Last checked at 13 Oct 2014 16:59
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
NICHOLAS JOHN ANDERSON | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 25 25/26p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
NICHOLAS JOHN ANDERSON |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
106 | 0.0001% | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
2808p | 7/10/2014 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
6,463, 0.009%
| 8/10/2014 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
The shares stated in box 8, both purchased and gift, relate to the Company's Employee Share Ownership Plan. The purchase price of 2808p was the average of the mid-market price of the Company's shares on the three dealing days immediately preceding the Acquisition Date, ie 2nd, 3rd and 6th October 2014
| ANDY ROBSON TEL. 01242 535276 |
Name of authorised official of issuer responsible for making notification
Date of notification: 13/10/2014 ___________________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
NEIL HARVEY DAWS | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 25 25/26p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
NEIL HARVEY DAWS |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
106 | 0.0001% | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
2808p | 7/10/2014 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
18,748, 0.025%
| 8/10/2014 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
The shares stated in box 8, both purchased and gift, relate to the Company's Employee Share Ownership Plan. The purchase price of 2808p was the average of the mid-market price of the Company's shares on the three dealing days immediately preceding the Acquisition Date, ie 2nd, 3rd and 6th October 2014
| ANDY ROBSON TEL. 01242 535276 |
Name of authorised official of issuer responsible for making notification
Date of notification: 13/10/2014 ___________________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
DAVID JOHN MEREDITH | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 25 25/26p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
DAVID JOHN MEREDITH |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
106 | 0.0001% | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
2808p | 7/10/2014 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
51,818, 0.07%
| 8/10/2014 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
The shares stated in box 8, both purchased and gift, relate to the Company's Employee Share Ownership Plan. The purchase price of 2808p was the average of the mid-market price of the Company's shares on the three dealing days immediately preceding the Acquisition Date, ie 2nd, 3rd and 6th October 2014
| ANDY ROBSON TEL. 01242 535276 |
Name of authorised official of issuer responsible for making notification
Date of notification: 13/10/2014 ___________________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
FRANK JAMES RICHARDSON | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 25 25/26p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
FRANK JAMES RICHARDSON |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
108 | 0.0001% | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
2808p | 7/10/2014 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
6,681, 0.009% | 8/10/2014 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
The shares stated in box 8, both purchased and gift, relate to the Company's Employee Share Ownership Plan. The purchase price of 2808p was the average of the mid-market price of the Company's shares on the three dealing days immediately preceding the Acquisition Date, ie 2nd, 3rd and 6th October 2014
| ANDY ROBSON TEL. 01242 535276 |
Name of authorised official of issuer responsible for making notification
Date of notification: 13/10/2014 ___________________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
BYRON JEFFREY THOMAS | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 25 25/26p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
BYRON JEFFREY THOMAS |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
108 | 0.0001% | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
2808p | 7/10/2014 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
924, 0.001% | 8/10/2014 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
The shares stated in box 8, both purchased and gift, relate to the Company's Employee Share Ownership Plan. The purchase price of 2808p was the average of the mid-market price of the Company's shares on the three dealing days immediately preceding the Acquisition Date, ie 2nd, 3rd and 6th October 2014
| ANDY ROBSON TEL. 01242 535276 |
Name of authorised official of issuer responsible for making notification
Date of notification: 13/10/2014 ___________________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1. | Name of the issuer
| 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
| |
SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R,
| |||
3. | Name of person discharging managerial responsibilities/director
| 4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
| |
ANDREW JOHN ROBSON | N/A | |||
5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1
| 6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares
| |
HOLDING | 25 25/26p ORDINARY SHARES | |||
7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
| 8. | State the nature of the transaction
| |
ANDREW JOHN ROBSON |
| |||
9. | Number of shares, debentures or financial instruments relating to shares acquired
| 10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
| |
106 | 0.0001% | |||
11. | Number of shares, debentures or financial instruments relating to shares disposed
| 12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
| |
N/A | N/A | |||
13. | Price per share or value of transaction
| 14. | Date and place of transaction
| |
2808p | 7/10/2014 | |||
15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
| 16. | Date issuer informed of transaction
| |
106, 0.0001% | 8/10/2014 |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
17. | Date of grant
| 18. | Period during which or date on which exercisable
|
19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number)
|
21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
| 22. | Total number of shares or debentures over which options held following notification
|
23. | Any additional information
| 24. | Name of contact and telephone number for queries
|
The shares stated in box 8, both purchased and gift, relate to the Company's Employee Share Ownership Plan. The purchase price of 2808p was the average of the mid-market price of the Company's shares on the three dealing days immediately preceding the Acquisition Date, ie 2nd, 3rd and 6th October 2014
| ANDY ROBSON TEL. 01242 535276 |
Name of authorised official of issuer responsible for making notification
Date of notification: 13/10/2014 ___________________________________________
|
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
(2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
(3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
(4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |