Last checked at 24 Oct 2017 14:36
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SPIRE HEALTHCARE GROUP PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 October 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES | |||
| disclosures in respect of any other party to the offer? | MEDICLINIC INTERNATIONAL PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 1p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 846,509 | 0.21% | 2,222,302 | 0.55% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,573,907 | 0.39% | 475,342 | 0.12% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 2,420,416 | 0.60% | 2,697,644 | 0.67% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 1p ordinary | Purchase | 158 | 2.9540 GBP | ||||
| 1p ordinary | Purchase | 1,226 | 3.0080 GBP | ||||
| 1p ordinary | Purchase | 1,734 | 2.9358 GBP | ||||
| 1p ordinary | Purchase | 1,817 | 2.9379 GBP | ||||
| 1p ordinary | Purchase | 2,000 | 2.9255 GBP | ||||
| 1p ordinary | Purchase | 2,452 | 2.9600 GBP | ||||
| 1p ordinary | Purchase | 2,604 | 2.9940 GBP | ||||
| 1p ordinary | Purchase | 2,632 | 2.9420 GBP | ||||
| 1p ordinary | Purchase | 2,657 | 2.9770 GBP | ||||
| 1p ordinary | Purchase | 2,812 | 2.9772 GBP | ||||
| 1p ordinary | Purchase | 3,098 | 2.9900 GBP | ||||
| 1p ordinary | Purchase | 3,890 | 2.9445 GBP | ||||
| 1p ordinary | Purchase | 7,203 | 2.9800 GBP | ||||
| 1p ordinary | Purchase | 10,000 | 2.9300 GBP | ||||
| 1p ordinary | Purchase | 10,329 | 3.0057 GBP | ||||
| 1p ordinary | Purchase | 13,157 | 2.9400 GBP | ||||
| 1p ordinary | Purchase | 16,008 | 2.9751 GBP | ||||
| 1p ordinary | Purchase | 26,537 | 2.9205 GBP | ||||
| 1p ordinary | Purchase | 43,122 | 3.0120 GBP | ||||
| 1p ordinary | Purchase | 43,518 | 2.9469 GBP | ||||
| 1p ordinary | Purchase | 47,479 | 2.9666 GBP | ||||
| 1p ordinary | Purchase | 50,000 | 2.9949 GBP | ||||
| 1p ordinary | Purchase | 50,111 | 2.9366 GBP | ||||
| 1p ordinary | Purchase | 75,000 | 2.9047 GBP | ||||
| 1p ordinary | Purchase | 81,473 | 2.9291 GBP | ||||
| 1p ordinary | Purchase | 100,000 | 2.9545 GBP | ||||
| 1p ordinary | Purchase | 100,000 | 2.9491 GBP | ||||
| 1p ordinary | Purchase | 100,000 | 2.9310 GBP | ||||
| 1p ordinary | Purchase | 220,000 | 2.9022 GBP | ||||
| 1p ordinary | Purchase | 220,000 | 2.9028 GBP | ||||
| 1p ordinary | Purchase | 260,712 | 2.9517 GBP | ||||
| 1p ordinary | Purchase | 617,313 | 2.9497 GBP | ||||
| 1p ordinary | Sale | 96 | 3.0068 GBP | ||||
| 1p ordinary | Sale | 158 | 2.9540 GBP | ||||
| 1p ordinary | Sale | 517 | 2.9649 GBP | ||||
| 1p ordinary | Sale | 760 | 2.9676 GBP | ||||
| 1p ordinary | Sale | 883 | 2.8982 GBP | ||||
| 1p ordinary | Sale | 1,226 | 3.0080 GBP | ||||
| 1p ordinary | Sale | 1,680 | 2.9010 GBP | ||||
| 1p ordinary | Sale | 1,889 | 2.9335 GBP | ||||
| 1p ordinary | Sale | 2,452 | 2.9600 GBP | ||||
| 1p ordinary | Sale | 2,604 | 2.9940 GBP | ||||
| 1p ordinary | Sale | 2,632 | 2.9420 GBP | ||||
| 1p ordinary | Sale | 2,657 | 2.9770 GBP | ||||
| 1p ordinary | Sale | 2,831 | 2.9605 GBP | ||||
| 1p ordinary | Sale | 3,098 | 2.9900 GBP | ||||
| 1p ordinary | Sale | 4,000 | 2.9255 GBP | ||||
| 1p ordinary | Sale | 5,000 | 2.9810 GBP | ||||
| 1p ordinary | Sale | 5,034 | 2.9091 GBP | ||||
| 1p ordinary | Sale | 7,203 | 2.9800 GBP | ||||
| 1p ordinary | Sale | 7,653 | 2.9909 GBP | ||||
| 1p ordinary | Sale | 8,730 | 2.9048 GBP | ||||
| 1p ordinary | Sale | 15,788 | 2.9621 GBP | ||||
