. The original conditional share award has led to a vesting of 3,765 Unilever PLC Ordinary share of 3 1/9p each based on a performance factor of 123% including dividend reinvestment.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

3,765

£173,641.80

f)

Date of the transaction

2020-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Leena Nair

2

Reason for the notification

a)

Position/status

Chief HR Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

A conditional rights award from February 2017 under the Unilever Global Share Incentive Plan 2007 has vested. The original conditional share award has led to a vesting of 6,743 Unilever PLC Ordinary share of 3 1/9p each based on a performance factor of 119% including dividend reinvestment

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

6,743

£310,987.16

f)

Date of the transaction

2020-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Nitin Paranjpe

2

Reason for the notification

a)

Position/status

Chief Operating Officer (a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

A conditional rights award from February 2017 under the Unilever Global Share Incentive Plan 2007 has vested. Share choice was offered which allows to choose to receive net shares in the share types originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share type only (NV or PLC). Mr Paranjpe elected to receive only NV shares. The original awards of PLC shares are cancelled and reduced to nil.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

0

£0.00

f)

Date of the transaction

2020-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Graeme Pitkethly

2

Reason for the notification

a)

Position/status

Chief Financial Officer (Director)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

A conditional rights award from February 2017 under the Unilever Global Share Incentive Plan 2007 has vested. Mr Pitkethly elected to receive PLC shares only. As a result he received 19,603 Unilever PLC Ordinary shares of 3 1/9p each based on a performance factor of 119% including dividend reinvestment and shares withheld to meet tax liabilities.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

19,603

£904,090.36

f)

Date of the transaction

2020-02-13

g)

Place of the transaction

London Stock Exchange - XLON

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

 Ritva Sotamaa

2

Reason for the notification

a)

Position/status

Chief Legal Officer and Group Secretary ( a member of the Unilever Leadership Executive)

b)

Initial notification /Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Unilever PLC

b)

LEI

549300MKFYEKVRWML317

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Unilever PLC ordinary 3 1/9 pence shares

GB00B10RZP78

b)

Nature of the transaction

A conditional rights award from February 2017 under the Unilever Global Share Incentive Plan 2007 has vested. Share choice was offered which allows to choose to receive net shares in the share types originally granted (Unilever N.V. (NV) and Unilever PLC (PLC)) or one share type only (NV or PLC). Ms Sotamaa elected to receive only NV shares. The original awards of PLC shares are cancelled and reduced to nil.

c)

Currency

GBP - British Pound

d)

Price(s) and volume(s)

e)

Aggregated information

- Volume

- Total

0

£0.00

f)

Date of the transaction

2020-02-13

g)

Place of the transaction

London Stock Exchange - XLON