Unicorn Asset Management Regulatory News (UAV)

31 Oct 2008 16:02

Unicorn AIM VCT plcAnnual Information Update31 October 2008

In accordance with Prospectus Rule 5.2, the following information has been published or made available to the public in the 12 months up to and including 30 September 2008.

Announcements listed as published on the London Stock Exchange have been published via a Regulatory Information Service and can be found on www.londonstockexchange.com Copies of documents filed with Companies House can be obtained from Companies House or, if you are a registered user, through Companies House Direct at www.direct.companieshouse.gov.uk.

Some of the information referred to below was provided as at a specific dateand may now be out of date. Date Description STOCK EXCHANGE 1 October 2007 Purchase of 20,000 S2 shares for cancellation 1 October 2007 Total Voting Rights over 30,453,157 Ordinary shares, 14,778,800 S2 shares and 4,958,036 S3 shares 5 October 2007 Annual information update for the year ended 5 October 2007 Net Asset Values for Ordinary, S2 and S3 shares as at 28 September 2007 8 November 2007 Net Asset Values for Ordinary, S2 and S3 shares as at 31 October 2007 27 November 2007 Preliminary results for the year ended 30 September 2007 6 December 2007 Net Asset Values for Ordinary, S2 and S3 shares as at 30 November 2007 31 December 2007 Document Viewing Facility - Annual Report for the year ended 30 September 2007 7 January 2008 Net Asset Values for Ordinary, S2 and S3 shares as at 31 December 2007 14 January 2008 Purchase of 219,370 Ordinary shares and 199,827 S2 shares for cancellation 25 January 2008 Result of AGM held 25 January 2008 28 January 2008 Result of Class meetings held 28 January 2008 31 January 2008 Total Voting Rights over 30,233,787 Ordinary shares, 14,578,973 S2 shares and 4,958,036 S3 shares 4 February 2008 Net Asset Values for Ordinary, S2 and S3 shares as at 31 January 2008 18 February 2008 Interim Management Statement for the period from 1 October 2007 to 31 January 2008 6 March 2008 Net Asset Values for Ordinary,S2 and S3 shares as at 29 February 2008 3 April 2008 Net Asset Values for Ordinary, S2 and S3 shares as at 31 March 2008 7 April 2008 New issue of 895,696 Ordinary shares and 190,932 S2 shares on 4 April 2008 28 April 2008 New issue of 57,837 Ordinary shares and 29,833 S2 shares on 28 April 2008 28 April 2008 Top-Up Offers for subscription closed having issued 953,533 Ordinary shares and 220,765 S2 shares 29 April 2008 Half-Yearly Report for the six months ended 31 March 2008 30 April 2008 Total Voting Rights over 31,187,322 Ordinary shares, 14,799,738 S2 shares and 4,958,036 S3 shares 7 May 2008 Net Asset Values for Ordinary, S2 and S3 shares as at 30 April 2008 5 June 2008 Net Asset Values for Ordinary, S2 and S3 shares as at 30 May 2008 6 June 2008 Update on share buyback policy 19 June 2008 Purchase of 206,976 Ordinary shares for cancellation 19 June 2008 Change of registered office to One Vine Street, London, W1J 0AH 25 June 2008 Purchase of 35,000 S2 shares for cancellation 30 June 2008 Total Voting Rights over 30,980,346 Ordinary shares, 14,764,738 S2 shares and 4,958,036 S3 shares 4 July 2008 Net Asset Values for Ordinary, S2 and S3 shares as at 30 June 2008 24 July 2008 Result of EGM held 23 July 2008 24 July 2008 Departure of Peter Webb from Unicorn Asset Management Limited on 21 July 2008 6 August 2008 Net Asset Values for Ordinary, S2 and S3 shares as at 31 July 2008 16 August 2007 Purchase of 113,222 Ordinary shares and 81,418 S2 shares for cancellation 19 August 2008 Interim Management Statement for the period from 1 April 2008 to 31 July 2008 5 September 2008 Net Asset Values for Ordinary, S2 and S3 shares as at 29 August 2008 30 September 2008 Board changes - resignation of Peter Webb on 26 September 2008 COMPANIES HOUSE 13 November 2007 Form 169 Purchase of 120,086 Ordinary shares on 14 September 2007 13 November 2007 Form 169 Purchase of 20,000 S2 shares on 28 September 2007 13 November 2007 Form 169 Purchase of 21,505 S2 shares on 21 September 2007 16 November 2007 Form 169 Purchase of 81,418 S2 shares on 16 August 2007 16 November 2007 Form 169 Purchase of 113,222 Ordinary shares on 16 August 2007 21 December 2007 Court Order cancellation of share premium account for S3 shares 21 December 2007 Cert 21 Reduction of share premium account for S3 shares 4 February 2008 Form 169 Purchase of 199,8227 S2 shares on 11 January 2008 4 February 2008 Form 169 Purchase of 219,370 Ordinary shares on 11 January 2008 5 February 2008 Resolution passed at AGM on 25 January 2008 6 February 2008 Amended Articles of Association 7 February 2008 Resolutions passed at Class meetings 28 January 2008 12 February 2008 Accounts for the year ended 30 September 2007 10 June 2008 Form 88(2) Return of Allotment of 190,932 S2 shares 10 June 2008 Form 88(2) Return of Allotment of 895,696 Ordinary shares 10 June 2008 Form 88(2) Return of Allotment of 57,837 Ordinary shares 10 June 2008 Form 88(2) Return of Allotment of 29,833 S2 shares 20 June 2008 Form 287 change of registered office 26 June 2008 Form 288c change of Secretary's particulars 15 July 2008 Form 169 Purchase of 206,976 Ordinary shares on 18 June 2008 15 July 2008 Form 169 Purchase of 35,000 S2 shares on 24 June 2008 28 July 2008 Resolutions passed at EGM on 23 July 2008 and amended articles of association 10 September 2008 Form 363 Annual Return to 7 August 2008

In accordance with the provisions of Article 27.3 of the Prospectus Directive Regulation, we confirm that to the best of our knowledge, information relating to 'Holdings in Company' and 'Directors' Shareholdings' is up to date at the date of this announcement but it is acknowledged that such disclosures may, at any time, become out of date, due to changing circumstances.

Copies of information released can be obtained through the Company Secretary at the Company's Registered Office at One Vine Street, London, W1J 0AH.