| 1p ordinary | Sale | 17,030 | 2.9765 GBP | ||||
| 1p ordinary | Sale | 19,086 | 2.9296 GBP | ||||
| 1p ordinary | Sale | 28,620 | 2.9358 GBP | ||||
| 1p ordinary | Sale | 58,160 | 2.9469 GBP | ||||
| 1p ordinary | Sale | 102,282 | 2.9199 GBP | ||||
| 1p ordinary | Sale | 260,961 | 2.9260 GBP | ||||
| 1p ordinary | Sale | 615,127 | 2.9716 GBP | ||||
| 1p ordinary | Sale | 1,700,586 | 2.9222 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 1p ordinary | CFD | Long | 96 | 3.0068 GBP | |||||
| 1p ordinary | CFD | Long | 200 | 2.9657 GBP | |||||
| 1p ordinary | CFD | Long | 350 | 2.9177 GBP | |||||
| 1p ordinary | SWAP | Long | 600 | 2.9519 GBP | |||||
| 1p ordinary | CFD | Long | 760 | 2.9676 GBP | |||||
| 1p ordinary | CFD | Long | 1,472 | 2.9977 GBP | |||||
| 1p ordinary | CFD | Long | 1,477 | 2.9918 GBP | |||||
| 1p ordinary | CFD | Long | 1,889 | 2.9335 GBP | |||||
| 1p ordinary | CFD | Long | 2,500 | 2.9197 GBP | |||||
| 1p ordinary | CFD | Long | 4,000 | 2.9708 GBP | |||||
| 1p ordinary | SWAP | Long | 4,234 | 2.9312 GBP | |||||
| 1p ordinary | CFD | Long | 5,000 | 2.9047 GBP | |||||
| 1p ordinary | CFD | Long | 5,000 | 2.9098 GBP | |||||
| 1p ordinary | SWAP | Long | 5,034 | 2.9090 GBP | |||||
| 1p ordinary | CFD | Long | 7,653 | 2.9909 GBP | |||||
| 1p ordinary | CFD | Long | 8,000 | 2.9021 GBP | |||||
| 1p ordinary | CFD | Long | 9,511 | 2.9865 GBP | |||||
| 1p ordinary | CFD | Long | 10,000 | 2.8959 GBP | |||||
| 1p ordinary | CFD | Long | 10,000 | 2.9000 GBP | |||||
| 1p ordinary | CFD | Long | 14,311 | 2.9590 GBP | |||||
| 1p ordinary | SWAP | Long | 18,197 | 2.9997 GBP | |||||
| 1p ordinary | SWAP | Long | 18,786 | 2.9798 GBP | |||||
| 1p ordinary | CFD | Long | 30,000 | 2.8712 GBP | |||||
| 1p ordinary | CFD | Long | 75,000 | 2.9297 GBP | |||||
| 1p ordinary | SWAP | Long | 104,071 | 2.9042 GBP | |||||
| 1p ordinary | CFD | Long | 200,000 | 2.9031 GBP | |||||
| 1p ordinary | CFD | Long | 200,000 | 2.9816 GBP | |||||
| 1p ordinary | CFD | Long | 250,000 | 2.9012 GBP | |||||
| 1p ordinary | CFD | Long | 250,000 | 2.9033 GBP | |||||
| 1p ordinary | SWAP | Long | 266,118 | 3.0100 GBP | |||||
| 1p ordinary | SWAP | Long | 284,611 | 2.9518 GBP | |||||
| 1p ordinary | SWAP | Short | 100 | 2.8980 GBP | |||||
| 1p ordinary | SWAP | Short | 161 | 2.9729 GBP | |||||
| 1p ordinary | SWAP | Short | 300 | 2.9630 GBP | |||||
| 1p ordinary | CFD | Short | 1,817 | 2.9379 GBP | |||||
| 1p ordinary | CFD | Short | 2,812 | 2.9772 GBP | |||||
| 1p ordinary | CFD | Short | 3,439 | 2.9172 GBP | |||||
| 1p ordinary | SWAP | Short | 3,826 | 2.9849 GBP | |||||
| 1p ordinary | CFD | Short | 5,000 | 2.9392 GBP | |||||
| 1p ordinary | CFD | Short | 6,072 | 2.9107 GBP | |||||
| 1p ordinary | SWAP | Short | 6,218 | 2.9753 GBP | |||||
| 1p ordinary | CFD | Short | 10,000 | 2.8993 GBP | |||||
| 1p ordinary | CFD | Short | 13,157 | 2.9400 GBP | |||||
| 1p ordinary | SWAP | Short | 15,531 | 2.9390 GBP | |||||
| 1p ordinary | CFD | Short | 16,008 | 2.9751 GBP | |||||
| 1p ordinary | SWAP | Short | 43,122 | 3.0120 GBP | |||||
| 1p ordinary | CFD | Short | 47,479 | 2.9666 GBP | |||||
| 1p ordinary | SWAP | Short | 297,518 | 2.9511 GBP | |||||
| 1p ordinary | SWAP | Short | 556,638 | 2.9508 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 24 Oct 2017 | ||
| Contact name: | Femi Badmos | ||
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20171024006053/en/
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