2 Jan 2013 08:44
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||
1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Lupus Capital plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | √ | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to thenotification obligation: | Aviva plc & its subsidiaries | ||||
4. Full name of shareholder(s) (if different from 3.): | Registered Holder:
BNY (Nominees) Limited 116,543*
BNY Norwich Union Nominees Limited 1,825,087*
Chase (GA Group) Nominees Limited 10,402,730*
Chase Nominees Limited 286,341*
Vidacos Nominees Limited 87,523*
*denotes direct interest
Chase Nominees Limited 247,087
| ||||
5. Date of the transaction and date onwhich the threshold is crossed orreached: | 27 December 2012 | ||||
6. Date on which issuer notified: | 28 December 2012 | ||||
7. Threshold(s) that is/are crossed orreached: | 10% to | ||||
8. Notified details: | |||||||||||
A: Voting rights attached to shares | |||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | |||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights | |||||||
Direct | Direct | Indirect | Direct | Indirect | |||||||
Ordinary SharesGB00B29H4253 | 13,206,699 | 13,206,699 | 12,965,311 | 12,718,224 | 247,087 | 9.80% | 0.19% | ||||
B: Qualifying Financial Instruments | |||||||||||
Resulting situation after the triggering transaction | |||||||||||
Type of financialinstrument | Expirationdate | Exercise/Conversion Period | Number of votingrights that may beacquired if theinstrument isexercised/ converted | % of votingrights | |||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financialinstrument | Exercise price | Expiration date | Exercise/Conversion period | Number of voting rights instrument refers to
| % of voting rights
| |
| Nominal | Delta | ||||
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
12,965,311 | 9.99% |
9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: | ||
The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited: ·; Aviva plc (Parent Company) ·; Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) ·; Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) ·; Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited)
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | See Section 4 | |
11. Number of voting rights proxy holder will ceaseto hold: | ||
12. Date on which proxy holder will cease to holdvoting rights: | ||
13. Additional information: | Figures are based on a total number of voting rights of 129,840,798, as per the Company's EBT Share Purchases Announcement of 21 December 2012
| |
14. Contact name: | Michael Dunhill, Aviva plc | |
15. Contact telephone number: | 01603 685988 | |