27 Sep 2016 09:36
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 26 SEPTEMBER 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 2,107,503 | 44.5200 GBP | 44.3228 GBP |
USD 0.10 ordinary | SALES | 1,197,590 | 44.5050 GBP | 44.3533 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 6,086 | 44.3533 GBP |
USD 0.10 ordinary | CFD | LONG | 8,392 | 44.3533 GBP |
USD 0.10 ordinary | CFD | LONG | 4,758 | 44.3808 GBP |
USD 0.10 ordinary | CFD | LONG | 3,462 | 44.3808 GBP |
USD 0.10 ordinary | CFD | LONG | 12,587 | 44.3875 GBP |
USD 0.10 ordinary | CFD | LONG | 18,586 | 44.3875 GBP |
USD 0.10 ordinary | CFD | LONG | 3,526 | 44.3926 GBP |
USD 0.10 ordinary | CFD | LONG | 722 | 44.3936 GBP |
USD 0.10 ordinary | CFD | LONG | 6,088 | 44.3995 GBP |
USD 0.10 ordinary | CFD | LONG | 8,394 | 44.3995 GBP |
USD 0.10 ordinary | CFD | LONG | 36 | 44.4000 GBP |
USD 0.10 ordinary | CFD | LONG | 164 | 44.4000 GBP |
USD 0.10 ordinary | CFD | LONG | 8,950 | 44.4024 GBP |
USD 0.10 ordinary | CFD | LONG | 520 | 44.4100 GBP |
USD 0.10 ordinary | CFD | LONG | 129 | 44.4155 GBP |
USD 0.10 ordinary | CFD | LONG | 16,568 | 44.4180 GBP |
USD 0.10 ordinary | CFD | LONG | 22,066 | 44.4205 GBP |
USD 0.10 ordinary | CFD | LONG | 31,223 | 44.4231 GBP |
USD 0.10 ordinary | CFD | LONG | 20,350 | 44.4281 GBP |
USD 0.10 ordinary | CFD | LONG | 20,171 | 44.4312 GBP |
USD 0.10 ordinary | CFD | LONG | 32,262 | 44.4400 GBP |
USD 0.10 ordinary | CFD | LONG | 1,500 | 44.4538 GBP |
USD 0.10 ordinary | CFD | LONG | 1,013 | 44.4900 GBP |
USD 0.10 ordinary | CFD | LONG | 17,298 | 44.4999 GBP |
USD 0.10 ordinary | CFD | LONG | 2,218 | 44.5021 GBP |
USD 0.10 ordinary | CFD | LONG | 3,483 | 44.5037 GBP |
USD 0.10 ordinary | CFD | SHORT | 146,318 | 44.3229 GBP |
USD 0.10 ordinary | CFD | SHORT | 192,257 | 44.3900 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,406 | 44.3900 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,790 | 44.3900 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,013 | 44.3900 GBP |
USD 0.10 ordinary | CFD | SHORT | 419,654 | 44.3900 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,939 | 44.3900 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,410 | 44.3900 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,819 | 44.3900 GBP |
USD 0.10 ordinary | CFD | SHORT | 719 | 44.3929 GBP |
USD 0.10 ordinary | CFD | SHORT | 100 | 44.3950 GBP |
USD 0.10 ordinary | CFD | SHORT | 177 | 44.4000 GBP |
USD 0.10 ordinary | CFD | SHORT | 318 | 44.4050 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,027 | 44.4291 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,679 | 44.4291 GBP |
USD 0.10 ordinary | CFD | SHORT | 27,251 | 44.4307 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,446 | 44.4311 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,825 | 44.4311 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,700 | 44.4335 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,988 | 44.4342 GBP |
USD 0.10 ordinary | CFD | SHORT | 908 | 44.4368 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,351 | 44.4419 GBP |
USD 0.10 ordinary | CFD | SHORT | 100 | 44.4428 GBP |
USD 0.10 ordinary | CFD | SHORT | 43,300 | 44.4428 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,300 | 44.4428 GBP |
USD 0.10 ordinary | CFD | SHORT | 121,300 | 44.4428 GBP |
USD 0.10 ordinary | CFD | SHORT | 38,815 | 44.4482 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,567 | 44.4554 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,485 | 44.4725 GBP |
USD 0.10 ordinary | CFD | LONG | 16,860 | 770.3313 ZAR |
USD 0.10 ordinary | CFD | LONG | 11,270 | 770.3581 ZAR |
USD 0.10 ordinary | CFD | LONG | 914 | 770.3581 ZAR |
USD 0.10 ordinary | CFD | LONG | 105 | 771.9900 ZAR |
USD 0.10 ordinary | CFD | LONG | 4,266 | 771.9928 ZAR |
USD 0.10 ordinary | CFD | SHORT | 4,266 | 766.9442 ZAR |
USD 0.10 ordinary | CFD | SHORT | 105 | 767.0100 ZAR |
USD 0.10 ordinary | CFD | SHORT | 10,885 | 769.5498 ZAR |
USD 0.10 ordinary | CFD | SHORT | 19,999 | 769.9348 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 27 SEPTEMBER 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.