Last checked at 21 Aug 2009 09:39
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
| Name of exempt principal trader | UBS AG London Branch
|
| Company dealt in | SEGRO Plc
|
| Class of relevant security to which the dealings being disclosed relate(Note 1)
| 10p ordinary (GB00B5ZN1N88) |
| Date of dealing | 20 August 2009 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in(Note 2)
| Long | Short | |
| Number (%) | Number (%) | |
| (1) Relevant securities | 362450 0.05% | 4124 0.00% |
| (2) Derivatives (other than options) | 0 0.00% | 0 0.00% |
| (3) Options and agreements to purchase/sell | 0 0.00% | 0 0.00% |
| Total | 362450 0.05% | 4124 0.00% |
(b) Interest and short positions in relevant securities of the company, other than the class dealt in(Note 2)
| Class of relevant security: | Long | Short |
| Number (%) | Number (%) | |
| (1) Relevant securities | ||
| (2) Derivatives (other than options) | ||
| (3)Options and agreements to purchase/sell | ||
| Total |
(c) Rights to subscribe(Note 2)
| Class of relevant security: | Details |
3. DEALINGS(Note 3)
(a) Purchases and sales
| Purchase/sale | Number of securities | Price per unit(Note 4) |
| Buy | 3508 | 3.36700 GBP |
| Buy | 544 | 3.36750 GBP |
| Buy | 3677 | 3.37600 GBP |
| Buy | 2694 | 3.37800 GBP |
| Buy | 3722 | 3.38000 GBP |
| Buy | 3337 | 3.38200 GBP |
| Buy | 6943 | 3.38250 GBP |
| Buy | 3753 | 3.38550 GBP |
| Buy | 6671 | 3.38600 GBP |
| Buy | 3624 | 3.38750 GBP |
| Buy | 3595 | 3.38800 GBP |
| Buy | 1349 | 3.38850 GBP |
| Buy | 3492 | 3.38900 GBP |
| Buy | 6385 | 3.39000 GBP |
| Buy | 6968 | 3.39050 GBP |
| Buy | 15058 | 3.39100 GBP |
| Buy | 507 | 3.39200 GBP |
| Buy | 8124 | 3.39300 GBP |
| Buy | 6844 | 3.39400 GBP |
| Buy | 3537 | 3.39450 GBP |
| Buy | 7613 | 3.39500 GBP |
| Buy | 6240 | 3.39550 GBP |
| Buy | 2152 | 3.39600 GBP |
| Buy | 6217 | 3.39700 GBP |
| Buy | 7510 | 3.39800 GBP |
| Buy | 11766 | 3.40000 GBP |
| Buy | 7761 | 3.40100 GBP |
| Buy | 10408 | 3.40200 GBP |
| Buy | 7089 | 3.40300 GBP |
| Buy | 2236 | 3.40350 GBP |
| Buy | 95 | 3.40400 GBP |
| Buy | 4731 | 3.40500 GBP |
| Buy | 7273 | 3.40600 GBP |
| Buy | 1583 | 3.40700 GBP |
| Buy | 7220 | 3.40800 GBP |
| Buy | 4074 | 3.41000 GBP |
| Buy | 3583 | 3.41200 GBP |
| Buy | 6383 | 3.41950 GBP |
| Buy | 7015 | 3.42000 GBP |
| Buy | 1491 | 3.42600 GBP |
| Buy | 3495 | 3.43600 GBP |
| Buy | 3931 | 3.43650 GBP |
| Buy | 15092 | 3.43700 GBP |
| Buy | 6677 | 3.43900 GBP |
| Buy | 474 | 3.43950 GBP |
| Buy | 5421 | 3.44000 GBP |
| Buy | 1439 | 3.44250 GBP |
| Buy | 3444 | 3.44300 GBP |
| Buy | 3255 | 3.44600 GBP |
| Sell | 5400 | 3.43700 GBP |
| TOTAL BUY : | 250000 | |
| TOTAL SALE : | 5400 |
(b) Derivatives transactions (other than options)
| Product name, e.g. CFD | Long/short(Note 5) | Number of securities(Note 6) | Price per unit(Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates(Note 6) | Exercise price | Type,e.g. American, European etc. | Expiry date | Option money paid/received per unit(Note 4) |
(ii) Exercising
| Product name, e.g. call option | Number of securities | Exercise price per unit(Note 4) |
(d) Other dealings (including new securities)(Note 3)
| Nature of transaction(Note 7) | Details | Price per unit (if applicable)(Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 38.5(b) attached?(Note 8) YES/NO
| Date of disclosure | 21 August 2009
|
| Contact name | Nimisha Sachdev
|
| Telephone number | +44 (0)20 7568 9289
|
| Name of offeree/offeror with which connected | SEGRO PLC
|
| Nature of connection(Note 9) | CONNECTED ADVISOR |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk